Rhodes William C III 的 Form 4 申報
AutoZone Inc（AZO），2023/3/16 申報
- 申報編號
- 0001225208-23-003987
- 申報時間
- 2023/3/16
- 交易日
- 2023/3/14
- 申報延遲
- 2 天
- 10b5-1 計畫
- 表單沒有這欄（2023 年以前）
這份申報列了 15 筆非衍生性交易、1 筆衍生性交易。公開市場賣出合計 $7,163 萬。交易後 2 天申報。
申報人
一份 Form 4 可以有好幾位申報人，例如本人與他控制的基金。各交易表上顯示的是第一位。
| 申報人 | 與公司的關係 |
|---|---|
| Rhodes William C IIICIK 0001080992 | 董事、高階主管（董事長、總裁、執行長） |
非衍生性證券（表 I）
普通股等股票的取得與處分，每一列是申報上的一筆。
| 交易日 | 證券 | 交易 | 股數 | 價格 | 金額 | 交易後持股 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2023/3/14 | Common Stock | M行使選擇權取得 | +29,511 | $736.00 | +$21,720,096 | 44,335.83 | 直接 | |
| 2023/3/14 | Common Stock | S賣出處分 | −108 | $2,425.87 | −$261,993.96 | 44,227.83 | 直接 | |
| 2023/3/14 | Common Stock | S賣出處分 | −178 | $2,439.31F1 | −$434,197.18 | 44,049.83 | 直接 | |
| 2023/3/14 | Common Stock | S賣出處分 | −200 | $2,429.97F2 | −$485,994 | 43,849.83 | 直接 | |
| 2023/3/14 | Common Stock | S賣出處分 | −324 | $2,434.81F3 | −$788,878.44 | 43,525.83 | 直接 | |
| 2023/3/14 | Common Stock | S賣出處分 | −371 | $2,432.49F4 | −$902,453.79 | 43,154.83 | 直接 | |
| 2023/3/14 | Common Stock | S賣出處分 | −568 | $2,438.41F5 | −$1,385,016.88 | 42,586.83 | 直接 | |
| 2023/3/14 | Common Stock | S賣出處分 | −629 | $2,433.71F6 | −$1,530,803.59 | 41,957.83 | 直接 | |
| 2023/3/14 | Common Stock | S賣出處分 | −678 | $2,422.17F7 | −$1,642,231.26 | 41,279.83 | 直接 | |
| 2023/3/14 | Common Stock | S賣出處分 | −1,893 | $2,424.07F8 | −$4,588,764.51 | 39,386.83 | 直接 | |
| 2023/3/14 | Common Stock | S賣出處分 | −2,099 | $2,424.88F9 | −$5,089,823.12 | 37,287.83 | 直接 | |
| 2023/3/14 | Common Stock | S賣出處分 | −4,488 | $2,437.17F10 | −$10,938,018.96 | 32,799.83 | 直接 | |
| 2023/3/14 | Common Stock | S賣出處分 | −4,627 | $2,436.11F11 | −$11,271,880.97 | 28,172.83 | 直接 | |
| 2023/3/14 | Common Stock | S賣出處分 | −4,739 | $2,421.45F12 | −$11,475,251.55 | 23,433.83 | 直接 | |
| 2023/3/14 | Common Stock | S賣出處分 | −8,609 | $2,420.23F13 | −$20,835,760.07 | 14,824.83 | 直接 |
衍生性證券（表 II）
選擇權、認股權證、限制型股票單位等。股數是標的股票的股數；單價與金額是衍生證券本身的價格，交易後持有是衍生證券的單位數。
| 交易日 | 證券 | 交易 | 標的股數 | 單價 | 金額 | 交易後持有 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2023/3/14 | Common Stock | M行使選擇權處分 | −29,511 | $0.00 | $0 | 0 | 直接 |
附註與備註
本站收錄交易價格引用的附註、修正申報（Form 4/A）的全部附註，以及申報的備註。其他附註，例如間接持有的方式、交易計畫的細節，請看 SEC EDGAR 上的原文。
- F1
This price represents the weighted average price per Share, of Issuer, of sales that were executed at prices ranging from $2,439.22 - $2,439.46 per Share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price.
表 I 有 1 筆交易的價格引用這則附註。
- F2
This price represents the weighted average price per Share, of Issuer, of sales that were executed at prices ranging from $2,429.52- $2,430.41 per Share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price.
表 I 有 1 筆交易的價格引用這則附註。
- F3
This price represents the weighted average price per Share, of Issuer, of sales that were executed at prices ranging from $2,434.40 - $2,435.34 per Share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price.
表 I 有 1 筆交易的價格引用這則附註。
- F4
This price represents the weighted average price per Share, of Issuer, of sales that were executed at prices ranging from $2,431.88 - $2,432.72 per Share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price.
表 I 有 1 筆交易的價格引用這則附註。
- F5
This price represents the weighted average price per Share, of Issuer, of sales that were executed at prices ranging from $2,438.00 - $2,438.95 per Share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price.
表 I 有 1 筆交易的價格引用這則附註。
- F6
This price represents the weighted average price per Share, of Issuer, of sales that were executed at prices ranging from $2,432.89 - $2,433.76 per Share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price.
表 I 有 1 筆交易的價格引用這則附註。
- F7
This price represents the weighted average price per Share, of Issuer, of sales that were executed at prices ranging from $2,422.00 - $2,422.33 per Share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price.
表 I 有 1 筆交易的價格引用這則附註。
- F8
This price represents the weighted average price per Share, of Issuer, of sales that were executed at prices ranging from $2,423.58 - $2,424.57 per Share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price.
表 I 有 1 筆交易的價格引用這則附註。
- F9
This price represents the weighted average price per Share, of Issuer, of sales that were executed at prices ranging from $2,424.59 - $2,425.53 per Share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price.
表 I 有 1 筆交易的價格引用這則附註。
- F10
This price represents the weighted average price per Share, of Issuer, of sales that were executed at prices ranging from $2,436.93 - $2,437.76 per Share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price.
表 I 有 1 筆交易的價格引用這則附註。
- F11
This price represents the weighted average price per Share, of Issuer, of sales that were executed at prices ranging from $2,435.92 - $2,436.86 per Share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price.
表 I 有 1 筆交易的價格引用這則附註。
- F12
This price represents the weighted average price per Share, of Issuer, of sales that were executed at prices ranging from $2,421.00 - $2,421.98 per Share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price.
表 I 有 1 筆交易的價格引用這則附註。
- F13
This price represents the weighted average price per Share, of Issuer, of sales that were executed at prices ranging from $2,420.00 - $2,420.98 per Share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price.
表 I 有 1 筆交易的價格引用這則附註。