Newbern Thomas B 的 Form 4 申報
AutoZone Inc（AZO），2021/12/10 申報
- 申報編號
- 0001225208-21-014795
- 申報時間
- 2021/12/10
- 交易日
- 2021/12/8
- 申報延遲
- 2 天
- 10b5-1 計畫
- 表單沒有這欄（2023 年以前）
這份申報列了 30 筆非衍生性交易、3 筆衍生性交易。公開市場賣出合計 $1,189 萬。交易後 2 天申報。
申報人
一份 Form 4 可以有好幾位申報人，例如本人與他控制的基金。各交易表上顯示的是第一位。
| 申報人 | 與公司的關係 |
|---|---|
| Newbern Thomas BCIK 0001394155 | 高階主管（執行副總裁） |
非衍生性證券（表 I）
普通股等股票的取得與處分，每一列是申報上的一筆。
| 交易日 | 證券 | 交易 | 股數 | 價格 | 金額 | 交易後持股 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2021/12/8 | Common Stock | M行使選擇權取得 | +7,740 | $744.85 | +$5,765,139 | 10,959.05 | 直接 | |
| 2021/12/8 | Common Stock | M行使選擇權取得 | +3,250 | $744.62 | +$2,420,015 | 14,209.05 | 直接 | |
| 2021/12/8 | Common Stock | M行使選擇權取得 | +1,848 | $587.13 | +$1,085,016.24 | 16,057.05 | 直接 | |
| 2021/12/8 | Common Stock | S賣出處分 | −5 | $2,028.00 | −$10,140 | 16,052.05 | 直接 | |
| 2021/12/8 | Common Stock | S賣出處分 | −5 | $1,990.56 | −$9,952.8 | 16,047.05 | 直接 | |
| 2021/12/8 | Common Stock | S賣出處分 | −6 | $2,006.40F1 | −$12,038.4 | 16,041.05 | 直接 | |
| 2021/12/8 | Common Stock | S賣出處分 | −6 | $1,958.10F2 | −$11,748.6 | 16,035.05 | 直接 | |
| 2021/12/8 | Common Stock | S賣出處分 | −100 | $2,000.68F3 | −$200,068 | 15,935.05 | 直接 | |
| 2021/12/8 | Common Stock | S賣出處分 | −100 | $1,985.11 | −$198,511 | 15,835.05 | 直接 | |
| 2021/12/8 | Common Stock | S賣出處分 | −100 | $1,982.61 | −$198,261 | 15,735.05 | 直接 | |
| 2021/12/8 | Common Stock | S賣出處分 | −100 | $1,959.69F4 | −$195,969 | 15,635.05 | 直接 | |
| 2021/12/8 | Common Stock | S賣出處分 | −100 | $1,954.90 | −$195,490 | 15,535.05 | 直接 | |
| 2021/12/8 | Common Stock | S賣出處分 | −149 | $1,971.46F5 | −$293,747.54 | 15,386.05 | 直接 | |
| 2021/12/8 | Common Stock | S賣出處分 | −191 | $1,949.40F6 | −$372,335.4 | 15,195.05 | 直接 | |
| 2021/12/8 | Common Stock | S賣出處分 | −200 | $1,978.55F7 | −$395,710 | 14,995.05 | 直接 | |
| 2021/12/8 | Common Stock | S賣出處分 | −200 | $1,941.83F8 | −$388,366 | 14,795.05 | 直接 | |
| 2021/12/8 | Common Stock | S賣出處分 | −235 | $1,988.55F9 | −$467,309.25 | 14,560.05 | 直接 | |
| 2021/12/8 | Common Stock | S賣出處分 | −279 | $1,963.62F10 | −$547,849.98 | 14,281.05 | 直接 | |
| 2021/12/8 | Common Stock | S賣出處分 | −294 | $2,005.27F11 | −$589,549.38 | 13,987.05 | 直接 | |
| 2021/12/8 | Common Stock | S賣出處分 | −300 | $1,987.40F12 | −$596,220 | 13,687.05 | 直接 | |
| 2021/12/8 | Common Stock | S賣出處分 | −300 | $1,981.47F13 | −$594,441 | 13,387.05 | 直接 | |
| 2021/12/8 | Common Stock | S賣出處分 | −300 | $1,964.81F14 | −$589,443 | 13,087.05 | 直接 | |
| 2021/12/8 | Common Stock | S賣出處分 | −300 | $1,948.02F15 | −$584,406 | 12,787.05 | 直接 | |
| 2021/12/8 | Common Stock | S賣出處分 | −302 | $1,974.75F16 | −$596,374.5 | 12,485.05 | 直接 | |
| 2021/12/8 | Common Stock | S賣出處分 | −348 | $1,966.00F17 | −$684,168 | 12,137.05 | 直接 | |
| 2021/12/8 | Common Stock | S賣出處分 | −389 | $1,969.22F18 | −$766,026.58 | 11,748.05 | 直接 | |
| 2021/12/8 | Common Stock | S賣出處分 | −394 | $1,956.04F19 | −$770,679.76 | 11,354.05 | 直接 | |
| 2021/12/8 | Common Stock | S賣出處分 | −396 | $1,990.14F20 | −$788,095.44 | 10,958.05 | 直接 | |
| 2021/12/8 | Common Stock | S賣出處分 | −437 | $1,973.90F21 | −$862,594.3 | 10,521.05 | 直接 | |
| 2021/12/8 | Common Stock | S賣出處分 | −500 | $1,945.33F22 | −$972,665 | 9,521.05 | 直接 |
衍生性證券（表 II）
選擇權、認股權證、限制型股票單位等。股數是標的股票的股數；單價與金額是衍生證券本身的價格，交易後持有是衍生證券的單位數。
| 交易日 | 證券 | 交易 | 標的股數 | 單價 | 金額 | 交易後持有 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2021/12/8 | Common Stock | M行使選擇權處分 | −7,740 | $0.00 | $0 | 0 | 直接 | |
| 2021/12/8 | Common Stock | M行使選擇權處分 | −1,848 | $0.00 | $0 | 0 | 直接 | |
| 2021/12/8 | Common Stock | M行使選擇權處分 | −3,250 | $0.00 | $0 | 0 | 直接 |
附註與備註
本站收錄交易價格引用的附註、修正申報（Form 4/A）的全部附註，以及申報的備註。其他附註，例如間接持有的方式、交易計畫的細節，請看 SEC EDGAR 上的原文。
- F1
This price represents the weighted average price per Share, of Issuer, of sales that were executed at prices ranging from $2,006.26 - $2,007.11 per Share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price.
表 I 有 1 筆交易的價格引用這則附註。
- F2
This price represents the weighted average price per Share, of Issuer, of sales that were executed at prices ranging from $1,957.92 - $1,958.60 per Share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price.
表 I 有 1 筆交易的價格引用這則附註。
- F3
This price represents the weighted average price per Share, of Issuer, of sales that were executed at prices ranging from $2,000.62 - $2,000.85 per Share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price.
表 I 有 1 筆交易的價格引用這則附註。
- F4
This price represents the weighted average price per Share, of Issuer, of sales that were executed at prices ranging from $1,959.46 - $1,960.34 per Share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price.
表 I 有 1 筆交易的價格引用這則附註。
- F5
This price represents the weighted average price per Share, of Issuer, of sales that were executed at prices ranging from $1,971.08 - $1,971.92 per Share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price.
表 I 有 1 筆交易的價格引用這則附註。
- F6
This price represents the weighted average price per Share, of Issuer, of sales that were executed at prices ranging from $1,949.23-$1,950.04 per Share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price.
表 I 有 1 筆交易的價格引用這則附註。
- F7
This price represents the weighted average price per Share, of Issuer, of sales that were executed at prices ranging from $1,978.49 -$1,979.01 per Share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price.
表 I 有 1 筆交易的價格引用這則附註。
- F8
This price represents the weighted average price per Share, of Issuer, of sales that were executed at prices ranging from $1,941.54-$1,942.12 per Share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price.
表 I 有 1 筆交易的價格引用這則附註。
- F9
This price represents the weighted average price per Share, of Issuer, of sales that were executed at prices ranging from $1,988.31-$1,989.30 per Share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price.
表 I 有 1 筆交易的價格引用這則附註。
- F10
This price represents the weighted average price per Share, of Issuer, of sales that were executed at prices ranging from $1,963.14-$1,963.88 per Share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price.
表 I 有 1 筆交易的價格引用這則附註。
- F11
This price represents the weighted average price per Share, of Issuer, of sales that were executed at prices ranging from $2,005.00-$2,005.99 per Share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price.
表 I 有 1 筆交易的價格引用這則附註。
- F12
This price represents the weighted average price per Share, of Issuer, of sales that were executed at prices ranging from $1,987.13-$1,987.54 per Share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price.
表 I 有 1 筆交易的價格引用這則附註。
- F13
This price represents the weighted average price per Share, of Issuer, of sales that were executed at prices ranging from $1,981.14-$1,981.66 per Share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price.
表 I 有 1 筆交易的價格引用這則附註。
- F14
This price represents the weighted average price per Share, of Issuer, of sales that were executed at prices ranging from $1,964.37-$1,965.17 per Share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price.
表 I 有 1 筆交易的價格引用這則附註。
- F15
This price represents the weighted average price per Share, of Issuer, of sales that were executed at prices ranging from $1,947.58-$1,948.25 per Share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price.
表 I 有 1 筆交易的價格引用這則附註。
- F16
This price represents the weighted average price per Share, of Issuer, of sales that were executed at prices ranging from $1,974.27-$1,975.00 per Share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price.
表 I 有 1 筆交易的價格引用這則附註。
- F17
This price represents the weighted average price per Share, of Issuer, of sales that were executed at prices ranging from $1,965.58-$1,966.40 per Share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price.
表 I 有 1 筆交易的價格引用這則附註。
- F18
This price represents the weighted average price per Share, of Issuer, of sales that were executed at prices ranging from $1,968.91-$1,969.51 per Share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price.
表 I 有 1 筆交易的價格引用這則附註。
- F19
This price represents the weighted average price per Share, of Issuer, of sales that were executed at prices ranging from $1,955.96-$1,956.11 per Share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price.
表 I 有 1 筆交易的價格引用這則附註。
- F20
This price represents the weighted average price per Share, of Issuer, of sales that were executed at prices ranging from $1,989.40-$1,990.24 per Share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price.
表 I 有 1 筆交易的價格引用這則附註。
- F21
This price represents the weighted average price per Share, of Issuer, of sales that were executed at prices ranging from $1,973.17-$1,974.01 per Share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price.
表 I 有 1 筆交易的價格引用這則附註。
- F22
This price represents the weighted average price per Share, of Issuer, of sales that were executed at prices ranging from $1,945.10-$1,946.03 per Share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price.
表 I 有 1 筆交易的價格引用這則附註。