Rhodes William C III 的 Form 4 申報
AutoZone Inc（AZO），2024/3/26 申報
- 申報編號
- 0001225208-24-004508
- 申報時間
- 2024/3/26
- 交易日
- 2024/3/25-3/26
- 申報延遲
- 1 天
- 10b5-1 計畫
- 沒有勾選
這份申報列了 30 筆非衍生性交易、3 筆衍生性交易。公開市場賣出合計 $3,844 萬。交易後 1 天申報。
申報人
一份 Form 4 可以有好幾位申報人，例如本人與他控制的基金。各交易表上顯示的是第一位。
| 申報人 | 與公司的關係 |
|---|---|
| Rhodes William C IIICIK 0001080992 | 董事、高階主管（執行董事長） |
非衍生性證券（表 I）
普通股等股票的取得與處分，每一列是申報上的一筆。
| 交易日 | 證券 | 交易 | 股數 | 價格 | 金額 | 交易後持股 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2024/3/25 | Common Stock | M行使選擇權取得 | +6,750 | $744.85 | +$5,027,737.5 | 22,107.94 | 直接 | |
| 2024/3/25 | Common Stock | M行使選擇權取得 | +2,500 | $587.13 | +$1,467,825 | 24,607.94 | 直接 | |
| 2024/3/25 | Common Stock | S賣出處分 | −21 | $3,206.54F1 | −$67,337.34 | 24,586.94 | 直接 | |
| 2024/3/25 | Common Stock | S賣出處分 | −80 | $3,198.61 | −$255,888.8 | 24,506.94 | 直接 | |
| 2024/3/25 | Common Stock | S賣出處分 | −119.89 | $3,197.89F2 | −$383,395.03 | 24,387.05 | 直接 | |
| 2024/3/25 | Common Stock | S賣出處分 | −120 | $3,199.64F3 | −$383,956.8 | 24,267.05 | 直接 | |
| 2024/3/25 | Common Stock | S賣出處分 | −147 | $3,210.97F4 | −$472,012.59 | 24,120.05 | 直接 | |
| 2024/3/25 | Common Stock | S賣出處分 | −205 | $3,215.14F5 | −$659,103.7 | 23,915.05 | 直接 | |
| 2024/3/25 | Common Stock | S賣出處分 | −268 | $3,172.38F6 | −$850,197.84 | 23,647.05 | 直接 | |
| 2024/3/25 | Common Stock | S賣出處分 | −302 | $3,208.27F7 | −$968,897.54 | 23,345.05 | 直接 | |
| 2024/3/25 | Common Stock | S賣出處分 | −371 | $3,196.15F8 | −$1,185,771.65 | 22,974.05 | 直接 | |
| 2024/3/25 | Common Stock | S賣出處分 | −440 | $3,196.75F9 | −$1,406,570 | 22,534.05 | 直接 | |
| 2024/3/25 | Common Stock | S賣出處分 | −513 | $3,204.76F10 | −$1,644,041.88 | 22,021.05 | 直接 | |
| 2024/3/25 | Common Stock | S賣出處分 | −514 | $3,204.32F11 | −$1,647,020.48 | 21,507.05 | 直接 | |
| 2024/3/25 | Common Stock | S賣出處分 | −600 | $3,202.95F12 | −$1,921,770 | 20,907.05 | 直接 | |
| 2024/3/25 | Common Stock | S賣出處分 | −600 | $3,191.92F13 | −$1,915,152 | 20,307.05 | 直接 | |
| 2024/3/25 | Common Stock | S賣出處分 | −965 | $3,170.30F14 | −$3,059,339.5 | 19,342.05 | 直接 | |
| 2024/3/25 | Common Stock | S賣出處分 | −1,153 | $3,209.22F15 | −$3,700,230.66 | 18,189.05 | 直接 | |
| 2024/3/25 | Common Stock | S賣出處分 | −2,832 | $3,171.86F16 | −$8,982,707.52 | 15,357.05 | 直接 | |
| 2024/3/26 | Common Stock | M行使選擇權取得 | +9,500 | $587.13 | +$5,577,735 | 24,857.05 | 直接 | |
| 2024/3/26 | Common Stock | S賣出處分 | −100 | $3,184.85 | −$318,485 | 24,757.05 | 直接 | |
| 2024/3/26 | Common Stock | S賣出處分 | −100 | $3,183.40F17 | −$318,340 | 24,657.05 | 直接 | |
| 2024/3/26 | Common Stock | S賣出處分 | −100 | $3,182.33 | −$318,233 | 24,557.05 | 直接 | |
| 2024/3/26 | Common Stock | S賣出處分 | −100 | $3,176.30 | −$317,630 | 24,457.05 | 直接 | |
| 2024/3/26 | Common Stock | S賣出處分 | −200 | $3,195.40F18 | −$639,080 | 24,257.05 | 直接 | |
| 2024/3/26 | Common Stock | S賣出處分 | −200 | $3,193.25 | −$638,650 | 24,057.05 | 直接 | |
| 2024/3/26 | Common Stock | S賣出處分 | −200 | $3,185.91 | −$637,182 | 23,857.05 | 直接 | |
| 2024/3/26 | Common Stock | S賣出處分 | −400 | $3,187.50F19 | −$1,275,000 | 23,457.05 | 直接 | |
| 2024/3/26 | Common Stock | S賣出處分 | −600 | $3,191.10F20 | −$1,914,660 | 22,857.05 | 直接 | |
| 2024/3/26 | Common Stock | S賣出處分 | −800 | $3,194.79F21 | −$2,555,832 | 22,057.05 | 直接 |
衍生性證券（表 II）
選擇權、認股權證、限制型股票單位等。股數是標的股票的股數；單價與金額是衍生證券本身的價格，交易後持有是衍生證券的單位數。
| 交易日 | 證券 | 交易 | 標的股數 | 單價 | 金額 | 交易後持有 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2024/3/25 | Common Stock | M行使選擇權處分 | −6,750 | $0.00 | $0 | 0 | 直接 | |
| 2024/3/25 | Common Stock | M行使選擇權處分 | −2,500 | $0.00 | $0 | 9,500 | 直接 | |
| 2024/3/26 | Common Stock | M行使選擇權處分 | −9,500 | $0.00 | $0 | 0 | 直接 |
附註與備註
本站收錄交易價格引用的附註、修正申報（Form 4/A）的全部附註，以及申報的備註。其他附註，例如間接持有的方式、交易計畫的細節，請看 SEC EDGAR 上的原文。
- F1
This price represents the weighted average price per Share, of Issuer, of sales that were executed at prices ranging from $3,206.26 - $3,207.12 per Share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number. of Shares sold at each price.
表 I 有 1 筆交易的價格引用這則附註。
- F2
This price represents the weighted average price per Share, of Issuer, of sales that were executed at prices ranging from $3,197.46 - $3,197.95 per Share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number. of Shares sold at each price.
表 I 有 1 筆交易的價格引用這則附註。
- F3
This price represents the weighted average price per Share, of Issuer, of sales that were executed at prices ranging from $3,199.00 - $3,199.77 per Share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number. of Shares sold at each price.
表 I 有 1 筆交易的價格引用這則附註。
- F4
This price represents the weighted average price per Share, of Issuer, of sales that were executed at prices ranging from $3,210.20 - $3,211.11 per Share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number. of Shares sold at each price.
表 I 有 1 筆交易的價格引用這則附註。
- F5
This price represents the weighted average price per Share, of Issuer, of sales that were executed at prices ranging from $3,214.76 - $3,215.54 per Share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number. of Shares sold at each price.
表 I 有 1 筆交易的價格引用這則附註。
- F6
This price represents the weighted average price per Share, of Issuer, of sales that were executed at prices ranging from $3,172.34 - $3,172.48 per Share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number. of Shares sold at each price.
表 I 有 1 筆交易的價格引用這則附註。
- F7
This price represents the weighted average price per Share, of Issuer, of sales that were executed at prices ranging from $3,207.54 - $3,208.33 per Share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number. of Shares sold at each price.
表 I 有 1 筆交易的價格引用這則附註。
- F8
This price represents the weighted average price per Share, of Issuer, of sales that were executed at prices ranging from $3,195.22 - $3,196.20 per Share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number. of Shares sold at each price.
表 I 有 1 筆交易的價格引用這則附註。
- F9
This price represents the weighted average price per Share, of Issuer, of sales that were executed at prices ranging from $3,196.26 - $3,197.18 per Share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number. of Shares sold at each price.
表 I 有 1 筆交易的價格引用這則附註。
- F10
This price represents the weighted average price per Share, of Issuer, of sales that were executed at prices ranging from $3,204.69- $3,205.41 per Share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number. of Shares sold at each price.
表 I 有 1 筆交易的價格引用這則附註。
- F11
This price represents the weighted average price per Share, of Issuer, of sales that were executed at prices ranging from $3,203.65- $3,204.52 per Share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number. of Shares sold at each price.
表 I 有 1 筆交易的價格引用這則附註。
- F12
This price represents the weighted average price per Share, of Issuer, of sales that were executed at prices ranging from $3,202.59 - $3,203.46 per Share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number. of Shares sold at each price.
表 I 有 1 筆交易的價格引用這則附註。
- F13
This price represents the weighted average price per Share, of Issuer, of sales that were executed at prices ranging from $3,191.44 - $3,192.40 per Share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number. of Shares sold at each price.
表 I 有 1 筆交易的價格引用這則附註。
- F14
This price represents the weighted average price per Share, of Issuer, of sales that were executed at prices ranging from $3,170.00 - $3,170.96 per Share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number. of Shares sold at each price.
表 I 有 1 筆交易的價格引用這則附註。
- F15
This price represents the weighted average price per Share, of Issuer, of sales that were executed at prices ranging from $3,208.99 - $3,209.89 per Share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number. of Shares sold at each price.
表 I 有 1 筆交易的價格引用這則附註。
- F16
This price represents the weighted average price per Share, of Issuer, of sales that were executed at prices ranging from $3,171.22 - $3,172.12 per Share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number. of Shares sold at each price.
表 I 有 1 筆交易的價格引用這則附註。
- F17
This price represents the weighted average price per Share, of Issuer, of sales that were executed at prices ranging from $3,183.35 - $3,183.40 per Share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number. of Shares sold at each price.
表 I 有 1 筆交易的價格引用這則附註。
- F18
This price represents the weighted average price per Share, of Issuer, of sales that were executed at prices ranging from $3,195.33 - $3,195.47 per Share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number. of Shares sold at each price.
表 I 有 1 筆交易的價格引用這則附註。
- F19
This price represents the weighted average price per Share, of Issuer, of sales that were executed at prices ranging from $3,187.26 - $3,187.79 per Share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number. of Shares sold at each price.
表 I 有 1 筆交易的價格引用這則附註。
- F20
This price represents the weighted average price per Share, of Issuer, of sales that were executed at prices ranging from $3,190.87 - $3,191.35 per Share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number. of Shares sold at each price.
表 I 有 1 筆交易的價格引用這則附註。
- F21
This price represents the weighted average price per Share, of Issuer, of sales that were executed at prices ranging from $3,194.27 - $3,195.25 per Share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number. of Shares sold at each price.
表 I 有 1 筆交易的價格引用這則附註。