Rhodes William C III 的 Form 4 申報

AutoZone Inc（AZO），2021/12/17 申報

申報編號: 0001225208-21-015120
申報時間: 2021/12/17
交易日: 2021/12/16-12/17
申報延遲: 1 天
10b5-1 計畫: 表單沒有這欄（2023 年以前）

SEC EDGAR 原文（在新分頁開啟）

這份申報列了 30 筆非衍生性交易、2 筆衍生性交易。公開市場賣出合計 $3,422 萬。交易後 1 天申報。

申報人

一份 Form 4 可以有好幾位申報人，例如本人與他控制的基金。各交易表上顯示的是第一位。

這份申報的申報人
申報人	與公司的關係
Rhodes William C IIICIK 0001080992	董事、高階主管（董事長、總裁、執行長）

非衍生性證券（表 I）

普通股等股票的取得與處分，每一列是申報上的一筆。

非衍生性證券的交易
交易日	證券	交易	股數	價格	金額	交易後持股	持有方式
2021/12/16	Common Stock	M行使選擇權取得	+15,552	$507.79	+$7,897,150.08	34,175.77	直接
2021/12/16	Common Stock	S賣出處分	−2	$2,034.54	−$4,069.08	34,173.77	直接
2021/12/16	Common Stock	S賣出處分	−45	$2,054.24^F1	−$92,440.8	34,128.77	直接
2021/12/16	Common Stock	S賣出處分	−65	$2,058.83^F2	−$133,823.95	34,063.77	直接
2021/12/16	Common Stock	S賣出處分	−100	$2,059.14	−$205,914	33,963.77	直接
2021/12/16	Common Stock	S賣出處分	−101	$2,043.95^F3	−$206,438.95	33,862.77	直接
2021/12/16	Common Stock	S賣出處分	−127	$2,045.28^F4	−$259,750.56	33,735.77	直接
2021/12/16	Common Stock	S賣出處分	−132	$2,038.12^F5	−$269,031.84	33,603.77	直接
2021/12/16	Common Stock	S賣出處分	−171	$2,053.51^F6	−$351,150.21	33,432.77	直接
2021/12/16	Common Stock	S賣出處分	−182	$2,041.03^F7	−$371,467.46	33,250.77	直接
2021/12/16	Common Stock	S賣出處分	−194	$2,035.84	−$394,952.96	33,056.77	直接
2021/12/16	Common Stock	S賣出處分	−195	$2,032.17^F9	−$396,273.15	32,861.77	直接
2021/12/16	Common Stock	S賣出處分	−205	$2,033.56^F10	−$416,879.8	32,656.77	直接
2021/12/16	Common Stock	S賣出處分	−347	$2,031.22^F11	−$704,833.34	32,309.77	直接
2021/12/16	Common Stock	S賣出處分	−358	$2,046.99^F12	−$732,822.42	31,951.77	直接
2021/12/16	Common Stock	S賣出處分	−372	$2,043.13^F13	−$760,044.36	31,579.77	直接
2021/12/16	Common Stock	S賣出處分	−420	$2,055.65^F14	−$863,373	31,159.77	直接
2021/12/16	Common Stock	S賣出處分	−441	$2,028.54^F15	−$894,586.14	30,718.77	直接
2021/12/16	Common Stock	S賣出處分	−505	$2,049.07^F16	−$1,034,780.35	30,213.77	直接
2021/12/16	Common Stock	S賣出處分	−518	$2,040.15^F17	−$1,056,797.7	29,695.77	直接
2021/12/16	Common Stock	S賣出處分	−525	$2,048.17^F18	−$1,075,289.25	29,170.77	直接
2021/12/16	Common Stock	S賣出處分	−551	$2,057.29^F19	−$1,133,566.79	28,619.77	直接
2021/12/16	Common Stock	S賣出處分	−600	$2,030.37^F20	−$1,218,222	28,019.77	直接
2021/12/16	Common Stock	S賣出處分	−784	$2,051.87^F21	−$1,608,666.08	27,235.77	直接
2021/12/16	Common Stock	S賣出處分	−811	$2,026.57^F22	−$1,643,548.27	26,424.77	直接
2021/12/16	Common Stock	S賣出處分	−1,252	$2,027.43^F23	−$2,538,342.36	25,172.77	直接
2021/12/16	Common Stock	S賣出處分	−6,549	$2,025.05^F24	−$13,262,052.45	18,623.77	直接
2021/12/17	Common Stock	S賣出取得	+1,848	$507.79	+$938,395.92	20,471.77	直接
2021/12/17	Common Stock	S賣出處分	−300	$1,990.29^F25	−$597,087	20,171.77	直接
2021/12/17	Common Stock	S賣出處分	−529	$2,000.00	−$1,058,000	19,642.77	直接

衍生性證券（表 II）

選擇權、認股權證、限制型股票單位等。股數是標的股票的股數；單價與金額是衍生證券本身的價格，交易後持有是衍生證券的單位數。

衍生性證券的交易
交易日	證券	交易	標的股數	單價	金額	交易後持有	持有方式	旗標
2021/12/16	Common Stock	M行使選擇權處分	−15,552	$0.00	$0	1,848	直接
2021/12/17	Common Stock	S賣出處分	−1,848	$0.00	$0	0	直接

附註與備註

本站收錄交易價格引用的附註、修正申報（Form 4/A）的全部附註，以及申報的備註。其他附註，例如間接持有的方式、交易計畫的細節，請看 SEC EDGAR 上的原文。

This price represents the weighted average price per Share, of Issuer, of sales that were executed at prices ranging from $2,054.16 - $2,054.61 per Share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price.

表 I 有 1 筆交易的價格引用這則附註。

This price represents the weighted average price per Share, of Issuer, of sales that were executed at prices ranging from $2,058.00 - $2,058.96 per Share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price.

表 I 有 1 筆交易的價格引用這則附註。

This price represents the weighted average price per Share, of Issuer, of sales that were executed at prices ranging from $2,043.95 - $2,044.09 per Share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price.

表 I 有 1 筆交易的價格引用這則附註。

This price represents the weighted average price per Share, of Issuer, of sales that were executed at prices ranging from $2,045.17 - $2,045.31 per Share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price.

表 I 有 1 筆交易的價格引用這則附註。

This price represents the weighted average price per Share, of Issuer, of sales that were executed at prices ranging from $2,038.11 - $2,038.19 per Share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price.

表 I 有 1 筆交易的價格引用這則附註。

This price represents the weighted average price per Share, of Issuer, of sales that were executed at prices ranging from $2,053.00 - $2,053.81 per Share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price.

表 I 有 1 筆交易的價格引用這則附註。

This price represents the weighted average price per Share, of Issuer, of sales that were executed at prices ranging from $2,040.93 - $2,041.22 per Share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price.

表 I 有 1 筆交易的價格引用這則附註。

This price represents the weighted average price per Share, of Issuer, of sales that were executed at prices ranging from $2,032.00 - $2,032.80 per Share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price.

表 I 有 1 筆交易的價格引用這則附註。

F10

This price represents the weighted average price per Share, of Issuer, of sales that were executed at prices ranging from $2,033.00 - $2,033.57 per Share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price.

表 I 有 1 筆交易的價格引用這則附註。

F11

This price represents the weighted average price per Share, of Issuer, of sales that were executed at prices ranging from $2,030.90 - $2,031.43 per Share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price.

表 I 有 1 筆交易的價格引用這則附註。

F12

This price represents the weighted average price per Share, of Issuer, of sales that were executed at prices ranging from $2,046.64 - $2,047.56 per Share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price.

表 I 有 1 筆交易的價格引用這則附註。

F13

This price represents the weighted average price per Share, of Issuer, of sales that were executed at prices ranging from $2,042.69 - $2,043.35 per Share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price.

表 I 有 1 筆交易的價格引用這則附註。

F14

This price represents the weighted average price per Share, of Issuer, of sales that were executed at prices ranging from $2,055.33 - $2,056.26 per Share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price.

表 I 有 1 筆交易的價格引用這則附註。

F15

This price represents the weighted average price per Share, of Issuer, of sales that were executed at prices ranging from $2,028.25 - $2,028.78 per Share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price.

表 I 有 1 筆交易的價格引用這則附註。

F16

This price represents the weighted average price per Share, of Issuer, of sales that were executed at prices ranging from $2,048.73 - $2,049.66 per Share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price.

表 I 有 1 筆交易的價格引用這則附註。

F17

This price represents the weighted average price per Share, of Issuer, of sales that were executed at prices ranging from $2,039.80 - $2,040.52 per Share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price.

表 I 有 1 筆交易的價格引用這則附註。

F18

This price represents the weighted average price per Share, of Issuer, of sales that were executed at prices ranging from $2,047.72 - $2,048.50 per Share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price.

表 I 有 1 筆交易的價格引用這則附註。

F19

This price represents the weighted average price per Share, of Issuer, of sales that were executed at prices ranging from $2,057.00 - $2,057.75 per Share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price.

表 I 有 1 筆交易的價格引用這則附註。

F20

This price represents the weighted average price per Share, of Issuer, of sales that were executed at prices ranging from $2,029.89 - $2,030.87 per Share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price.

表 I 有 1 筆交易的價格引用這則附註。

F21

This price represents the weighted average price per Share, of Issuer, of sales that were executed at prices ranging from $2,049.97 - $2,052.95 per Share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price.

表 I 有 1 筆交易的價格引用這則附註。

F22

This price represents the weighted average price per Share, of Issuer, of sales that were executed at prices ranging from $2,026.09 - $2,027.00 per Share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price.

表 I 有 1 筆交易的價格引用這則附註。

F23

This price represents the weighted average price per Share, of Issuer, of sales that were executed at prices ranging from $2,027.16 - $2,028.02 per Share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price.

表 I 有 1 筆交易的價格引用這則附註。

F24

This price represents the weighted average price per Share, of Issuer, of sales that were executed at prices ranging from $2,025.00 - $2,025.98 per Share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price.

表 I 有 1 筆交易的價格引用這則附註。

F25

This price represents the weighted average price per Share, of Issuer, of sales that were executed at prices ranging from $1,990.12 - $1,990.54 per Share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price.

表 I 有 1 筆交易的價格引用這則附註。

看 SEC EDGAR 上的完整原文（在新分頁開啟）