Timperman Jurgen's Form 4 filing
Carrier Global Corp (CARR) · filed May 1, 2024
- Accession no.
- 0001225208-24-005435
- Filed
- May 1, 2024
- Trade date
- Apr 29, 2024
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not checked
This filing lists 13 non-derivative transactions and 2 derivative transactions. Open-market sales total $12.3M. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Timperman JurgenCIK 0001808090 | Officer (President, Fire & Security) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Apr 29, 2024 | Common Stock | MOption exerciseAcquired | +165,200 | $16.55 | +$2,734,060 | 165,200 | Direct | |
| Apr 29, 2024 | Common Stock | MOption exerciseAcquired | +102,255 | $38.33 | +$3,919,434.15 | 267,455 | Direct | |
| Apr 29, 2024 | Common Stock | FTax withholdingDisposed | −8,000 | $62.06 | −$496,480 | 259,455 | Direct | |
| Apr 29, 2024 | Common Stock | FTax withholdingDisposed | −8,019 | $61.91 | −$496,456.29 | 251,436 | Direct | |
| Apr 29, 2024 | Common Stock | FTax withholdingDisposed | −9,320 | $62.15 | −$579,238 | 242,116 | Direct | |
| Apr 29, 2024 | Common Stock | FTax withholdingDisposed | −9,347 | $61.97 | −$579,233.59 | 232,769 | Direct | |
| Apr 29, 2024 | Common Stock | FTax withholdingDisposed | −9,393 | $62.02 | −$582,553.86 | 223,376 | Direct | |
| Apr 29, 2024 | Common Stock | FTax withholdingDisposed | −19,976 | $61.89 | −$1,236,314.64 | 203,400 | Direct | |
| Apr 29, 2024 | Common Stock | FTax withholdingDisposed | −21,725 | $61.75 | −$1,341,518.75 | 181,675 | Direct | |
| Apr 29, 2024 | Common Stock | FTax withholdingDisposed | −21,760 | $61.65 | −$1,341,504 | 159,915 | Direct | |
| Apr 29, 2024 | Common Stock | SSaleDisposed | −38,794 | $61.75F2 | −$2,395,529.5 | 121,121 | Direct | |
| Apr 29, 2024 | Common Stock | SSaleDisposed | −121,121 | $62.02F3 | −$7,511,924.42 | 0 | Direct | |
| Apr 29, 2024 | Common Stock | SSaleDisposed | −38,858 | $61.64F4 | −$2,395,207.12 | 0 | Indirect |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Apr 29, 2024 | Common Stock | MOption exerciseDisposed | −102,255 | $0.00 | $0 | 0 | Direct | |
| Apr 29, 2024 | Common Stock | MOption exerciseDisposed | −165,200 | $0.00 | $0 | 0 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F2
The price reported in Column 4 is a weighted average price for shares sold in multiple transactions. The sale prices range from $61.58 to $61.90 per share. The reporting person has provided to the issuer and undertakes to provide to the Commission staff or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range.
Referenced by the price of 1 transaction in Table I.
- F3
The price reported in Column 4 is a weighted average price for shares sold in multiple transactions. The sale prices range from $61.890 to $62.184 per share. The reporting person has provided to the issuer and undertakes to provide to the Commission staff or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range.
Referenced by the price of 1 transaction in Table I.
- F4
The price reported in Column 4 is a weighted average price for shares sold in multiple transactions. The sale prices range from $61.54 to $61.71 per share. The reporting person has provided to the issuer and undertakes to provide to the Commission staff or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range.
Referenced by the price of 1 transaction in Table I.