Mansueto Joseph D 的 Form 4 申報
Morningstar, Inc.（MORN），2021/9/1 申報
- 申報編號
- 0001289419-21-000224
- 申報時間
- 2021/9/1
- 交易日
- 2021/8/30-8/31
- 申報延遲
- 2 天
- 10b5-1 計畫
- 表單沒有這欄（2023 年以前）
這份申報列了 12 筆非衍生性交易。公開市場賣出合計 $559.6 萬。交易後 2 天申報。
申報人
一份 Form 4 可以有好幾位申報人，例如本人與他控制的基金。各交易表上顯示的是第一位。
| 申報人 | 與公司的關係 |
|---|---|
| Mansueto Joseph DCIK 0001324069 | 董事、高階主管（執行董事長）、持股 10% 以上大股東 |
非衍生性證券（表 I）
普通股等股票的取得與處分，每一列是申報上的一筆。
| 交易日 | 證券 | 交易 | 股數 | 價格 | 金額 | 交易後持股 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2021/8/30 | Common Stock | S賣出處分 | −687 | $261.05F2 | −$179,341.35 | 13,705,850 | 直接 | |
| 2021/8/30 | Common Stock | S賣出處分 | −900 | $261.86F3 | −$235,674 | 13,704,950 | 直接 | |
| 2021/8/30 | Common Stock | S賣出處分 | −1,175 | $263.00F4 | −$309,025 | 13,703,775 | 直接 | |
| 2021/8/30 | Common Stock | S賣出處分 | −1,151 | $263.76F5 | −$303,587.76 | 13,702,624 | 直接 | |
| 2021/8/30 | Common Stock | S賣出處分 | −1,316 | $264.98F6 | −$348,713.68 | 13,701,308 | 直接 | |
| 2021/8/30 | Common Stock | S賣出處分 | −4,824 | $266.18F7 | −$1,284,052.32 | 13,696,484 | 直接 | |
| 2021/8/30 | Common Stock | S賣出處分 | −1,141 | $266.76F8 | −$304,373.16 | 13,695,343 | 直接 | |
| 2021/8/31 | Common Stock | S賣出處分 | −686 | $266.68F9 | −$182,942.48 | 13,694,657 | 直接 | |
| 2021/8/31 | Common Stock | S賣出處分 | −2,573 | $267.78F10 | −$688,997.94 | 13,692,084 | 直接 | |
| 2021/8/31 | Common Stock | S賣出處分 | −2,437 | $268.61F11 | −$654,602.57 | 13,689,647 | 直接 | |
| 2021/8/31 | Common Stock | S賣出處分 | −3,015 | $269.65F12 | −$812,994.75 | 13,686,632 | 直接 | |
| 2021/8/31 | Common Stock | S賣出處分 | −1,077 | $270.65F13 | −$291,490.05 | 13,685,555 | 直接 |
附註與備註
本站收錄交易價格引用的附註、修正申報（Form 4/A）的全部附註，以及申報的備註。其他附註，例如間接持有的方式、交易計畫的細節，請看 SEC EDGAR 上的原文。
- F2
The transaction was executed in multiple trades at prices ranging from $260.42 to $261.40. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F3
The transaction was executed in multiple trades at prices ranging from $261.44 to $262.42. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F4
The transaction was executed in multiple trades at prices ranging from $262.44 to $263.43. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F5
The transaction was executed in multiple trades at prices ranging from $263.44 to $264.1850. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F6
The transaction was executed in multiple trades at prices ranging from $264.60 to $265.58. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F7
The transaction was executed in multiple trades at prices ranging from $265.66 to $266.65. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F8
The transaction was executed in multiple trades at prices ranging from $266.67 to $266.9850. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F9
The transaction was executed in multiple trades at prices ranging from $266.18 to $267.1550. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F10
The transaction was executed in multiple trades at prices ranging from $267.18 to $268.13. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F11
The transaction was executed in multiple trades at prices ranging from $268.18 to $269.17. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F12
The transaction was executed in multiple trades at prices ranging from $269.22 to $270.17. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F13
The transaction was executed in multiple trades at prices ranging from $270.35 to $271.10. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。