Timperman Jurgen's Form 4 filing
Carrier Global Corp (CARR) · filed Dec 1, 2022
- Accession no.
- 0001225208-22-012056
- Filed
- Dec 1, 2022
- Trade date
- Nov 29, 2022
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 14 non-derivative transactions and 3 derivative transactions. Open-market sales total $6.19M. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Timperman JurgenCIK 0001808090 | Officer (President, Fire & Security) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 29, 2022 | Common Stock | MOption exerciseAcquired | +155,534 | $20.19 | +$3,140,231.46 | 155,534 | Direct | |
| Nov 29, 2022 | Common Stock | MOption exerciseAcquired | +34,397 | $21.43 | +$737,127.71 | 189,931 | Direct | |
| Nov 29, 2022 | Common Stock | MOption exerciseAcquired | +2,724 | $18.53 | +$50,475.72 | 192,655 | Direct | |
| Nov 29, 2022 | Common Stock | DReturned to the companyDisposed | −1,157 | $43.60 | −$50,445.2 | 191,498 | Direct | |
| Nov 29, 2022 | Common Stock | SSaleDisposed | −1,567 | $43.56 | −$68,258.52 | 189,931 | Direct | |
| Nov 29, 2022 | Common Stock | DReturned to the companyDisposed | −16,906 | $43.60 | −$737,101.6 | 173,025 | Direct | |
| Nov 29, 2022 | Common Stock | SSaleDisposed | −17,491 | $43.56 | −$761,907.96 | 155,534 | Direct | |
| Nov 29, 2022 | Common Stock | DReturned to the companyDisposed | −23,169 | $43.57 | −$1,009,473.33 | 132,365 | Direct | |
| Nov 29, 2022 | Common Stock | DReturned to the companyDisposed | −23,196 | $43.52 | −$1,009,489.92 | 109,169 | Direct | |
| Nov 29, 2022 | Common Stock | DReturned to the companyDisposed | −25,675 | $43.67 | −$1,121,227.25 | 83,494 | Direct | |
| Nov 29, 2022 | Common Stock | SSaleDisposed | −26,804 | $43.50 | −$1,165,974 | 56,690 | Direct | |
| Nov 29, 2022 | Common Stock | SSaleDisposed | −26,831 | $43.58 | −$1,169,294.98 | 29,859 | Direct | |
| Nov 29, 2022 | Common Stock | SSaleDisposed | −29,859 | $43.64 | −$1,303,046.76 | 0 | Direct | |
| Nov 29, 2022 | Common Stock | SSaleDisposed | −39,475 | $43.54 | −$1,718,741.5 | 39,474 | Indirect |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 29, 2022 | Common Stock | MOption exerciseDisposed | −34,397 | $0.00 | $0 | 0 | Direct | |
| Nov 29, 2022 | Common Stock | MOption exerciseDisposed | −2,724 | $0.00 | $0 | 0 | Direct | |
| Nov 29, 2022 | Common Stock | MOption exerciseDisposed | −155,534 | $0.00 | $0 | 0 | Direct |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.