Mansueto Joseph D's Form 4 filing
Morningstar, Inc. (MORN) · filed Aug 6, 2021
- Accession no.
- 0001289419-21-000194
- Filed
- Aug 6, 2021
- Trade date
- Aug 4-5, 2021
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 10 non-derivative transactions. Open-market sales total $4.28M. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Mansueto Joseph DCIK 0001324069 | Director, Officer (Executive Chairman), 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 4, 2021 | Common Stock | SSaleDisposed | −150 | $261.53 | −$39,229.5 | 18,328,227 | Direct | |
| Aug 4, 2021 | Common Stock | SSaleDisposed | −200 | $262.96F2 | −$52,592 | 18,328,027 | Direct | |
| Aug 4, 2021 | Common Stock | SSaleDisposed | −849 | $264.90F3 | −$224,900.1 | 18,327,178 | Direct | |
| Aug 4, 2021 | Common Stock | SSaleDisposed | −3,001 | $265.80F4 | −$797,665.8 | 18,324,177 | Direct | |
| Aug 4, 2021 | Common Stock | SSaleDisposed | −1,850 | $266.87F5 | −$493,709.5 | 18,322,327 | Direct | |
| Aug 4, 2021 | Common Stoick | SSaleDisposed | −5,411 | $268.07F6 | −$1,450,526.77 | 18,316,916 | Direct | |
| Aug 4, 2021 | Common Stock | SSaleDisposed | −3,933 | $268.94F7 | −$1,057,741.02 | 18,312,983 | Direct | |
| Aug 4, 2021 | Common Stock | SSaleDisposed | −328 | $269.72F8 | −$88,468.16 | 18,312,655 | Direct | |
| Aug 5, 2021 | Common Stock | SSaleDisposed | −150 | $265.20F9 | −$39,780 | 18,312,505 | Direct | |
| Aug 5, 2021 | Common Stock | SSaleDisposed | −150 | $266.59F10 | −$39,988.5 | 18,312,355 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F2
The transaction was executed in multiple trades at prices ranging from $262.95 to $262.98. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F3
The transaction was executed in multiple trades at prices ranging from $264.28 to $265.18. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F4
The transaction was executed in multiple trades at prices ranging from $265.3250 to $266.22. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F5
The transaction was executed in multiple trades at prices ranging from $266.43 to $267.3850. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F6
The transaction was executed in multiple trades at prices ranging from $267.54 to $268.5150. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F7
The transaction was executed in multiple trades at prices ranging from $268.54 to $269.51. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F8
The transaction was executed in multiple trades at prices ranging from $269.62 to $269.81. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F9
The transaction was executed in multiple trades at prices ranging from $265.18 to $266.03. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F10
The transaction was executed in multiple trades at prices ranging from $266.59 to $266.5950. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.