Mansueto Joseph D's Form 4 filing
Morningstar, Inc. (MORN) · filed Sep 10, 2021
- Accession no.
- 0001289419-21-000230
- Filed
- Sep 10, 2021
- Trade date
- Sep 8-9, 2021
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 7 non-derivative transactions. Open-market sales total $5.64M. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Mansueto Joseph DCIK 0001324069 | Director, Officer (Executive Chairman), 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Sep 8, 2021 | Common Stock | SSaleDisposed | −10,871 | $278.63F2 | −$3,028,986.73 | 13,632,143 | Direct | |
| Sep 8, 2021 | Common Stock | SSaleDisposed | −1,360 | $279.28F3 | −$379,820.8 | 13,630,783 | Direct | |
| Sep 9, 2021 | Common Stock | SSaleDisposed | −100 | $278.11 | −$27,811 | 13,630,683 | Direct | |
| Sep 9, 2021 | Common Stock | SSaleDisposed | −100 | $280.30F4 | −$28,030 | 13,630,583 | Direct | |
| Sep 9, 2021 | Common Stock | SSaleDisposed | −3,317 | $281.73F5 | −$934,498.41 | 13,627,266 | Direct | |
| Sep 9, 2021 | Common Stock | SSaleDisposed | −3,091 | $282.72F6 | −$873,887.52 | 13,624,175 | Direct | |
| Sep 9, 2021 | Common Stock | SSaleDisposed | −1,278 | $283.49F7 | −$362,300.22 | 13,622,897 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F2
The transaction was executed in multiple trades at prices ranging from $278.10 to $279.09. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F3
The transaction was executed in multiple trades at prices ranging from $279.1050 to $279.66. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F4
The transaction was executed in multiple trades at prices ranging from $280.10 to $280.52. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F5
The transaction was executed in multiple trades at prices ranging from $281.22 to $282.19. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F6
The transaction was executed in multiple trades at prices ranging from $282.24 to $283.23. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F7
The transaction was executed in multiple trades at prices ranging from $283.2650 to $284.18. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.