Mansueto Joseph D's Form 4 filing
Morningstar, Inc. (MORN) · filed Sep 1, 2021
- Accession no.
- 0001289419-21-000224
- Filed
- Sep 1, 2021
- Trade date
- Aug 30-31, 2021
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 12 non-derivative transactions. Open-market sales total $5.60M. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Mansueto Joseph DCIK 0001324069 | Director, Officer (Executive Chairman), 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 30, 2021 | Common Stock | SSaleDisposed | −687 | $261.05F2 | −$179,341.35 | 13,705,850 | Direct | |
| Aug 30, 2021 | Common Stock | SSaleDisposed | −900 | $261.86F3 | −$235,674 | 13,704,950 | Direct | |
| Aug 30, 2021 | Common Stock | SSaleDisposed | −1,175 | $263.00F4 | −$309,025 | 13,703,775 | Direct | |
| Aug 30, 2021 | Common Stock | SSaleDisposed | −1,151 | $263.76F5 | −$303,587.76 | 13,702,624 | Direct | |
| Aug 30, 2021 | Common Stock | SSaleDisposed | −1,316 | $264.98F6 | −$348,713.68 | 13,701,308 | Direct | |
| Aug 30, 2021 | Common Stock | SSaleDisposed | −4,824 | $266.18F7 | −$1,284,052.32 | 13,696,484 | Direct | |
| Aug 30, 2021 | Common Stock | SSaleDisposed | −1,141 | $266.76F8 | −$304,373.16 | 13,695,343 | Direct | |
| Aug 31, 2021 | Common Stock | SSaleDisposed | −686 | $266.68F9 | −$182,942.48 | 13,694,657 | Direct | |
| Aug 31, 2021 | Common Stock | SSaleDisposed | −2,573 | $267.78F10 | −$688,997.94 | 13,692,084 | Direct | |
| Aug 31, 2021 | Common Stock | SSaleDisposed | −2,437 | $268.61F11 | −$654,602.57 | 13,689,647 | Direct | |
| Aug 31, 2021 | Common Stock | SSaleDisposed | −3,015 | $269.65F12 | −$812,994.75 | 13,686,632 | Direct | |
| Aug 31, 2021 | Common Stock | SSaleDisposed | −1,077 | $270.65F13 | −$291,490.05 | 13,685,555 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F2
The transaction was executed in multiple trades at prices ranging from $260.42 to $261.40. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F3
The transaction was executed in multiple trades at prices ranging from $261.44 to $262.42. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F4
The transaction was executed in multiple trades at prices ranging from $262.44 to $263.43. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F5
The transaction was executed in multiple trades at prices ranging from $263.44 to $264.1850. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F6
The transaction was executed in multiple trades at prices ranging from $264.60 to $265.58. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F7
The transaction was executed in multiple trades at prices ranging from $265.66 to $266.65. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F8
The transaction was executed in multiple trades at prices ranging from $266.67 to $266.9850. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F9
The transaction was executed in multiple trades at prices ranging from $266.18 to $267.1550. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F10
The transaction was executed in multiple trades at prices ranging from $267.18 to $268.13. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F11
The transaction was executed in multiple trades at prices ranging from $268.18 to $269.17. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F12
The transaction was executed in multiple trades at prices ranging from $269.22 to $270.17. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F13
The transaction was executed in multiple trades at prices ranging from $270.35 to $271.10. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.