Newbern Thomas B 的 Form 4 申報
AutoZone Inc（AZO），2024/1/9 申報
- 申報編號
- 0001225208-24-000646
- 申報時間
- 2024/1/9
- 交易日
- 2024/1/5
- 申報延遲
- 4 天
- 10b5-1 計畫
- 沒有勾選
這份申報列了 11 筆非衍生性交易、1 筆衍生性交易。公開市場賣出合計 $1,990 萬。交易後 4 天申報。
申報人
一份 Form 4 可以有好幾位申報人，例如本人與他控制的基金。各交易表上顯示的是第一位。
| 申報人 | 與公司的關係 |
|---|---|
| Newbern Thomas BCIK 0001394155 | 高階主管（營運長） |
非衍生性證券（表 I）
普通股等股票的取得與處分，每一列是申報上的一筆。
| 交易日 | 證券 | 交易 | 股數 | 價格 | 金額 | 交易後持股 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2024/1/5 | Common Stock | M行使選擇權取得 | +7,800 | $772.80 | +$6,027,840 | 10,319.47 | 直接 | |
| 2024/1/5 | Common Stock | S賣出處分 | −4 | $2,557.62 | −$10,230.48 | 10,315.47 | 直接 | |
| 2024/1/5 | Common Stock | S賣出處分 | −100 | $2,544.88 | −$254,488 | 10,215.47 | 直接 | |
| 2024/1/5 | Common Stock | S賣出處分 | −315 | $2,554.70F1 | −$804,730.5 | 9,900.47 | 直接 | |
| 2024/1/5 | Common Stock | S賣出處分 | −436 | $2,552.26F2 | −$1,112,785.36 | 9,464.47 | 直接 | |
| 2024/1/5 | Common Stock | S賣出處分 | −500 | $2,555.59F3 | −$1,277,795 | 8,964.47 | 直接 | |
| 2024/1/5 | Common Stock | S賣出處分 | −599 | $2,553.45F4 | −$1,529,516.55 | 8,365.47 | 直接 | |
| 2024/1/5 | Common Stock | S賣出處分 | −801 | $2,557.00F5 | −$2,048,157 | 7,564.47 | 直接 | |
| 2024/1/5 | Common Stock | S賣出處分 | −1,187 | $2,548.64F6 | −$3,025,235.68 | 6,377.47 | 直接 | |
| 2024/1/5 | Common Stock | S賣出處分 | −1,545 | $2,551.49F7 | −$3,942,052.05 | 4,832.47 | 直接 | |
| 2024/1/5 | Common Stock | S賣出處分 | −2,313 | $2,549.77F8 | −$5,897,618.01 | 2,519.47 | 直接 |
衍生性證券（表 II）
選擇權、認股權證、限制型股票單位等。股數是標的股票的股數；單價與金額是衍生證券本身的價格，交易後持有是衍生證券的單位數。
| 交易日 | 證券 | 交易 | 標的股數 | 單價 | 金額 | 交易後持有 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2024/1/5 | Common Stock | M行使選擇權處分 | −7,800 | $0.00 | $0 | 0 | 直接 |
附註與備註
本站收錄交易價格引用的附註、修正申報（Form 4/A）的全部附註，以及申報的備註。其他附註，例如間接持有的方式、交易計畫的細節，請看 SEC EDGAR 上的原文。
- F1
This price represents the weighted average price per share, of the Issuer, of sales that were executed at prices ranging from $2,554.16 - $2,555.06 per share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each price.
表 I 有 1 筆交易的價格引用這則附註。
- F2
This price represents the weighted average price per share, of the Issuer, of sales that were executed at prices ranging from $2,552.06 - $2,552.99 per share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each price.
表 I 有 1 筆交易的價格引用這則附註。
- F3
This price represents the weighted average price per share, of the Issuer, of sales that were executed at prices ranging from $2,555.36 - $2,556.10 per share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each price.
表 I 有 1 筆交易的價格引用這則附註。
- F4
This price represents the weighted average price per share, of the Issuer, of sales that were executed at prices ranging from $2,553.09 - $2,554.02 per share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each price.
表 I 有 1 筆交易的價格引用這則附註。
- F5
This price represents the weighted average price per share, of the Issuer, of sales that were executed at prices ranging from $2,556.43 - $2,557.16 per share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each price.
表 I 有 1 筆交易的價格引用這則附註。
- F6
This price represents the weighted average price per share, of the Issuer, of sales that were executed at prices ranging from $2,548.16 - $2,548.76 per share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each price.
表 I 有 1 筆交易的價格引用這則附註。
- F7
This price represents the weighted average price per share, of the Issuer, of sales that were executed at prices ranging from $2,550.98 - $2,551.97 per share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each price.
表 I 有 1 筆交易的價格引用這則附註。
- F8
This price represents the weighted average price per share, of the Issuer, of sales that were executed at prices ranging from $2,549.00 - $2,549.94 per share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each price.
表 I 有 1 筆交易的價格引用這則附註。