Timperman Jurgen 的 Form 4 申報
Carrier Global Corp（CARR），2022/12/1 申報
- 申報編號
- 0001225208-22-012056
- 申報時間
- 2022/12/1
- 交易日
- 2022/11/29
- 申報延遲
- 2 天
- 10b5-1 計畫
- 表單沒有這欄（2023 年以前）
這份申報列了 14 筆非衍生性交易、3 筆衍生性交易。公開市場賣出合計 $618.7 萬。交易後 2 天申報。
申報人
一份 Form 4 可以有好幾位申報人，例如本人與他控制的基金。各交易表上顯示的是第一位。
| 申報人 | 與公司的關係 |
|---|---|
| Timperman JurgenCIK 0001808090 | 高階主管（President, Fire & Security） |
非衍生性證券（表 I）
普通股等股票的取得與處分，每一列是申報上的一筆。
| 交易日 | 證券 | 交易 | 股數 | 價格 | 金額 | 交易後持股 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2022/11/29 | Common Stock | M行使選擇權取得 | +155,534 | $20.19 | +$3,140,231.46 | 155,534 | 直接 | |
| 2022/11/29 | Common Stock | M行使選擇權取得 | +34,397 | $21.43 | +$737,127.71 | 189,931 | 直接 | |
| 2022/11/29 | Common Stock | M行使選擇權取得 | +2,724 | $18.53 | +$50,475.72 | 192,655 | 直接 | |
| 2022/11/29 | Common Stock | D交回公司處分 | −1,157 | $43.60 | −$50,445.2 | 191,498 | 直接 | |
| 2022/11/29 | Common Stock | S賣出處分 | −1,567 | $43.56F2 | −$68,258.52 | 189,931 | 直接 | |
| 2022/11/29 | Common Stock | D交回公司處分 | −16,906 | $43.60 | −$737,101.6 | 173,025 | 直接 | |
| 2022/11/29 | Common Stock | S賣出處分 | −17,491 | $43.56F2 | −$761,907.96 | 155,534 | 直接 | |
| 2022/11/29 | Common Stock | D交回公司處分 | −23,169 | $43.57 | −$1,009,473.33 | 132,365 | 直接 | |
| 2022/11/29 | Common Stock | D交回公司處分 | −23,196 | $43.52 | −$1,009,489.92 | 109,169 | 直接 | |
| 2022/11/29 | Common Stock | D交回公司處分 | −25,675 | $43.67 | −$1,121,227.25 | 83,494 | 直接 | |
| 2022/11/29 | Common Stock | S賣出處分 | −26,804 | $43.50F3 | −$1,165,974 | 56,690 | 直接 | |
| 2022/11/29 | Common Stock | S賣出處分 | −26,831 | $43.58F4 | −$1,169,294.98 | 29,859 | 直接 | |
| 2022/11/29 | Common Stock | S賣出處分 | −29,859 | $43.64F5 | −$1,303,046.76 | 0 | 直接 | |
| 2022/11/29 | Common Stock | S賣出處分 | −39,475 | $43.54 | −$1,718,741.5 | 39,474 | 間接 |
衍生性證券（表 II）
選擇權、認股權證、限制型股票單位等。股數是標的股票的股數；單價與金額是衍生證券本身的價格，交易後持有是衍生證券的單位數。
| 交易日 | 證券 | 交易 | 標的股數 | 單價 | 金額 | 交易後持有 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2022/11/29 | Common Stock | M行使選擇權處分 | −34,397 | $0.00 | $0 | 0 | 直接 | |
| 2022/11/29 | Common Stock | M行使選擇權處分 | −2,724 | $0.00 | $0 | 0 | 直接 | |
| 2022/11/29 | Common Stock | M行使選擇權處分 | −155,534 | $0.00 | $0 | 0 | 直接 |
附註與備註
本站收錄交易價格引用的附註、修正申報（Form 4/A）的全部附註，以及申報的備註。其他附註，例如間接持有的方式、交易計畫的細節，請看 SEC EDGAR 上的原文。
- F2
The price reported in Column 4 is a weighted average price for shares sold in multiple transactions. The sale prices range from $43.54 to $43.63 per share. The reporting person has provided to the issuer, and undertakes to provide to the Commission staff or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range.
表 I 有 2 筆交易的價格引用這則附註。
- F3
The price reported in Column 4 is a weighted average price for shares sold in multiple transactions. The sale prices range from $43.49 to $43.56 per share. The reporting person has provided to the issuer, and undertakes to provide to the Commission staff or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range.
表 I 有 1 筆交易的價格引用這則附註。
- F4
The price reported in Column 4 is a weighted average price for shares sold in multiple transactions. The sale prices range from $43.58 to $43.64 per share. The reporting person has provided to the issuer, and undertakes to provide to the Commission staff or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range.
表 I 有 1 筆交易的價格引用這則附註。
- F5
The price reported in Column 4 is a weighted average price for shares sold in multiple transactions. The sale prices range from $43.61 to $43.70 per share. The reporting person has provided to the issuer, and undertakes to provide to the Commission staff or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range.
表 I 有 1 筆交易的價格引用這則附註。