Pleas Charles III 的 Form 4 申報
AutoZone Inc（AZO），2023/7/12 申報
- 申報編號
- 0001225208-23-007457
- 申報時間
- 2023/7/12
- 交易日
- 2023/7/11
- 申報延遲
- 1 天
- 10b5-1 計畫
- 沒有勾選
這份申報列了 8 筆非衍生性交易、1 筆衍生性交易。公開市場賣出合計 $1,070 萬。交易後 1 天申報。
申報人
一份 Form 4 可以有好幾位申報人，例如本人與他控制的基金。各交易表上顯示的是第一位。
| 申報人 | 與公司的關係 |
|---|---|
| Pleas Charles IIICIK 0001213435 | 高階主管（Sr. VP Finance and Accounting） |
非衍生性證券（表 I）
普通股等股票的取得與處分，每一列是申報上的一筆。
| 交易日 | 證券 | 交易 | 股數 | 價格 | 金額 | 交易後持股 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2023/7/11 | Common Stock | M行使選擇權取得 | +4,200 | $744.62 | +$3,127,404 | 8,025.23 | 直接 | |
| 2023/7/11 | Common Stock | S賣出處分 | −96 | $2,550.37F1 | −$244,835.52 | 7,929.23 | 直接 | |
| 2023/7/11 | Common Stock | S賣出處分 | −315 | $2,546.76F2 | −$802,229.4 | 7,614.23 | 直接 | |
| 2023/7/11 | Common Stock | G贈與處分 | −400 | $0.00 | $0 | 7,214.23 | 直接 | |
| 2023/7/11 | Common Stock | S賣出處分 | −530 | $2,545.97F3 | −$1,349,364.1 | 6,684.23 | 直接 | |
| 2023/7/11 | Common Stock | S賣出處分 | −636 | $2,548.22F4 | −$1,620,667.92 | 6,048.23 | 直接 | |
| 2023/7/11 | Common Stock | S賣出處分 | −1,168 | $2,549.13F5 | −$2,977,383.84 | 4,880.23 | 直接 | |
| 2023/7/11 | Common Stock | S賣出處分 | −1,455 | $2,543.66F6 | −$3,701,025.3 | 3,425.23 | 直接 |
衍生性證券（表 II）
選擇權、認股權證、限制型股票單位等。股數是標的股票的股數；單價與金額是衍生證券本身的價格，交易後持有是衍生證券的單位數。
| 交易日 | 證券 | 交易 | 標的股數 | 單價 | 金額 | 交易後持有 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2023/7/11 | Common Stock | M行使選擇權處分 | −4,200 | $0.00 | $0 | 3,000 | 直接 |
附註與備註
本站收錄交易價格引用的附註、修正申報（Form 4/A）的全部附註，以及申報的備註。其他附註，例如間接持有的方式、交易計畫的細節，請看 SEC EDGAR 上的原文。
- F1
This price represents the weighted average price per Share, of Issuer, of sales that were executed at prices ranging from $2,550.30 - $2,550.45 per Share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price.
表 I 有 1 筆交易的價格引用這則附註。
- F2
This price represents the weighted average price per Share, of Issuer, of sales that were executed at prices ranging from $2,546.48 - $2,547.47 per Share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price.
表 I 有 1 筆交易的價格引用這則附註。
- F3
This price represents the weighted average price per Share, of Issuer, of sales that were executed at prices ranging from $2,545.48 - $2,546.44 per Share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price.
表 I 有 1 筆交易的價格引用這則附註。
- F4
This price represents the weighted average price per Share, of Issuer, of sales that were executed at prices ranging from $2,547.68 - $2,548.66 per Share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price.
表 I 有 1 筆交易的價格引用這則附註。
- F5
This price represents the weighted average price per Share, of Issuer, of sales that were executed at prices ranging from $2,548.69 - $2,549.46 per Share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price.
表 I 有 1 筆交易的價格引用這則附註。
- F6
This price represents the weighted average price per Share, of Issuer, of sales that were executed at prices ranging from $2,543.35 - $2,544.23 per Share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price.
表 I 有 1 筆交易的價格引用這則附註。