Newbern Thomas B's Form 4 filing
AutoZone Inc (AZO) · filed Dec 10, 2021
- Accession no.
- 0001225208-21-014794
- Filed
- Dec 10, 2021
- Trade date
- Dec 8, 2021
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 10 non-derivative transactions. Open-market sales total $13.4M. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Newbern Thomas BCIK 0001394155 | Officer (Exec. Vice President) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Dec 8, 2021 | Common Stock | SSaleDisposed | −500 | $1,960.99F1 | −$980,495 | 10,021.05 | Direct | |
| Dec 8, 2021 | Common Stock | SSaleDisposed | −543 | $1,953.63F2 | −$1,060,821.09 | 8,978.05 | Direct | |
| Dec 8, 2021 | Common Stock | SSaleDisposed | −569 | $1,970.29F3 | −$1,121,095.01 | 8,409.05 | Direct | |
| Dec 8, 2021 | Common Stock | SSaleDisposed | −577 | $1,972.81F4 | −$1,138,311.37 | 7,832.05 | Direct | |
| Dec 8, 2021 | Common Stock | SSaleDisposed | −605 | $1,966.98F5 | −$1,190,022.9 | 7,227.05 | Direct | |
| Dec 8, 2021 | Common Stock | SSaleDisposed | −700 | $1,946.55F6 | −$1,362,585 | 6,527.05 | Direct | |
| Dec 8, 2021 | Common Stock | SSaleDisposed | −707 | $1,951.18F7 | −$1,379,484.26 | 5,820.05 | Direct | |
| Dec 8, 2021 | Common Stock | SSaleDisposed | −727 | $2,013.76 | −$1,464,003.52 | 5,093.05 | Direct | |
| Dec 8, 2021 | Common Stock | SSaleDisposed | −813 | $1,968.47F8 | −$1,600,366.11 | 4,280.05 | Direct | |
| Dec 8, 2021 | Common Stock | SSaleDisposed | −1,061 | $1,952.25F9 | −$2,071,337.25 | 3,219.05 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
This price represents the weighted average price per Share, of Issuer, of sales that were executed at prices ranging from $1,960.52-$1,961.50 per Share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price.
Referenced by the price of 1 transaction in Table I.
- F2
This price represents the weighted average price per Share, of Issuer, of sales that were executed at prices ranging from $1,952.86-$1,954.58 per Share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price.
Referenced by the price of 1 transaction in Table I.
- F3
This price represents the weighted average price per Share, of Issuer, of sales that were executed at prices ranging from $1,970.00-$1,970.97 per Share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price.
Referenced by the price of 1 transaction in Table I.
- F4
This price represents the weighted average price per Share, of Issuer, of sales that were executed at prices ranging from $1,972.13-$1,973.10 per Share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price.
Referenced by the price of 1 transaction in Table I.
- F5
This price represents the weighted average price per Share, of Issuer, of sales that were executed at prices ranging from $1,966.59-$1,967.57 per Share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price.
Referenced by the price of 1 transaction in Table I.
- F6
This price represents the weighted average price per Share, of Issuer, of sales that were executed at prices ranging from $1,946.21-$1,947.12 per Share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price.
Referenced by the price of 1 transaction in Table I.
- F7
This price represents the weighted average price per Share, of Issuer, of sales that were executed at prices ranging from $1,950.85-$1,951.76 per Share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price.
Referenced by the price of 1 transaction in Table I.
- F8
This price represents the weighted average price per Share, of Issuer, of sales that were executed at prices ranging from $1,967.90-$1,968.85 per Share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price.
Referenced by the price of 1 transaction in Table I.
- F9
This price represents the weighted average price per Share, of Issuer, of sales that were executed at prices ranging from $1,951.85-$1,952.69 per Share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price.
Referenced by the price of 1 transaction in Table I.
Remarks
Multiple Forms Submitted