Murphy John Scott 的 Form 4 申報
AutoZone Inc(AZO),2022/12/9 申報
- 申報編號
- 0001225208-22-012516
- 申報時間
- 2022/12/9
- 交易日
- 2022/10/13-12/7
- 申報延遲
- 57 天遲報
- 10b5-1 計畫
- 表單沒有這欄(2023 年以前)
這份申報列了 7 筆非衍生性交易、1 筆衍生性交易。公開市場賣出合計 $507.8 萬。交易後 57 天才申報,超過 2 個營業日的期限。
申報人
一份 Form 4 可以有好幾位申報人,例如本人與他控制的基金。各交易表上顯示的是第一位。
| 申報人 | 與公司的關係 |
|---|---|
| Murphy John ScottCIK 0001898593 | 高階主管(副總裁、主計長) |
非衍生性證券(表 I)
普通股等股票的取得與處分,每一列是申報上的一筆。
| 交易日 | 證券 | 交易 | 股數 | 價格 | 金額 | 交易後持股 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2022/10/13 | Common Stock | G贈與處分 | −38 | $0.00 | $0 | 1,162.76 | 直接 | |
| 2022/12/7 | Common Stock | M行使選擇權取得 | +2,070 | $507.79 | +$1,051,125.3 | 3,232.76 | 直接 | |
| 2022/12/7 | Common Stock | S賣出處分 | −200 | $2,456.98F1 | −$491,396 | 3,032.76 | 直接 | |
| 2022/12/7 | Common Stock | S賣出處分 | −200 | $2,455.10F2 | −$491,020 | 2,832.76 | 直接 | |
| 2022/12/7 | Common Stock | S賣出處分 | −300 | $2,450.41F3 | −$735,123 | 2,532.76 | 直接 | |
| 2022/12/7 | Common Stock | S賣出處分 | −400 | $2,452.13F4 | −$980,852 | 2,132.76 | 直接 | |
| 2022/12/7 | Common Stock | S賣出處分 | −970 | $2,453.32F5 | −$2,379,720.4 | 1,162.76 | 直接 |
衍生性證券(表 II)
選擇權、認股權證、限制型股票單位等。股數是標的股票的股數;單價與金額是衍生證券本身的價格,交易後持有是衍生證券的單位數。
| 交易日 | 證券 | 交易 | 標的股數 | 單價 | 金額 | 交易後持有 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2022/12/7 | Common Stock | M行使選擇權處分 | −2,070 | $0.00 | $0 | 0 | 直接 |
附註與備註
本站收錄交易價格引用的附註、修正申報(Form 4/A)的全部附註,以及申報的備註。其他附註,例如間接持有的方式、交易計畫的細節,請看 SEC EDGAR 上的原文。
- F1
This price represents the weighted average price per Share, of Issuer, of sales that were executed at prices ranging from $2,456.67 - $2,457.28 per Share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price.
表 I 有 1 筆交易的價格引用這則附註。
- F2
This price represents the weighted average price per Share, of Issuer, of sales that were executed at prices ranging from $2,454.82 - $2,455.37 per Share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price.
表 I 有 1 筆交易的價格引用這則附註。
- F3
This price represents the weighted average price per Share, of Issuer, of sales that were executed at prices ranging from $2,450.00 - $2,450.86 per Share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price.
表 I 有 1 筆交易的價格引用這則附註。
- F4
This price represents the weighted average price per Share, of Issuer, of sales that were executed at prices ranging from $2,451.77 - $2,452.67 per Share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price.
表 I 有 1 筆交易的價格引用這則附註。
- F5
This price represents the weighted average price per Share, of Issuer, of sales that were executed at prices ranging from $2,453.05 - $2,453.91 per Share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price.
表 I 有 1 筆交易的價格引用這則附註。