Rhodes William C III's Form 4 filing
AutoZone Inc (AZO) · filed Mar 26, 2024
- Accession no.
- 0001225208-24-004508
- Filed
- Mar 26, 2024
- Trade date
- Mar 25-26, 2024
- Filing delay
- 1 day
- Rule 10b5-1 plan
- Not checked
This filing lists 30 non-derivative transactions and 3 derivative transactions. Open-market sales total $38.4M. It was filed 1 day after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Rhodes William C IIICIK 0001080992 | Director, Officer (Executive Chairman) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Mar 25, 2024 | Common Stock | MOption exerciseAcquired | +6,750 | $744.85 | +$5,027,737.5 | 22,107.94 | Direct | |
| Mar 25, 2024 | Common Stock | MOption exerciseAcquired | +2,500 | $587.13 | +$1,467,825 | 24,607.94 | Direct | |
| Mar 25, 2024 | Common Stock | SSaleDisposed | −21 | $3,206.54F1 | −$67,337.34 | 24,586.94 | Direct | |
| Mar 25, 2024 | Common Stock | SSaleDisposed | −80 | $3,198.61 | −$255,888.8 | 24,506.94 | Direct | |
| Mar 25, 2024 | Common Stock | SSaleDisposed | −119.89 | $3,197.89F2 | −$383,395.03 | 24,387.05 | Direct | |
| Mar 25, 2024 | Common Stock | SSaleDisposed | −120 | $3,199.64F3 | −$383,956.8 | 24,267.05 | Direct | |
| Mar 25, 2024 | Common Stock | SSaleDisposed | −147 | $3,210.97F4 | −$472,012.59 | 24,120.05 | Direct | |
| Mar 25, 2024 | Common Stock | SSaleDisposed | −205 | $3,215.14F5 | −$659,103.7 | 23,915.05 | Direct | |
| Mar 25, 2024 | Common Stock | SSaleDisposed | −268 | $3,172.38F6 | −$850,197.84 | 23,647.05 | Direct | |
| Mar 25, 2024 | Common Stock | SSaleDisposed | −302 | $3,208.27F7 | −$968,897.54 | 23,345.05 | Direct | |
| Mar 25, 2024 | Common Stock | SSaleDisposed | −371 | $3,196.15F8 | −$1,185,771.65 | 22,974.05 | Direct | |
| Mar 25, 2024 | Common Stock | SSaleDisposed | −440 | $3,196.75F9 | −$1,406,570 | 22,534.05 | Direct | |
| Mar 25, 2024 | Common Stock | SSaleDisposed | −513 | $3,204.76F10 | −$1,644,041.88 | 22,021.05 | Direct | |
| Mar 25, 2024 | Common Stock | SSaleDisposed | −514 | $3,204.32F11 | −$1,647,020.48 | 21,507.05 | Direct | |
| Mar 25, 2024 | Common Stock | SSaleDisposed | −600 | $3,202.95F12 | −$1,921,770 | 20,907.05 | Direct | |
| Mar 25, 2024 | Common Stock | SSaleDisposed | −600 | $3,191.92F13 | −$1,915,152 | 20,307.05 | Direct | |
| Mar 25, 2024 | Common Stock | SSaleDisposed | −965 | $3,170.30F14 | −$3,059,339.5 | 19,342.05 | Direct | |
| Mar 25, 2024 | Common Stock | SSaleDisposed | −1,153 | $3,209.22F15 | −$3,700,230.66 | 18,189.05 | Direct | |
| Mar 25, 2024 | Common Stock | SSaleDisposed | −2,832 | $3,171.86F16 | −$8,982,707.52 | 15,357.05 | Direct | |
| Mar 26, 2024 | Common Stock | MOption exerciseAcquired | +9,500 | $587.13 | +$5,577,735 | 24,857.05 | Direct | |
| Mar 26, 2024 | Common Stock | SSaleDisposed | −100 | $3,184.85 | −$318,485 | 24,757.05 | Direct | |
| Mar 26, 2024 | Common Stock | SSaleDisposed | −100 | $3,183.40F17 | −$318,340 | 24,657.05 | Direct | |
| Mar 26, 2024 | Common Stock | SSaleDisposed | −100 | $3,182.33 | −$318,233 | 24,557.05 | Direct | |
| Mar 26, 2024 | Common Stock | SSaleDisposed | −100 | $3,176.30 | −$317,630 | 24,457.05 | Direct | |
| Mar 26, 2024 | Common Stock | SSaleDisposed | −200 | $3,195.40F18 | −$639,080 | 24,257.05 | Direct | |
| Mar 26, 2024 | Common Stock | SSaleDisposed | −200 | $3,193.25 | −$638,650 | 24,057.05 | Direct | |
| Mar 26, 2024 | Common Stock | SSaleDisposed | −200 | $3,185.91 | −$637,182 | 23,857.05 | Direct | |
| Mar 26, 2024 | Common Stock | SSaleDisposed | −400 | $3,187.50F19 | −$1,275,000 | 23,457.05 | Direct | |
| Mar 26, 2024 | Common Stock | SSaleDisposed | −600 | $3,191.10F20 | −$1,914,660 | 22,857.05 | Direct | |
| Mar 26, 2024 | Common Stock | SSaleDisposed | −800 | $3,194.79F21 | −$2,555,832 | 22,057.05 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Mar 25, 2024 | Common Stock | MOption exerciseDisposed | −6,750 | $0.00 | $0 | 0 | Direct | |
| Mar 25, 2024 | Common Stock | MOption exerciseDisposed | −2,500 | $0.00 | $0 | 9,500 | Direct | |
| Mar 26, 2024 | Common Stock | MOption exerciseDisposed | −9,500 | $0.00 | $0 | 0 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
This price represents the weighted average price per Share, of Issuer, of sales that were executed at prices ranging from $3,206.26 - $3,207.12 per Share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number. of Shares sold at each price.
Referenced by the price of 1 transaction in Table I.
- F2
This price represents the weighted average price per Share, of Issuer, of sales that were executed at prices ranging from $3,197.46 - $3,197.95 per Share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number. of Shares sold at each price.
Referenced by the price of 1 transaction in Table I.
- F3
This price represents the weighted average price per Share, of Issuer, of sales that were executed at prices ranging from $3,199.00 - $3,199.77 per Share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number. of Shares sold at each price.
Referenced by the price of 1 transaction in Table I.
- F4
This price represents the weighted average price per Share, of Issuer, of sales that were executed at prices ranging from $3,210.20 - $3,211.11 per Share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number. of Shares sold at each price.
Referenced by the price of 1 transaction in Table I.
- F5
This price represents the weighted average price per Share, of Issuer, of sales that were executed at prices ranging from $3,214.76 - $3,215.54 per Share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number. of Shares sold at each price.
Referenced by the price of 1 transaction in Table I.
- F6
This price represents the weighted average price per Share, of Issuer, of sales that were executed at prices ranging from $3,172.34 - $3,172.48 per Share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number. of Shares sold at each price.
Referenced by the price of 1 transaction in Table I.
- F7
This price represents the weighted average price per Share, of Issuer, of sales that were executed at prices ranging from $3,207.54 - $3,208.33 per Share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number. of Shares sold at each price.
Referenced by the price of 1 transaction in Table I.
- F8
This price represents the weighted average price per Share, of Issuer, of sales that were executed at prices ranging from $3,195.22 - $3,196.20 per Share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number. of Shares sold at each price.
Referenced by the price of 1 transaction in Table I.
- F9
This price represents the weighted average price per Share, of Issuer, of sales that were executed at prices ranging from $3,196.26 - $3,197.18 per Share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number. of Shares sold at each price.
Referenced by the price of 1 transaction in Table I.
- F10
This price represents the weighted average price per Share, of Issuer, of sales that were executed at prices ranging from $3,204.69- $3,205.41 per Share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number. of Shares sold at each price.
Referenced by the price of 1 transaction in Table I.
- F11
This price represents the weighted average price per Share, of Issuer, of sales that were executed at prices ranging from $3,203.65- $3,204.52 per Share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number. of Shares sold at each price.
Referenced by the price of 1 transaction in Table I.
- F12
This price represents the weighted average price per Share, of Issuer, of sales that were executed at prices ranging from $3,202.59 - $3,203.46 per Share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number. of Shares sold at each price.
Referenced by the price of 1 transaction in Table I.
- F13
This price represents the weighted average price per Share, of Issuer, of sales that were executed at prices ranging from $3,191.44 - $3,192.40 per Share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number. of Shares sold at each price.
Referenced by the price of 1 transaction in Table I.
- F14
This price represents the weighted average price per Share, of Issuer, of sales that were executed at prices ranging from $3,170.00 - $3,170.96 per Share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number. of Shares sold at each price.
Referenced by the price of 1 transaction in Table I.
- F15
This price represents the weighted average price per Share, of Issuer, of sales that were executed at prices ranging from $3,208.99 - $3,209.89 per Share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number. of Shares sold at each price.
Referenced by the price of 1 transaction in Table I.
- F16
This price represents the weighted average price per Share, of Issuer, of sales that were executed at prices ranging from $3,171.22 - $3,172.12 per Share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number. of Shares sold at each price.
Referenced by the price of 1 transaction in Table I.
- F17
This price represents the weighted average price per Share, of Issuer, of sales that were executed at prices ranging from $3,183.35 - $3,183.40 per Share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number. of Shares sold at each price.
Referenced by the price of 1 transaction in Table I.
- F18
This price represents the weighted average price per Share, of Issuer, of sales that were executed at prices ranging from $3,195.33 - $3,195.47 per Share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number. of Shares sold at each price.
Referenced by the price of 1 transaction in Table I.
- F19
This price represents the weighted average price per Share, of Issuer, of sales that were executed at prices ranging from $3,187.26 - $3,187.79 per Share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number. of Shares sold at each price.
Referenced by the price of 1 transaction in Table I.
- F20
This price represents the weighted average price per Share, of Issuer, of sales that were executed at prices ranging from $3,190.87 - $3,191.35 per Share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number. of Shares sold at each price.
Referenced by the price of 1 transaction in Table I.
- F21
This price represents the weighted average price per Share, of Issuer, of sales that were executed at prices ranging from $3,194.27 - $3,195.25 per Share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number. of Shares sold at each price.
Referenced by the price of 1 transaction in Table I.