Newbern Thomas B's Form 4 filing
AutoZone Inc (AZO) · filed Jan 9, 2024
- Accession no.
- 0001225208-24-000646
- Filed
- Jan 9, 2024
- Trade date
- Jan 5, 2024
- Filing delay
- 4 days
- Rule 10b5-1 plan
- Not checked
This filing lists 11 non-derivative transactions and 1 derivative transaction. Open-market sales total $19.9M. It was filed 4 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Newbern Thomas BCIK 0001394155 | Officer (COO) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jan 5, 2024 | Common Stock | MOption exerciseAcquired | +7,800 | $772.80 | +$6,027,840 | 10,319.47 | Direct | |
| Jan 5, 2024 | Common Stock | SSaleDisposed | −4 | $2,557.62 | −$10,230.48 | 10,315.47 | Direct | |
| Jan 5, 2024 | Common Stock | SSaleDisposed | −100 | $2,544.88 | −$254,488 | 10,215.47 | Direct | |
| Jan 5, 2024 | Common Stock | SSaleDisposed | −315 | $2,554.70F1 | −$804,730.5 | 9,900.47 | Direct | |
| Jan 5, 2024 | Common Stock | SSaleDisposed | −436 | $2,552.26F2 | −$1,112,785.36 | 9,464.47 | Direct | |
| Jan 5, 2024 | Common Stock | SSaleDisposed | −500 | $2,555.59F3 | −$1,277,795 | 8,964.47 | Direct | |
| Jan 5, 2024 | Common Stock | SSaleDisposed | −599 | $2,553.45F4 | −$1,529,516.55 | 8,365.47 | Direct | |
| Jan 5, 2024 | Common Stock | SSaleDisposed | −801 | $2,557.00F5 | −$2,048,157 | 7,564.47 | Direct | |
| Jan 5, 2024 | Common Stock | SSaleDisposed | −1,187 | $2,548.64F6 | −$3,025,235.68 | 6,377.47 | Direct | |
| Jan 5, 2024 | Common Stock | SSaleDisposed | −1,545 | $2,551.49F7 | −$3,942,052.05 | 4,832.47 | Direct | |
| Jan 5, 2024 | Common Stock | SSaleDisposed | −2,313 | $2,549.77F8 | −$5,897,618.01 | 2,519.47 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jan 5, 2024 | Common Stock | MOption exerciseDisposed | −7,800 | $0.00 | $0 | 0 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
This price represents the weighted average price per share, of the Issuer, of sales that were executed at prices ranging from $2,554.16 - $2,555.06 per share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each price.
Referenced by the price of 1 transaction in Table I.
- F2
This price represents the weighted average price per share, of the Issuer, of sales that were executed at prices ranging from $2,552.06 - $2,552.99 per share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each price.
Referenced by the price of 1 transaction in Table I.
- F3
This price represents the weighted average price per share, of the Issuer, of sales that were executed at prices ranging from $2,555.36 - $2,556.10 per share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each price.
Referenced by the price of 1 transaction in Table I.
- F4
This price represents the weighted average price per share, of the Issuer, of sales that were executed at prices ranging from $2,553.09 - $2,554.02 per share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each price.
Referenced by the price of 1 transaction in Table I.
- F5
This price represents the weighted average price per share, of the Issuer, of sales that were executed at prices ranging from $2,556.43 - $2,557.16 per share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each price.
Referenced by the price of 1 transaction in Table I.
- F6
This price represents the weighted average price per share, of the Issuer, of sales that were executed at prices ranging from $2,548.16 - $2,548.76 per share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each price.
Referenced by the price of 1 transaction in Table I.
- F7
This price represents the weighted average price per share, of the Issuer, of sales that were executed at prices ranging from $2,550.98 - $2,551.97 per share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each price.
Referenced by the price of 1 transaction in Table I.
- F8
This price represents the weighted average price per share, of the Issuer, of sales that were executed at prices ranging from $2,549.00 - $2,549.94 per share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each price.
Referenced by the price of 1 transaction in Table I.