Newbern Thomas B 的 Form 4 申報
AutoZone Inc（AZO），2021/12/10 申報
- 申報編號
- 0001225208-21-014794
- 申報時間
- 2021/12/10
- 交易日
- 2021/12/8
- 申報延遲
- 2 天
- 10b5-1 計畫
- 表單沒有這欄（2023 年以前）
這份申報列了 10 筆非衍生性交易。公開市場賣出合計 $1,337 萬。交易後 2 天申報。
申報人
一份 Form 4 可以有好幾位申報人，例如本人與他控制的基金。各交易表上顯示的是第一位。
| 申報人 | 與公司的關係 |
|---|---|
| Newbern Thomas BCIK 0001394155 | 高階主管（執行副總裁） |
非衍生性證券（表 I）
普通股等股票的取得與處分，每一列是申報上的一筆。
| 交易日 | 證券 | 交易 | 股數 | 價格 | 金額 | 交易後持股 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2021/12/8 | Common Stock | S賣出處分 | −500 | $1,960.99F1 | −$980,495 | 10,021.05 | 直接 | |
| 2021/12/8 | Common Stock | S賣出處分 | −543 | $1,953.63F2 | −$1,060,821.09 | 8,978.05 | 直接 | |
| 2021/12/8 | Common Stock | S賣出處分 | −569 | $1,970.29F3 | −$1,121,095.01 | 8,409.05 | 直接 | |
| 2021/12/8 | Common Stock | S賣出處分 | −577 | $1,972.81F4 | −$1,138,311.37 | 7,832.05 | 直接 | |
| 2021/12/8 | Common Stock | S賣出處分 | −605 | $1,966.98F5 | −$1,190,022.9 | 7,227.05 | 直接 | |
| 2021/12/8 | Common Stock | S賣出處分 | −700 | $1,946.55F6 | −$1,362,585 | 6,527.05 | 直接 | |
| 2021/12/8 | Common Stock | S賣出處分 | −707 | $1,951.18F7 | −$1,379,484.26 | 5,820.05 | 直接 | |
| 2021/12/8 | Common Stock | S賣出處分 | −727 | $2,013.76 | −$1,464,003.52 | 5,093.05 | 直接 | |
| 2021/12/8 | Common Stock | S賣出處分 | −813 | $1,968.47F8 | −$1,600,366.11 | 4,280.05 | 直接 | |
| 2021/12/8 | Common Stock | S賣出處分 | −1,061 | $1,952.25F9 | −$2,071,337.25 | 3,219.05 | 直接 |
附註與備註
本站收錄交易價格引用的附註、修正申報（Form 4/A）的全部附註，以及申報的備註。其他附註，例如間接持有的方式、交易計畫的細節，請看 SEC EDGAR 上的原文。
- F1
This price represents the weighted average price per Share, of Issuer, of sales that were executed at prices ranging from $1,960.52-$1,961.50 per Share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price.
表 I 有 1 筆交易的價格引用這則附註。
- F2
This price represents the weighted average price per Share, of Issuer, of sales that were executed at prices ranging from $1,952.86-$1,954.58 per Share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price.
表 I 有 1 筆交易的價格引用這則附註。
- F3
This price represents the weighted average price per Share, of Issuer, of sales that were executed at prices ranging from $1,970.00-$1,970.97 per Share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price.
表 I 有 1 筆交易的價格引用這則附註。
- F4
This price represents the weighted average price per Share, of Issuer, of sales that were executed at prices ranging from $1,972.13-$1,973.10 per Share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price.
表 I 有 1 筆交易的價格引用這則附註。
- F5
This price represents the weighted average price per Share, of Issuer, of sales that were executed at prices ranging from $1,966.59-$1,967.57 per Share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price.
表 I 有 1 筆交易的價格引用這則附註。
- F6
This price represents the weighted average price per Share, of Issuer, of sales that were executed at prices ranging from $1,946.21-$1,947.12 per Share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price.
表 I 有 1 筆交易的價格引用這則附註。
- F7
This price represents the weighted average price per Share, of Issuer, of sales that were executed at prices ranging from $1,950.85-$1,951.76 per Share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price.
表 I 有 1 筆交易的價格引用這則附註。
- F8
This price represents the weighted average price per Share, of Issuer, of sales that were executed at prices ranging from $1,967.90-$1,968.85 per Share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price.
表 I 有 1 筆交易的價格引用這則附註。
- F9
This price represents the weighted average price per Share, of Issuer, of sales that were executed at prices ranging from $1,951.85-$1,952.69 per Share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price.
表 I 有 1 筆交易的價格引用這則附註。
備註
Multiple Forms Submitted