Rhodes William C III's Form 4 filing
AutoZone Inc (AZO) · filed Jul 18, 2022
- Accession no.
- 0001225208-22-008834
- Filed
- Jul 18, 2022
- Trade date
- Jul 18, 2022
- Filing delay
- Same day
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 13 non-derivative transactions and 1 derivative transaction. Open-market sales total $6.53M. It was filed on the trade date.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Rhodes William C IIICIK 0001080992 | Director, Officer (Chairman, President & CEO) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jul 18, 2022 | Common Stock | MOption exerciseAcquired | +2,958 | $744.62 | +$2,202,585.96 | 18,892.88 | Direct | |
| Jul 18, 2022 | Common Stock | SSaleDisposed | −90 | $2,210.37F1 | −$198,933.3 | 18,802.88 | Direct | |
| Jul 18, 2022 | Common Stock | SSaleDisposed | −100 | $2,201.29F2 | −$220,129 | 18,702.88 | Direct | |
| Jul 18, 2022 | Common Stock | SSaleDisposed | −151 | $2,213.57F3 | −$334,249.07 | 18,551.88 | Direct | |
| Jul 18, 2022 | Common Stock | SSaleDisposed | −152 | $2,212.32F4 | −$336,272.64 | 18,399.88 | Direct | |
| Jul 18, 2022 | Common Stock | SSaleDisposed | −155 | $2,203.47F5 | −$341,537.85 | 18,244.88 | Direct | |
| Jul 18, 2022 | Common Stock | SSaleDisposed | −182 | $2,207.88F6 | −$401,834.16 | 18,062.88 | Direct | |
| Jul 18, 2022 | Common Stock | SSaleDisposed | −248 | $2,200.44F7 | −$545,709.12 | 17,814.88 | Direct | |
| Jul 18, 2022 | Common Stock | SSaleDisposed | −300 | $2,205.95F8 | −$661,785 | 17,514.88 | Direct | |
| Jul 18, 2022 | Common Stock | SSaleDisposed | −300 | $2,204.57F9 | −$661,371 | 17,214.88 | Direct | |
| Jul 18, 2022 | Common Stock | SSaleDisposed | −349 | $2,202.47F10 | −$768,662.03 | 16,865.88 | Direct | |
| Jul 18, 2022 | Common Stock | SSaleDisposed | −394 | $2,206.74F11 | −$869,455.56 | 16,471.88 | Direct | |
| Jul 18, 2022 | Common Stock | SSaleDisposed | −537 | $2,209.27F12 | −$1,186,377.99 | 15,934.88 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jul 18, 2022 | Common Stock | MOption exerciseDisposed | −2,958 | $0.00 | $0 | 4,892 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
This price represents the weighted average price per Share, of Issuer, of sales that were executed at prices ranging from $2,210.02 - $ 2,210.65 per Share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price.
Referenced by the price of 1 transaction in Table I.
- F2
This price represents the weighted average price per Share, of Issuer, of sales that were executed at prices ranging from $2,201.01 - $ 2,201.56 per Share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price.
Referenced by the price of 1 transaction in Table I.
- F3
This price represents the weighted average price per Share, of Issuer, of sales that were executed at prices ranging from $2,213.20- $ 2,213.87 per Share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price.
Referenced by the price of 1 transaction in Table I.
- F4
This price represents the weighted average price per Share, of Issuer, of sales that were executed at prices ranging from $2,211.93 - $ 2,212.78 per Share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price.
Referenced by the price of 1 transaction in Table I.
- F5
This price represents the weighted average price per Share, of Issuer, of sales that were executed at prices ranging from $2,203.14 - $ 2,204.08 per Share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price.
Referenced by the price of 1 transaction in Table I.
- F6
This price represents the weighted average price per Share, of Issuer, of sales that were executed at prices ranging from $2,207.49 - $ 2,208.31 per Share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price.
Referenced by the price of 1 transaction in Table I.
- F7
This price represents the weighted average price per Share, of Issuer, of sales that were executed at prices ranging from $2,200.00 - $ 2,200.93 per Share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price.
Referenced by the price of 1 transaction in Table I.
- F8
This price represents the weighted average price per Share, of Issuer, of sales that were executed at prices ranging from $2,205.40 - $ 2,206.37 per Share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price.
Referenced by the price of 1 transaction in Table I.
- F9
This price represents the weighted average price per Share, of Issuer, of sales that were executed at prices ranging from $2,204.32 - $ 2,205.26 per Share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price.
Referenced by the price of 1 transaction in Table I.
- F10
This price represents the weighted average price per Share, of Issuer, of sales that were executed at prices ranging from $2,202.07 - $ 2,202.89 per Share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price.
Referenced by the price of 1 transaction in Table I.
- F11
This price represents the weighted average price per Share, of Issuer, of sales that were executed at prices ranging from $2,206.44 - $ 2,207.42 per Share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price.
Referenced by the price of 1 transaction in Table I.
- F12
This price represents the weighted average price per Share, of Issuer, of sales that were executed at prices ranging from $2,208.83 - $ 2,209.61 per Share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price.
Referenced by the price of 1 transaction in Table I.