Rhodes William C III 的 Form 4 申報

AutoZone Inc（AZO），2022/7/18 申報

申報編號: 0001225208-22-008834
申報時間: 2022/7/18
交易日: 2022/7/18
申報延遲: 當天
10b5-1 計畫: 表單沒有這欄（2023 年以前）

SEC EDGAR 原文（在新分頁開啟）

這份申報列了 13 筆非衍生性交易、1 筆衍生性交易。公開市場賣出合計 $652.6 萬。交易當天就申報。

申報人

一份 Form 4 可以有好幾位申報人，例如本人與他控制的基金。各交易表上顯示的是第一位。

這份申報的申報人
申報人	與公司的關係
Rhodes William C IIICIK 0001080992	董事、高階主管（董事長、總裁、執行長）

非衍生性證券（表 I）

普通股等股票的取得與處分，每一列是申報上的一筆。

非衍生性證券的交易
交易日	證券	交易	股數	價格	金額	交易後持股	持有方式
2022/7/18	Common Stock	M行使選擇權取得	+2,958	$744.62	+$2,202,585.96	18,892.88	直接
2022/7/18	Common Stock	S賣出處分	−90	$2,210.37^F1	−$198,933.3	18,802.88	直接
2022/7/18	Common Stock	S賣出處分	−100	$2,201.29^F2	−$220,129	18,702.88	直接
2022/7/18	Common Stock	S賣出處分	−151	$2,213.57^F3	−$334,249.07	18,551.88	直接
2022/7/18	Common Stock	S賣出處分	−152	$2,212.32^F4	−$336,272.64	18,399.88	直接
2022/7/18	Common Stock	S賣出處分	−155	$2,203.47^F5	−$341,537.85	18,244.88	直接
2022/7/18	Common Stock	S賣出處分	−182	$2,207.88^F6	−$401,834.16	18,062.88	直接
2022/7/18	Common Stock	S賣出處分	−248	$2,200.44^F7	−$545,709.12	17,814.88	直接
2022/7/18	Common Stock	S賣出處分	−300	$2,205.95^F8	−$661,785	17,514.88	直接
2022/7/18	Common Stock	S賣出處分	−300	$2,204.57^F9	−$661,371	17,214.88	直接
2022/7/18	Common Stock	S賣出處分	−349	$2,202.47^F10	−$768,662.03	16,865.88	直接
2022/7/18	Common Stock	S賣出處分	−394	$2,206.74^F11	−$869,455.56	16,471.88	直接
2022/7/18	Common Stock	S賣出處分	−537	$2,209.27^F12	−$1,186,377.99	15,934.88	直接

衍生性證券（表 II）

選擇權、認股權證、限制型股票單位等。股數是標的股票的股數；單價與金額是衍生證券本身的價格，交易後持有是衍生證券的單位數。

衍生性證券的交易
交易日	證券	交易	標的股數	單價	金額	交易後持有	持有方式	旗標
2022/7/18	Common Stock	M行使選擇權處分	−2,958	$0.00	$0	4,892	直接

附註與備註

本站收錄交易價格引用的附註、修正申報（Form 4/A）的全部附註，以及申報的備註。其他附註，例如間接持有的方式、交易計畫的細節，請看 SEC EDGAR 上的原文。

This price represents the weighted average price per Share, of Issuer, of sales that were executed at prices ranging from $2,210.02 - $ 2,210.65 per Share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price.

表 I 有 1 筆交易的價格引用這則附註。

This price represents the weighted average price per Share, of Issuer, of sales that were executed at prices ranging from $2,201.01 - $ 2,201.56 per Share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price.

表 I 有 1 筆交易的價格引用這則附註。

This price represents the weighted average price per Share, of Issuer, of sales that were executed at prices ranging from $2,213.20- $ 2,213.87 per Share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price.

表 I 有 1 筆交易的價格引用這則附註。

This price represents the weighted average price per Share, of Issuer, of sales that were executed at prices ranging from $2,211.93 - $ 2,212.78 per Share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price.

表 I 有 1 筆交易的價格引用這則附註。

This price represents the weighted average price per Share, of Issuer, of sales that were executed at prices ranging from $2,203.14 - $ 2,204.08 per Share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price.

表 I 有 1 筆交易的價格引用這則附註。

This price represents the weighted average price per Share, of Issuer, of sales that were executed at prices ranging from $2,207.49 - $ 2,208.31 per Share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price.

表 I 有 1 筆交易的價格引用這則附註。

This price represents the weighted average price per Share, of Issuer, of sales that were executed at prices ranging from $2,200.00 - $ 2,200.93 per Share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price.

表 I 有 1 筆交易的價格引用這則附註。

This price represents the weighted average price per Share, of Issuer, of sales that were executed at prices ranging from $2,205.40 - $ 2,206.37 per Share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price.

表 I 有 1 筆交易的價格引用這則附註。

This price represents the weighted average price per Share, of Issuer, of sales that were executed at prices ranging from $2,204.32 - $ 2,205.26 per Share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price.

表 I 有 1 筆交易的價格引用這則附註。

F10

This price represents the weighted average price per Share, of Issuer, of sales that were executed at prices ranging from $2,202.07 - $ 2,202.89 per Share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price.

表 I 有 1 筆交易的價格引用這則附註。

F11

This price represents the weighted average price per Share, of Issuer, of sales that were executed at prices ranging from $2,206.44 - $ 2,207.42 per Share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price.

表 I 有 1 筆交易的價格引用這則附註。

F12

This price represents the weighted average price per Share, of Issuer, of sales that were executed at prices ranging from $2,208.83 - $ 2,209.61 per Share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price.

表 I 有 1 筆交易的價格引用這則附註。

看 SEC EDGAR 上的完整原文（在新分頁開啟）