Mansueto Joseph D 的 Form 4 申報
Morningstar, Inc.（MORN），2021/8/6 申報
- 申報編號
- 0001289419-21-000194
- 申報時間
- 2021/8/6
- 交易日
- 2021/8/4-8/5
- 申報延遲
- 2 天
- 10b5-1 計畫
- 表單沒有這欄（2023 年以前）
這份申報列了 10 筆非衍生性交易。公開市場賣出合計 $428.5 萬。交易後 2 天申報。
申報人
一份 Form 4 可以有好幾位申報人，例如本人與他控制的基金。各交易表上顯示的是第一位。
| 申報人 | 與公司的關係 |
|---|---|
| Mansueto Joseph DCIK 0001324069 | 董事、高階主管（執行董事長）、持股 10% 以上大股東 |
非衍生性證券（表 I）
普通股等股票的取得與處分，每一列是申報上的一筆。
| 交易日 | 證券 | 交易 | 股數 | 價格 | 金額 | 交易後持股 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2021/8/4 | Common Stock | S賣出處分 | −150 | $261.53 | −$39,229.5 | 18,328,227 | 直接 | |
| 2021/8/4 | Common Stock | S賣出處分 | −200 | $262.96F2 | −$52,592 | 18,328,027 | 直接 | |
| 2021/8/4 | Common Stock | S賣出處分 | −849 | $264.90F3 | −$224,900.1 | 18,327,178 | 直接 | |
| 2021/8/4 | Common Stock | S賣出處分 | −3,001 | $265.80F4 | −$797,665.8 | 18,324,177 | 直接 | |
| 2021/8/4 | Common Stock | S賣出處分 | −1,850 | $266.87F5 | −$493,709.5 | 18,322,327 | 直接 | |
| 2021/8/4 | Common Stoick | S賣出處分 | −5,411 | $268.07F6 | −$1,450,526.77 | 18,316,916 | 直接 | |
| 2021/8/4 | Common Stock | S賣出處分 | −3,933 | $268.94F7 | −$1,057,741.02 | 18,312,983 | 直接 | |
| 2021/8/4 | Common Stock | S賣出處分 | −328 | $269.72F8 | −$88,468.16 | 18,312,655 | 直接 | |
| 2021/8/5 | Common Stock | S賣出處分 | −150 | $265.20F9 | −$39,780 | 18,312,505 | 直接 | |
| 2021/8/5 | Common Stock | S賣出處分 | −150 | $266.59F10 | −$39,988.5 | 18,312,355 | 直接 |
附註與備註
本站收錄交易價格引用的附註、修正申報（Form 4/A）的全部附註，以及申報的備註。其他附註，例如間接持有的方式、交易計畫的細節，請看 SEC EDGAR 上的原文。
- F2
The transaction was executed in multiple trades at prices ranging from $262.95 to $262.98. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F3
The transaction was executed in multiple trades at prices ranging from $264.28 to $265.18. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F4
The transaction was executed in multiple trades at prices ranging from $265.3250 to $266.22. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F5
The transaction was executed in multiple trades at prices ranging from $266.43 to $267.3850. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F6
The transaction was executed in multiple trades at prices ranging from $267.54 to $268.5150. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F7
The transaction was executed in multiple trades at prices ranging from $268.54 to $269.51. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F8
The transaction was executed in multiple trades at prices ranging from $269.62 to $269.81. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F9
The transaction was executed in multiple trades at prices ranging from $265.18 to $266.03. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F10
The transaction was executed in multiple trades at prices ranging from $266.59 to $266.5950. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。