Daniele Philip B.'s Form 4 filing
AutoZone Inc (AZO) · filed Oct 25, 2021
- Accession no.
- 0001225208-21-013231
- Filed
- Oct 25, 2021
- Trade date
- Oct 22, 2021
- Filing delay
- 3 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 9 non-derivative transactions and 1 derivative transaction. Open-market sales total $2.16M. It was filed 3 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Daniele Philip B.CIK 0001657348 | Officer (Executive Vice President) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Oct 22, 2021 | Common Stock | MOption exerciseAcquired | +1,180 | $507.79 | +$599,192.2 | 1,486.45 | Direct | |
| Oct 22, 2021 | Common Stock | SSaleDisposed | −20 | $1,830.00 | −$36,600 | 1,466.45 | Direct | |
| Oct 22, 2021 | Common Stock | SSaleDisposed | −40 | $1,833.87F1 | −$73,354.8 | 1,426.45 | Direct | |
| Oct 22, 2021 | Common Stock | SSaleDisposed | −60 | $1,831.59 | −$109,895.4 | 1,366.45 | Direct | |
| Oct 22, 2021 | Common Stock | SSaleDisposed | −160 | $1,824.95F2 | −$291,992 | 1,206.45 | Direct | |
| Oct 22, 2021 | Common Stock | SSaleDisposed | −166 | $1,828.49F3 | −$303,529.34 | 1,040.45 | Direct | |
| Oct 22, 2021 | Common Stock | SSaleDisposed | −186 | $1,824.13F4 | −$339,288.18 | 854.45 | Direct | |
| Oct 22, 2021 | Common Stock | SSaleDisposed | −197 | $1,826.58F5 | −$359,836.26 | 657.45 | Direct | |
| Oct 22, 2021 | Common Stock | SSaleDisposed | −351 | $1,827.62F6 | −$641,494.62 | 306.45 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Oct 22, 2021 | Common Stock | MOption exerciseDisposed | −1,180 | $0.00 | $0 | 1,180 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
This price represents the weighted average price per Share, of Issuer, of sales that were executed at prices ranging from $1,833.73 - $1,834.02 per Share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price.
Referenced by the price of 1 transaction in Table I.
- F2
This price represents the weighted average price per Share, of Issuer, of sales that were executed at prices ranging from $1,824.43 - $1,825.28 per Share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price.
Referenced by the price of 1 transaction in Table I.
- F3
This price represents the weighted average price per Share, of Issuer, of sales that were executed at prices ranging from $1,828.32 - $1,828.59 per Share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price.
Referenced by the price of 1 transaction in Table I.
- F4
This price represents the weighted average price per Share, of Issuer, of sales that were executed at prices ranging from $1,823.34 - $1,824.33 per Share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price.
Referenced by the price of 1 transaction in Table I.
- F5
This price represents the weighted average price per Share, of Issuer, of sales that were executed at prices ranging from $1,826.07 - $1,827.02 per Share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price.
Referenced by the price of 1 transaction in Table I.
- F6
This price represents the weighted average price per Share, of Issuer, of sales that were executed at prices ranging from $1,827.12 - $1,828.00 per Share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price.
Referenced by the price of 1 transaction in Table I.