Rhodes William C III's Form 4 filing
AutoZone Inc (AZO) · filed Dec 17, 2021
- Accession no.
- 0001225208-21-015120
- Filed
- Dec 17, 2021
- Trade date
- Dec 16-17, 2021
- Filing delay
- 1 day
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 30 non-derivative transactions and 2 derivative transactions. Open-market sales total $34.2M. It was filed 1 day after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Rhodes William C IIICIK 0001080992 | Director, Officer (Chairman, President & CEO) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Dec 16, 2021 | Common Stock | MOption exerciseAcquired | +15,552 | $507.79 | +$7,897,150.08 | 34,175.77 | Direct | |
| Dec 16, 2021 | Common Stock | SSaleDisposed | −2 | $2,034.54 | −$4,069.08 | 34,173.77 | Direct | |
| Dec 16, 2021 | Common Stock | SSaleDisposed | −45 | $2,054.24F1 | −$92,440.8 | 34,128.77 | Direct | |
| Dec 16, 2021 | Common Stock | SSaleDisposed | −65 | $2,058.83F2 | −$133,823.95 | 34,063.77 | Direct | |
| Dec 16, 2021 | Common Stock | SSaleDisposed | −100 | $2,059.14 | −$205,914 | 33,963.77 | Direct | |
| Dec 16, 2021 | Common Stock | SSaleDisposed | −101 | $2,043.95F3 | −$206,438.95 | 33,862.77 | Direct | |
| Dec 16, 2021 | Common Stock | SSaleDisposed | −127 | $2,045.28F4 | −$259,750.56 | 33,735.77 | Direct | |
| Dec 16, 2021 | Common Stock | SSaleDisposed | −132 | $2,038.12F5 | −$269,031.84 | 33,603.77 | Direct | |
| Dec 16, 2021 | Common Stock | SSaleDisposed | −171 | $2,053.51F6 | −$351,150.21 | 33,432.77 | Direct | |
| Dec 16, 2021 | Common Stock | SSaleDisposed | −182 | $2,041.03F7 | −$371,467.46 | 33,250.77 | Direct | |
| Dec 16, 2021 | Common Stock | SSaleDisposed | −194 | $2,035.84 | −$394,952.96 | 33,056.77 | Direct | |
| Dec 16, 2021 | Common Stock | SSaleDisposed | −195 | $2,032.17F9 | −$396,273.15 | 32,861.77 | Direct | |
| Dec 16, 2021 | Common Stock | SSaleDisposed | −205 | $2,033.56F10 | −$416,879.8 | 32,656.77 | Direct | |
| Dec 16, 2021 | Common Stock | SSaleDisposed | −347 | $2,031.22F11 | −$704,833.34 | 32,309.77 | Direct | |
| Dec 16, 2021 | Common Stock | SSaleDisposed | −358 | $2,046.99F12 | −$732,822.42 | 31,951.77 | Direct | |
| Dec 16, 2021 | Common Stock | SSaleDisposed | −372 | $2,043.13F13 | −$760,044.36 | 31,579.77 | Direct | |
| Dec 16, 2021 | Common Stock | SSaleDisposed | −420 | $2,055.65F14 | −$863,373 | 31,159.77 | Direct | |
| Dec 16, 2021 | Common Stock | SSaleDisposed | −441 | $2,028.54F15 | −$894,586.14 | 30,718.77 | Direct | |
| Dec 16, 2021 | Common Stock | SSaleDisposed | −505 | $2,049.07F16 | −$1,034,780.35 | 30,213.77 | Direct | |
| Dec 16, 2021 | Common Stock | SSaleDisposed | −518 | $2,040.15F17 | −$1,056,797.7 | 29,695.77 | Direct | |
| Dec 16, 2021 | Common Stock | SSaleDisposed | −525 | $2,048.17F18 | −$1,075,289.25 | 29,170.77 | Direct | |
| Dec 16, 2021 | Common Stock | SSaleDisposed | −551 | $2,057.29F19 | −$1,133,566.79 | 28,619.77 | Direct | |
| Dec 16, 2021 | Common Stock | SSaleDisposed | −600 | $2,030.37F20 | −$1,218,222 | 28,019.77 | Direct | |
| Dec 16, 2021 | Common Stock | SSaleDisposed | −784 | $2,051.87F21 | −$1,608,666.08 | 27,235.77 | Direct | |
| Dec 16, 2021 | Common Stock | SSaleDisposed | −811 | $2,026.57F22 | −$1,643,548.27 | 26,424.77 | Direct | |
| Dec 16, 2021 | Common Stock | SSaleDisposed | −1,252 | $2,027.43F23 | −$2,538,342.36 | 25,172.77 | Direct | |
| Dec 16, 2021 | Common Stock | SSaleDisposed | −6,549 | $2,025.05F24 | −$13,262,052.45 | 18,623.77 | Direct | |
| Dec 17, 2021 | Common Stock | SSaleAcquired | +1,848 | $507.79 | +$938,395.92 | 20,471.77 | Direct | |
| Dec 17, 2021 | Common Stock | SSaleDisposed | −300 | $1,990.29F25 | −$597,087 | 20,171.77 | Direct | |
| Dec 17, 2021 | Common Stock | SSaleDisposed | −529 | $2,000.00 | −$1,058,000 | 19,642.77 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Dec 16, 2021 | Common Stock | MOption exerciseDisposed | −15,552 | $0.00 | $0 | 1,848 | Direct | |
| Dec 17, 2021 | Common Stock | SSaleDisposed | −1,848 | $0.00 | $0 | 0 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
This price represents the weighted average price per Share, of Issuer, of sales that were executed at prices ranging from $2,054.16 - $2,054.61 per Share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price.
Referenced by the price of 1 transaction in Table I.
- F2
This price represents the weighted average price per Share, of Issuer, of sales that were executed at prices ranging from $2,058.00 - $2,058.96 per Share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price.
Referenced by the price of 1 transaction in Table I.
- F3
This price represents the weighted average price per Share, of Issuer, of sales that were executed at prices ranging from $2,043.95 - $2,044.09 per Share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price.
Referenced by the price of 1 transaction in Table I.
- F4
This price represents the weighted average price per Share, of Issuer, of sales that were executed at prices ranging from $2,045.17 - $2,045.31 per Share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price.
Referenced by the price of 1 transaction in Table I.
- F5
This price represents the weighted average price per Share, of Issuer, of sales that were executed at prices ranging from $2,038.11 - $2,038.19 per Share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price.
Referenced by the price of 1 transaction in Table I.
- F6
This price represents the weighted average price per Share, of Issuer, of sales that were executed at prices ranging from $2,053.00 - $2,053.81 per Share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price.
Referenced by the price of 1 transaction in Table I.
- F7
This price represents the weighted average price per Share, of Issuer, of sales that were executed at prices ranging from $2,040.93 - $2,041.22 per Share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price.
Referenced by the price of 1 transaction in Table I.
- F9
This price represents the weighted average price per Share, of Issuer, of sales that were executed at prices ranging from $2,032.00 - $2,032.80 per Share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price.
Referenced by the price of 1 transaction in Table I.
- F10
This price represents the weighted average price per Share, of Issuer, of sales that were executed at prices ranging from $2,033.00 - $2,033.57 per Share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price.
Referenced by the price of 1 transaction in Table I.
- F11
This price represents the weighted average price per Share, of Issuer, of sales that were executed at prices ranging from $2,030.90 - $2,031.43 per Share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price.
Referenced by the price of 1 transaction in Table I.
- F12
This price represents the weighted average price per Share, of Issuer, of sales that were executed at prices ranging from $2,046.64 - $2,047.56 per Share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price.
Referenced by the price of 1 transaction in Table I.
- F13
This price represents the weighted average price per Share, of Issuer, of sales that were executed at prices ranging from $2,042.69 - $2,043.35 per Share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price.
Referenced by the price of 1 transaction in Table I.
- F14
This price represents the weighted average price per Share, of Issuer, of sales that were executed at prices ranging from $2,055.33 - $2,056.26 per Share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price.
Referenced by the price of 1 transaction in Table I.
- F15
This price represents the weighted average price per Share, of Issuer, of sales that were executed at prices ranging from $2,028.25 - $2,028.78 per Share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price.
Referenced by the price of 1 transaction in Table I.
- F16
This price represents the weighted average price per Share, of Issuer, of sales that were executed at prices ranging from $2,048.73 - $2,049.66 per Share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price.
Referenced by the price of 1 transaction in Table I.
- F17
This price represents the weighted average price per Share, of Issuer, of sales that were executed at prices ranging from $2,039.80 - $2,040.52 per Share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price.
Referenced by the price of 1 transaction in Table I.
- F18
This price represents the weighted average price per Share, of Issuer, of sales that were executed at prices ranging from $2,047.72 - $2,048.50 per Share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price.
Referenced by the price of 1 transaction in Table I.
- F19
This price represents the weighted average price per Share, of Issuer, of sales that were executed at prices ranging from $2,057.00 - $2,057.75 per Share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price.
Referenced by the price of 1 transaction in Table I.
- F20
This price represents the weighted average price per Share, of Issuer, of sales that were executed at prices ranging from $2,029.89 - $2,030.87 per Share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price.
Referenced by the price of 1 transaction in Table I.
- F21
This price represents the weighted average price per Share, of Issuer, of sales that were executed at prices ranging from $2,049.97 - $2,052.95 per Share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price.
Referenced by the price of 1 transaction in Table I.
- F22
This price represents the weighted average price per Share, of Issuer, of sales that were executed at prices ranging from $2,026.09 - $2,027.00 per Share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price.
Referenced by the price of 1 transaction in Table I.
- F23
This price represents the weighted average price per Share, of Issuer, of sales that were executed at prices ranging from $2,027.16 - $2,028.02 per Share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price.
Referenced by the price of 1 transaction in Table I.
- F24
This price represents the weighted average price per Share, of Issuer, of sales that were executed at prices ranging from $2,025.00 - $2,025.98 per Share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price.
Referenced by the price of 1 transaction in Table I.
- F25
This price represents the weighted average price per Share, of Issuer, of sales that were executed at prices ranging from $1,990.12 - $1,990.54 per Share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price.
Referenced by the price of 1 transaction in Table I.