Pleas Charles III's Form 4 filing
AutoZone Inc (AZO) · filed Jul 12, 2023
- Accession no.
- 0001225208-23-007457
- Filed
- Jul 12, 2023
- Trade date
- Jul 11, 2023
- Filing delay
- 1 day
- Rule 10b5-1 plan
- Not checked
This filing lists 8 non-derivative transactions and 1 derivative transaction. Open-market sales total $10.7M. It was filed 1 day after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Pleas Charles IIICIK 0001213435 | Officer (Sr. VP Finance and Accounting) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jul 11, 2023 | Common Stock | MOption exerciseAcquired | +4,200 | $744.62 | +$3,127,404 | 8,025.23 | Direct | |
| Jul 11, 2023 | Common Stock | SSaleDisposed | −96 | $2,550.37F1 | −$244,835.52 | 7,929.23 | Direct | |
| Jul 11, 2023 | Common Stock | SSaleDisposed | −315 | $2,546.76F2 | −$802,229.4 | 7,614.23 | Direct | |
| Jul 11, 2023 | Common Stock | GGiftDisposed | −400 | $0.00 | $0 | 7,214.23 | Direct | |
| Jul 11, 2023 | Common Stock | SSaleDisposed | −530 | $2,545.97F3 | −$1,349,364.1 | 6,684.23 | Direct | |
| Jul 11, 2023 | Common Stock | SSaleDisposed | −636 | $2,548.22F4 | −$1,620,667.92 | 6,048.23 | Direct | |
| Jul 11, 2023 | Common Stock | SSaleDisposed | −1,168 | $2,549.13F5 | −$2,977,383.84 | 4,880.23 | Direct | |
| Jul 11, 2023 | Common Stock | SSaleDisposed | −1,455 | $2,543.66F6 | −$3,701,025.3 | 3,425.23 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jul 11, 2023 | Common Stock | MOption exerciseDisposed | −4,200 | $0.00 | $0 | 3,000 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
This price represents the weighted average price per Share, of Issuer, of sales that were executed at prices ranging from $2,550.30 - $2,550.45 per Share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price.
Referenced by the price of 1 transaction in Table I.
- F2
This price represents the weighted average price per Share, of Issuer, of sales that were executed at prices ranging from $2,546.48 - $2,547.47 per Share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price.
Referenced by the price of 1 transaction in Table I.
- F3
This price represents the weighted average price per Share, of Issuer, of sales that were executed at prices ranging from $2,545.48 - $2,546.44 per Share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price.
Referenced by the price of 1 transaction in Table I.
- F4
This price represents the weighted average price per Share, of Issuer, of sales that were executed at prices ranging from $2,547.68 - $2,548.66 per Share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price.
Referenced by the price of 1 transaction in Table I.
- F5
This price represents the weighted average price per Share, of Issuer, of sales that were executed at prices ranging from $2,548.69 - $2,549.46 per Share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price.
Referenced by the price of 1 transaction in Table I.
- F6
This price represents the weighted average price per Share, of Issuer, of sales that were executed at prices ranging from $2,543.35 - $2,544.23 per Share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price.
Referenced by the price of 1 transaction in Table I.