Daniele Philip B. 的 Form 4 申報
AutoZone Inc（AZO），2021/10/25 申報
- 申報編號
- 0001225208-21-013231
- 申報時間
- 2021/10/25
- 交易日
- 2021/10/22
- 申報延遲
- 3 天
- 10b5-1 計畫
- 表單沒有這欄（2023 年以前）
這份申報列了 9 筆非衍生性交易、1 筆衍生性交易。公開市場賣出合計 $215.6 萬。交易後 3 天申報。
申報人
一份 Form 4 可以有好幾位申報人，例如本人與他控制的基金。各交易表上顯示的是第一位。
| 申報人 | 與公司的關係 |
|---|---|
| Daniele Philip B.CIK 0001657348 | 高階主管（執行副總裁） |
非衍生性證券（表 I）
普通股等股票的取得與處分，每一列是申報上的一筆。
| 交易日 | 證券 | 交易 | 股數 | 價格 | 金額 | 交易後持股 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2021/10/22 | Common Stock | M行使選擇權取得 | +1,180 | $507.79 | +$599,192.2 | 1,486.45 | 直接 | |
| 2021/10/22 | Common Stock | S賣出處分 | −20 | $1,830.00 | −$36,600 | 1,466.45 | 直接 | |
| 2021/10/22 | Common Stock | S賣出處分 | −40 | $1,833.87F1 | −$73,354.8 | 1,426.45 | 直接 | |
| 2021/10/22 | Common Stock | S賣出處分 | −60 | $1,831.59 | −$109,895.4 | 1,366.45 | 直接 | |
| 2021/10/22 | Common Stock | S賣出處分 | −160 | $1,824.95F2 | −$291,992 | 1,206.45 | 直接 | |
| 2021/10/22 | Common Stock | S賣出處分 | −166 | $1,828.49F3 | −$303,529.34 | 1,040.45 | 直接 | |
| 2021/10/22 | Common Stock | S賣出處分 | −186 | $1,824.13F4 | −$339,288.18 | 854.45 | 直接 | |
| 2021/10/22 | Common Stock | S賣出處分 | −197 | $1,826.58F5 | −$359,836.26 | 657.45 | 直接 | |
| 2021/10/22 | Common Stock | S賣出處分 | −351 | $1,827.62F6 | −$641,494.62 | 306.45 | 直接 |
衍生性證券（表 II）
選擇權、認股權證、限制型股票單位等。股數是標的股票的股數；單價與金額是衍生證券本身的價格，交易後持有是衍生證券的單位數。
| 交易日 | 證券 | 交易 | 標的股數 | 單價 | 金額 | 交易後持有 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2021/10/22 | Common Stock | M行使選擇權處分 | −1,180 | $0.00 | $0 | 1,180 | 直接 |
附註與備註
本站收錄交易價格引用的附註、修正申報（Form 4/A）的全部附註，以及申報的備註。其他附註，例如間接持有的方式、交易計畫的細節，請看 SEC EDGAR 上的原文。
- F1
This price represents the weighted average price per Share, of Issuer, of sales that were executed at prices ranging from $1,833.73 - $1,834.02 per Share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price.
表 I 有 1 筆交易的價格引用這則附註。
- F2
This price represents the weighted average price per Share, of Issuer, of sales that were executed at prices ranging from $1,824.43 - $1,825.28 per Share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price.
表 I 有 1 筆交易的價格引用這則附註。
- F3
This price represents the weighted average price per Share, of Issuer, of sales that were executed at prices ranging from $1,828.32 - $1,828.59 per Share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price.
表 I 有 1 筆交易的價格引用這則附註。
- F4
This price represents the weighted average price per Share, of Issuer, of sales that were executed at prices ranging from $1,823.34 - $1,824.33 per Share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price.
表 I 有 1 筆交易的價格引用這則附註。
- F5
This price represents the weighted average price per Share, of Issuer, of sales that were executed at prices ranging from $1,826.07 - $1,827.02 per Share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price.
表 I 有 1 筆交易的價格引用這則附註。
- F6
This price represents the weighted average price per Share, of Issuer, of sales that were executed at prices ranging from $1,827.12 - $1,828.00 per Share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price.
表 I 有 1 筆交易的價格引用這則附註。