Newbern Thomas B's Form 4 filing
AutoZone Inc (AZO) · filed Dec 10, 2021
- Accession no.
- 0001225208-21-014795
- Filed
- Dec 10, 2021
- Trade date
- Dec 8, 2021
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 30 non-derivative transactions and 3 derivative transactions. Open-market sales total $11.9M. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Newbern Thomas BCIK 0001394155 | Officer (Exec. Vice President) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Dec 8, 2021 | Common Stock | MOption exerciseAcquired | +7,740 | $744.85 | +$5,765,139 | 10,959.05 | Direct | |
| Dec 8, 2021 | Common Stock | MOption exerciseAcquired | +3,250 | $744.62 | +$2,420,015 | 14,209.05 | Direct | |
| Dec 8, 2021 | Common Stock | MOption exerciseAcquired | +1,848 | $587.13 | +$1,085,016.24 | 16,057.05 | Direct | |
| Dec 8, 2021 | Common Stock | SSaleDisposed | −5 | $2,028.00 | −$10,140 | 16,052.05 | Direct | |
| Dec 8, 2021 | Common Stock | SSaleDisposed | −5 | $1,990.56 | −$9,952.8 | 16,047.05 | Direct | |
| Dec 8, 2021 | Common Stock | SSaleDisposed | −6 | $2,006.40F1 | −$12,038.4 | 16,041.05 | Direct | |
| Dec 8, 2021 | Common Stock | SSaleDisposed | −6 | $1,958.10F2 | −$11,748.6 | 16,035.05 | Direct | |
| Dec 8, 2021 | Common Stock | SSaleDisposed | −100 | $2,000.68F3 | −$200,068 | 15,935.05 | Direct | |
| Dec 8, 2021 | Common Stock | SSaleDisposed | −100 | $1,985.11 | −$198,511 | 15,835.05 | Direct | |
| Dec 8, 2021 | Common Stock | SSaleDisposed | −100 | $1,982.61 | −$198,261 | 15,735.05 | Direct | |
| Dec 8, 2021 | Common Stock | SSaleDisposed | −100 | $1,959.69F4 | −$195,969 | 15,635.05 | Direct | |
| Dec 8, 2021 | Common Stock | SSaleDisposed | −100 | $1,954.90 | −$195,490 | 15,535.05 | Direct | |
| Dec 8, 2021 | Common Stock | SSaleDisposed | −149 | $1,971.46F5 | −$293,747.54 | 15,386.05 | Direct | |
| Dec 8, 2021 | Common Stock | SSaleDisposed | −191 | $1,949.40F6 | −$372,335.4 | 15,195.05 | Direct | |
| Dec 8, 2021 | Common Stock | SSaleDisposed | −200 | $1,978.55F7 | −$395,710 | 14,995.05 | Direct | |
| Dec 8, 2021 | Common Stock | SSaleDisposed | −200 | $1,941.83F8 | −$388,366 | 14,795.05 | Direct | |
| Dec 8, 2021 | Common Stock | SSaleDisposed | −235 | $1,988.55F9 | −$467,309.25 | 14,560.05 | Direct | |
| Dec 8, 2021 | Common Stock | SSaleDisposed | −279 | $1,963.62F10 | −$547,849.98 | 14,281.05 | Direct | |
| Dec 8, 2021 | Common Stock | SSaleDisposed | −294 | $2,005.27F11 | −$589,549.38 | 13,987.05 | Direct | |
| Dec 8, 2021 | Common Stock | SSaleDisposed | −300 | $1,987.40F12 | −$596,220 | 13,687.05 | Direct | |
| Dec 8, 2021 | Common Stock | SSaleDisposed | −300 | $1,981.47F13 | −$594,441 | 13,387.05 | Direct | |
| Dec 8, 2021 | Common Stock | SSaleDisposed | −300 | $1,964.81F14 | −$589,443 | 13,087.05 | Direct | |
| Dec 8, 2021 | Common Stock | SSaleDisposed | −300 | $1,948.02F15 | −$584,406 | 12,787.05 | Direct | |
| Dec 8, 2021 | Common Stock | SSaleDisposed | −302 | $1,974.75F16 | −$596,374.5 | 12,485.05 | Direct | |
| Dec 8, 2021 | Common Stock | SSaleDisposed | −348 | $1,966.00F17 | −$684,168 | 12,137.05 | Direct | |
| Dec 8, 2021 | Common Stock | SSaleDisposed | −389 | $1,969.22F18 | −$766,026.58 | 11,748.05 | Direct | |
| Dec 8, 2021 | Common Stock | SSaleDisposed | −394 | $1,956.04F19 | −$770,679.76 | 11,354.05 | Direct | |
| Dec 8, 2021 | Common Stock | SSaleDisposed | −396 | $1,990.14F20 | −$788,095.44 | 10,958.05 | Direct | |
| Dec 8, 2021 | Common Stock | SSaleDisposed | −437 | $1,973.90F21 | −$862,594.3 | 10,521.05 | Direct | |
| Dec 8, 2021 | Common Stock | SSaleDisposed | −500 | $1,945.33F22 | −$972,665 | 9,521.05 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Dec 8, 2021 | Common Stock | MOption exerciseDisposed | −7,740 | $0.00 | $0 | 0 | Direct | |
| Dec 8, 2021 | Common Stock | MOption exerciseDisposed | −1,848 | $0.00 | $0 | 0 | Direct | |
| Dec 8, 2021 | Common Stock | MOption exerciseDisposed | −3,250 | $0.00 | $0 | 0 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
This price represents the weighted average price per Share, of Issuer, of sales that were executed at prices ranging from $2,006.26 - $2,007.11 per Share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price.
Referenced by the price of 1 transaction in Table I.
- F2
This price represents the weighted average price per Share, of Issuer, of sales that were executed at prices ranging from $1,957.92 - $1,958.60 per Share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price.
Referenced by the price of 1 transaction in Table I.
- F3
This price represents the weighted average price per Share, of Issuer, of sales that were executed at prices ranging from $2,000.62 - $2,000.85 per Share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price.
Referenced by the price of 1 transaction in Table I.
- F4
This price represents the weighted average price per Share, of Issuer, of sales that were executed at prices ranging from $1,959.46 - $1,960.34 per Share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price.
Referenced by the price of 1 transaction in Table I.
- F5
This price represents the weighted average price per Share, of Issuer, of sales that were executed at prices ranging from $1,971.08 - $1,971.92 per Share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price.
Referenced by the price of 1 transaction in Table I.
- F6
This price represents the weighted average price per Share, of Issuer, of sales that were executed at prices ranging from $1,949.23-$1,950.04 per Share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price.
Referenced by the price of 1 transaction in Table I.
- F7
This price represents the weighted average price per Share, of Issuer, of sales that were executed at prices ranging from $1,978.49 -$1,979.01 per Share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price.
Referenced by the price of 1 transaction in Table I.
- F8
This price represents the weighted average price per Share, of Issuer, of sales that were executed at prices ranging from $1,941.54-$1,942.12 per Share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price.
Referenced by the price of 1 transaction in Table I.
- F9
This price represents the weighted average price per Share, of Issuer, of sales that were executed at prices ranging from $1,988.31-$1,989.30 per Share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price.
Referenced by the price of 1 transaction in Table I.
- F10
This price represents the weighted average price per Share, of Issuer, of sales that were executed at prices ranging from $1,963.14-$1,963.88 per Share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price.
Referenced by the price of 1 transaction in Table I.
- F11
This price represents the weighted average price per Share, of Issuer, of sales that were executed at prices ranging from $2,005.00-$2,005.99 per Share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price.
Referenced by the price of 1 transaction in Table I.
- F12
This price represents the weighted average price per Share, of Issuer, of sales that were executed at prices ranging from $1,987.13-$1,987.54 per Share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price.
Referenced by the price of 1 transaction in Table I.
- F13
This price represents the weighted average price per Share, of Issuer, of sales that were executed at prices ranging from $1,981.14-$1,981.66 per Share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price.
Referenced by the price of 1 transaction in Table I.
- F14
This price represents the weighted average price per Share, of Issuer, of sales that were executed at prices ranging from $1,964.37-$1,965.17 per Share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price.
Referenced by the price of 1 transaction in Table I.
- F15
This price represents the weighted average price per Share, of Issuer, of sales that were executed at prices ranging from $1,947.58-$1,948.25 per Share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price.
Referenced by the price of 1 transaction in Table I.
- F16
This price represents the weighted average price per Share, of Issuer, of sales that were executed at prices ranging from $1,974.27-$1,975.00 per Share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price.
Referenced by the price of 1 transaction in Table I.
- F17
This price represents the weighted average price per Share, of Issuer, of sales that were executed at prices ranging from $1,965.58-$1,966.40 per Share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price.
Referenced by the price of 1 transaction in Table I.
- F18
This price represents the weighted average price per Share, of Issuer, of sales that were executed at prices ranging from $1,968.91-$1,969.51 per Share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price.
Referenced by the price of 1 transaction in Table I.
- F19
This price represents the weighted average price per Share, of Issuer, of sales that were executed at prices ranging from $1,955.96-$1,956.11 per Share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price.
Referenced by the price of 1 transaction in Table I.
- F20
This price represents the weighted average price per Share, of Issuer, of sales that were executed at prices ranging from $1,989.40-$1,990.24 per Share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price.
Referenced by the price of 1 transaction in Table I.
- F21
This price represents the weighted average price per Share, of Issuer, of sales that were executed at prices ranging from $1,973.17-$1,974.01 per Share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price.
Referenced by the price of 1 transaction in Table I.
- F22
This price represents the weighted average price per Share, of Issuer, of sales that were executed at prices ranging from $1,945.10-$1,946.03 per Share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price.
Referenced by the price of 1 transaction in Table I.