Pleas Charles III 的 Form 4 申報

AutoZone Inc（AZO），2021/9/24 申報

申報編號: 0001225208-21-012555
申報時間: 2021/9/24
交易日: 2021/9/22
申報延遲: 2 天
10b5-1 計畫: 表單沒有這欄（2023 年以前）

SEC EDGAR 原文（在新分頁開啟）

這份申報列了 23 筆非衍生性交易、1 筆衍生性交易。公開市場賣出合計 $1,173 萬。交易後 2 天申報。

申報人

一份 Form 4 可以有好幾位申報人，例如本人與他控制的基金。各交易表上顯示的是第一位。

這份申報的申報人
申報人	與公司的關係
Pleas Charles IIICIK 0001213435	高階主管（資深副總裁、主計長）

非衍生性證券（表 I）

普通股等股票的取得與處分，每一列是申報上的一筆。

非衍生性證券的交易
交易日	證券	交易	股數	價格	金額	交易後持股	持有方式
2021/9/22	Common Stock	M行使選擇權取得	+7,000	$425.11	+$2,975,770	11,388.96	直接
2021/9/22	Common Stock	S賣出處分	−4	$1,691.67	−$6,766.68	11,384.96	直接
2021/9/22	Common Stock	S賣出處分	−100	$1,687.96	−$168,796	11,284.96	直接
2021/9/22	Common Stock	S賣出處分	−100	$1,680.40	−$168,040	11,184.96	直接
2021/9/22	Common Stock	S賣出處分	−100	$1,662.44	−$166,244	11,084.96	直接
2021/9/22	Common Stock	S賣出處分	−133	$1,657.39^F1	−$220,432.87	10,951.96	直接
2021/9/22	Common Stock	S賣出處分	−197	$1,683.60^F2	−$331,669.2	10,754.96	直接
2021/9/22	Common Stock	S賣出處分	−200	$1,689.92	−$337,984	10,554.96	直接
2021/9/22	Common Stock	S賣出處分	−200	$1,672.47^F3	−$334,494	10,354.96	直接
2021/9/22	Common Stock	S賣出處分	−201	$1,668.16^F4	−$335,300.16	10,153.96	直接
2021/9/22	Common Stock	S賣出處分	−267	$1,655.80^F5	−$442,098.6	9,886.96	直接
2021/9/22	Common Stock	S賣出處分	−300	$1,682.42^F6	−$504,726	9,586.96	直接
2021/9/22	Common Stock	S賣出處分	−300	$1,670.28^F7	−$501,084	9,286.96	直接
2021/9/22	Common Stock	S賣出處分	−300	$1,661.18^F8	−$498,354	8,986.96	直接
2021/9/22	Common Stock	S賣出處分	−300	$1,659.72^F9	−$497,916	8,686.96	直接
2021/9/22	Common Stock	S賣出處分	−370	$1,676.26^F10	−$620,216.2	8,316.96	直接
2021/9/22	Common Stock	S賣出處分	−399	$1,673.99^F11	−$667,922.01	7,917.96	直接
2021/9/22	Common Stock	S賣出處分	−498	$1,675.40^F12	−$834,349.2	7,419.96	直接
2021/9/22	Common Stock	S賣出處分	−500	$1,686.40^F13	−$843,200	6,919.96	直接
2021/9/22	Common Stock	S賣出處分	−503	$1,685.25^F14	−$847,680.75	6,416.96	直接
2021/9/22	Common Stock	S賣出處分	−508	$1,679.73^F15	−$853,302.84	5,908.96	直接
2021/9/22	Common Stock	S賣出處分	−601	$1,678.76^F16	−$1,008,934.76	5,307.96	直接
2021/9/22	Common Stock	S賣出處分	−919	$1,677.67^F17	−$1,541,778.73	4,388.96	直接

衍生性證券（表 II）

選擇權、認股權證、限制型股票單位等。股數是標的股票的股數；單價與金額是衍生證券本身的價格，交易後持有是衍生證券的單位數。

衍生性證券的交易
交易日	證券	交易	標的股數	單價	金額	交易後持有	持有方式	旗標
2021/9/22	Common Stock	M行使選擇權處分	−7,000	$425.11	−$2,975,770	0	直接

附註與備註

本站收錄交易價格引用的附註、修正申報（Form 4/A）的全部附註，以及申報的備註。其他附註，例如間接持有的方式、交易計畫的細節，請看 SEC EDGAR 上的原文。

This price represents the weighted average price per Share, of Issuer, of sales that were executed at prices ranging from $1,657.00 - $1,657.52 per Share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price.

表 I 有 1 筆交易的價格引用這則附註。

This price represents the weighted average price per Share, of Issuer, of sales that were executed at prices ranging from $1,683.28 - $1,683.92 per Share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price.

表 I 有 1 筆交易的價格引用這則附註。

This price represents the weighted average price per Share, of Issuer, of sales that were executed at prices ranging from $1,672.17 - $1,672.76 per Share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price.

表 I 有 1 筆交易的價格引用這則附註。

This price represents the weighted average price per Share, of Issuer, of sales that were executed at prices ranging from $1,667.72 - $1,668.16 per Share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price.

表 I 有 1 筆交易的價格引用這則附註。

This price represents the weighted average price per Share, of Issuer, of sales that were executed at prices ranging from $1,655.51 - $1,656.49 per Share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price.

表 I 有 1 筆交易的價格引用這則附註。

This price represents the weighted average price per Share, of Issuer, of sales that were executed at prices ranging from $1,682.16 - $1,682.76 per Share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price.

表 I 有 1 筆交易的價格引用這則附註。

This price represents the weighted average price per Share, of Issuer, of sales that were executed at prices ranging from $1,670.00 - $1,670.83 per Share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price.

表 I 有 1 筆交易的價格引用這則附註。

This price represents the weighted average price per Share, of Issuer, of sales that were executed at prices ranging from $1,661.07 - $1,661.38 per Share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price.

表 I 有 1 筆交易的價格引用這則附註。

This price represents the weighted average price per Share, of Issuer, of sales that were executed at prices ranging from $1,659.53 - $1,660.00 per Share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price.

表 I 有 1 筆交易的價格引用這則附註。

F10

This price represents the weighted average price per Share, of Issuer, of sales that were executed at prices ranging from $1,675.93 - $1,676.79 per Share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price.

表 I 有 1 筆交易的價格引用這則附註。

F11

This price represents the weighted average price per Share, of Issuer, of sales that were executed at prices ranging from $1,673.85 - $1,674.58 per Share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price.

表 I 有 1 筆交易的價格引用這則附註。

F12

This price represents the weighted average price per Share, of Issuer, of sales that were executed at prices ranging from $1,674.91 - $1,675.89 per Share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price.

表 I 有 1 筆交易的價格引用這則附註。

F13

This price represents the weighted average price per Share, of Issuer, of sales that were executed at prices ranging from $1,686.03 - $1,686.89 per Share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price.

表 I 有 1 筆交易的價格引用這則附註。

F14

This price represents the weighted average price per Share, of Issuer, of sales that were executed at prices ranging from $1,684.70 - $1,685.41 per Share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price.

表 I 有 1 筆交易的價格引用這則附註。

F15

This price represents the weighted average price per Share, of Issuer, of sales that were executed at prices ranging from $1,679.09 - $1,680.02 per Share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price.

表 I 有 1 筆交易的價格引用這則附註。

F16

This price represents the weighted average price per Share, of Issuer, of sales that were executed at prices ranging from $1,678.01 - $1,678.99 per Share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price.

表 I 有 1 筆交易的價格引用這則附註。

F17

This price represents the weighted average price per Share, of Issuer, of sales that were executed at prices ranging from $1,676.96 - $1,677.97 per Share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price.

表 I 有 1 筆交易的價格引用這則附註。

看 SEC EDGAR 上的完整原文（在新分頁開啟）