Timperman Jurgen 的 Form 4 申報
Carrier Global Corp（CARR），2024/5/1 申報
- 申報編號
- 0001225208-24-005435
- 申報時間
- 2024/5/1
- 交易日
- 2024/4/29
- 申報延遲
- 2 天
- 10b5-1 計畫
- 沒有勾選
這份申報列了 13 筆非衍生性交易、2 筆衍生性交易。公開市場賣出合計 $1,230 萬。交易後 2 天申報。
申報人
一份 Form 4 可以有好幾位申報人，例如本人與他控制的基金。各交易表上顯示的是第一位。
| 申報人 | 與公司的關係 |
|---|---|
| Timperman JurgenCIK 0001808090 | 高階主管（President, Fire & Security） |
非衍生性證券（表 I）
普通股等股票的取得與處分，每一列是申報上的一筆。
| 交易日 | 證券 | 交易 | 股數 | 價格 | 金額 | 交易後持股 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2024/4/29 | Common Stock | M行使選擇權取得 | +165,200 | $16.55 | +$2,734,060 | 165,200 | 直接 | |
| 2024/4/29 | Common Stock | M行使選擇權取得 | +102,255 | $38.33 | +$3,919,434.15 | 267,455 | 直接 | |
| 2024/4/29 | Common Stock | F扣股繳稅處分 | −8,000 | $62.06 | −$496,480 | 259,455 | 直接 | |
| 2024/4/29 | Common Stock | F扣股繳稅處分 | −8,019 | $61.91 | −$496,456.29 | 251,436 | 直接 | |
| 2024/4/29 | Common Stock | F扣股繳稅處分 | −9,320 | $62.15 | −$579,238 | 242,116 | 直接 | |
| 2024/4/29 | Common Stock | F扣股繳稅處分 | −9,347 | $61.97 | −$579,233.59 | 232,769 | 直接 | |
| 2024/4/29 | Common Stock | F扣股繳稅處分 | −9,393 | $62.02 | −$582,553.86 | 223,376 | 直接 | |
| 2024/4/29 | Common Stock | F扣股繳稅處分 | −19,976 | $61.89 | −$1,236,314.64 | 203,400 | 直接 | |
| 2024/4/29 | Common Stock | F扣股繳稅處分 | −21,725 | $61.75 | −$1,341,518.75 | 181,675 | 直接 | |
| 2024/4/29 | Common Stock | F扣股繳稅處分 | −21,760 | $61.65 | −$1,341,504 | 159,915 | 直接 | |
| 2024/4/29 | Common Stock | S賣出處分 | −38,794 | $61.75F2 | −$2,395,529.5 | 121,121 | 直接 | |
| 2024/4/29 | Common Stock | S賣出處分 | −121,121 | $62.02F3 | −$7,511,924.42 | 0 | 直接 | |
| 2024/4/29 | Common Stock | S賣出處分 | −38,858 | $61.64F4 | −$2,395,207.12 | 0 | 間接 |
衍生性證券（表 II）
選擇權、認股權證、限制型股票單位等。股數是標的股票的股數；單價與金額是衍生證券本身的價格，交易後持有是衍生證券的單位數。
| 交易日 | 證券 | 交易 | 標的股數 | 單價 | 金額 | 交易後持有 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2024/4/29 | Common Stock | M行使選擇權處分 | −102,255 | $0.00 | $0 | 0 | 直接 | |
| 2024/4/29 | Common Stock | M行使選擇權處分 | −165,200 | $0.00 | $0 | 0 | 直接 |
附註與備註
本站收錄交易價格引用的附註、修正申報（Form 4/A）的全部附註，以及申報的備註。其他附註，例如間接持有的方式、交易計畫的細節，請看 SEC EDGAR 上的原文。
- F2
The price reported in Column 4 is a weighted average price for shares sold in multiple transactions. The sale prices range from $61.58 to $61.90 per share. The reporting person has provided to the issuer and undertakes to provide to the Commission staff or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range.
表 I 有 1 筆交易的價格引用這則附註。
- F3
The price reported in Column 4 is a weighted average price for shares sold in multiple transactions. The sale prices range from $61.890 to $62.184 per share. The reporting person has provided to the issuer and undertakes to provide to the Commission staff or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range.
表 I 有 1 筆交易的價格引用這則附註。
- F4
The price reported in Column 4 is a weighted average price for shares sold in multiple transactions. The sale prices range from $61.54 to $61.71 per share. The reporting person has provided to the issuer and undertakes to provide to the Commission staff or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range.
表 I 有 1 筆交易的價格引用這則附註。