Rhodes William C III's Form 4 filing
AutoZone Inc (AZO) · filed Mar 16, 2023
- Accession no.
- 0001225208-23-003987
- Filed
- Mar 16, 2023
- Trade date
- Mar 14, 2023
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 15 non-derivative transactions and 1 derivative transaction. Open-market sales total $71.6M. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Rhodes William C IIICIK 0001080992 | Director, Officer (Chairman, President & CEO) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Mar 14, 2023 | Common Stock | MOption exerciseAcquired | +29,511 | $736.00 | +$21,720,096 | 44,335.83 | Direct | |
| Mar 14, 2023 | Common Stock | SSaleDisposed | −108 | $2,425.87 | −$261,993.96 | 44,227.83 | Direct | |
| Mar 14, 2023 | Common Stock | SSaleDisposed | −178 | $2,439.31F1 | −$434,197.18 | 44,049.83 | Direct | |
| Mar 14, 2023 | Common Stock | SSaleDisposed | −200 | $2,429.97F2 | −$485,994 | 43,849.83 | Direct | |
| Mar 14, 2023 | Common Stock | SSaleDisposed | −324 | $2,434.81F3 | −$788,878.44 | 43,525.83 | Direct | |
| Mar 14, 2023 | Common Stock | SSaleDisposed | −371 | $2,432.49F4 | −$902,453.79 | 43,154.83 | Direct | |
| Mar 14, 2023 | Common Stock | SSaleDisposed | −568 | $2,438.41F5 | −$1,385,016.88 | 42,586.83 | Direct | |
| Mar 14, 2023 | Common Stock | SSaleDisposed | −629 | $2,433.71F6 | −$1,530,803.59 | 41,957.83 | Direct | |
| Mar 14, 2023 | Common Stock | SSaleDisposed | −678 | $2,422.17F7 | −$1,642,231.26 | 41,279.83 | Direct | |
| Mar 14, 2023 | Common Stock | SSaleDisposed | −1,893 | $2,424.07F8 | −$4,588,764.51 | 39,386.83 | Direct | |
| Mar 14, 2023 | Common Stock | SSaleDisposed | −2,099 | $2,424.88F9 | −$5,089,823.12 | 37,287.83 | Direct | |
| Mar 14, 2023 | Common Stock | SSaleDisposed | −4,488 | $2,437.17F10 | −$10,938,018.96 | 32,799.83 | Direct | |
| Mar 14, 2023 | Common Stock | SSaleDisposed | −4,627 | $2,436.11F11 | −$11,271,880.97 | 28,172.83 | Direct | |
| Mar 14, 2023 | Common Stock | SSaleDisposed | −4,739 | $2,421.45F12 | −$11,475,251.55 | 23,433.83 | Direct | |
| Mar 14, 2023 | Common Stock | SSaleDisposed | −8,609 | $2,420.23F13 | −$20,835,760.07 | 14,824.83 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Mar 14, 2023 | Common Stock | MOption exerciseDisposed | −29,511 | $0.00 | $0 | 0 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
This price represents the weighted average price per Share, of Issuer, of sales that were executed at prices ranging from $2,439.22 - $2,439.46 per Share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price.
Referenced by the price of 1 transaction in Table I.
- F2
This price represents the weighted average price per Share, of Issuer, of sales that were executed at prices ranging from $2,429.52- $2,430.41 per Share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price.
Referenced by the price of 1 transaction in Table I.
- F3
This price represents the weighted average price per Share, of Issuer, of sales that were executed at prices ranging from $2,434.40 - $2,435.34 per Share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price.
Referenced by the price of 1 transaction in Table I.
- F4
This price represents the weighted average price per Share, of Issuer, of sales that were executed at prices ranging from $2,431.88 - $2,432.72 per Share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price.
Referenced by the price of 1 transaction in Table I.
- F5
This price represents the weighted average price per Share, of Issuer, of sales that were executed at prices ranging from $2,438.00 - $2,438.95 per Share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price.
Referenced by the price of 1 transaction in Table I.
- F6
This price represents the weighted average price per Share, of Issuer, of sales that were executed at prices ranging from $2,432.89 - $2,433.76 per Share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price.
Referenced by the price of 1 transaction in Table I.
- F7
This price represents the weighted average price per Share, of Issuer, of sales that were executed at prices ranging from $2,422.00 - $2,422.33 per Share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price.
Referenced by the price of 1 transaction in Table I.
- F8
This price represents the weighted average price per Share, of Issuer, of sales that were executed at prices ranging from $2,423.58 - $2,424.57 per Share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price.
Referenced by the price of 1 transaction in Table I.
- F9
This price represents the weighted average price per Share, of Issuer, of sales that were executed at prices ranging from $2,424.59 - $2,425.53 per Share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price.
Referenced by the price of 1 transaction in Table I.
- F10
This price represents the weighted average price per Share, of Issuer, of sales that were executed at prices ranging from $2,436.93 - $2,437.76 per Share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price.
Referenced by the price of 1 transaction in Table I.
- F11
This price represents the weighted average price per Share, of Issuer, of sales that were executed at prices ranging from $2,435.92 - $2,436.86 per Share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price.
Referenced by the price of 1 transaction in Table I.
- F12
This price represents the weighted average price per Share, of Issuer, of sales that were executed at prices ranging from $2,421.00 - $2,421.98 per Share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price.
Referenced by the price of 1 transaction in Table I.
- F13
This price represents the weighted average price per Share, of Issuer, of sales that were executed at prices ranging from $2,420.00 - $2,420.98 per Share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price.
Referenced by the price of 1 transaction in Table I.