Murphy John Scott's Form 4 filing
AutoZone Inc (AZO) · filed Dec 9, 2022
- Accession no.
- 0001225208-22-012516
- Filed
- Dec 9, 2022
- Trade date
- Oct 13-Dec 7, 2022
- Filing delay
- 57 daysLate
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 7 non-derivative transactions and 1 derivative transaction. Open-market sales total $5.08M. It was filed 57 days after the trade, past the 2-business-day deadline.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Murphy John ScottCIK 0001898593 | Officer (Vice President, Controller) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Oct 13, 2022 | Common Stock | GGiftDisposed | −38 | $0.00 | $0 | 1,162.76 | Direct | |
| Dec 7, 2022 | Common Stock | MOption exerciseAcquired | +2,070 | $507.79 | +$1,051,125.3 | 3,232.76 | Direct | |
| Dec 7, 2022 | Common Stock | SSaleDisposed | −200 | $2,456.98F1 | −$491,396 | 3,032.76 | Direct | |
| Dec 7, 2022 | Common Stock | SSaleDisposed | −200 | $2,455.10F2 | −$491,020 | 2,832.76 | Direct | |
| Dec 7, 2022 | Common Stock | SSaleDisposed | −300 | $2,450.41F3 | −$735,123 | 2,532.76 | Direct | |
| Dec 7, 2022 | Common Stock | SSaleDisposed | −400 | $2,452.13F4 | −$980,852 | 2,132.76 | Direct | |
| Dec 7, 2022 | Common Stock | SSaleDisposed | −970 | $2,453.32F5 | −$2,379,720.4 | 1,162.76 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Dec 7, 2022 | Common Stock | MOption exerciseDisposed | −2,070 | $0.00 | $0 | 0 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
This price represents the weighted average price per Share, of Issuer, of sales that were executed at prices ranging from $2,456.67 - $2,457.28 per Share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price.
Referenced by the price of 1 transaction in Table I.
- F2
This price represents the weighted average price per Share, of Issuer, of sales that were executed at prices ranging from $2,454.82 - $2,455.37 per Share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price.
Referenced by the price of 1 transaction in Table I.
- F3
This price represents the weighted average price per Share, of Issuer, of sales that were executed at prices ranging from $2,450.00 - $2,450.86 per Share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price.
Referenced by the price of 1 transaction in Table I.
- F4
This price represents the weighted average price per Share, of Issuer, of sales that were executed at prices ranging from $2,451.77 - $2,452.67 per Share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price.
Referenced by the price of 1 transaction in Table I.
- F5
This price represents the weighted average price per Share, of Issuer, of sales that were executed at prices ranging from $2,453.05 - $2,453.91 per Share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price.
Referenced by the price of 1 transaction in Table I.