Pleas Charles III's Form 4 filing
AutoZone Inc (AZO) · filed Sep 24, 2021
- Accession no.
- 0001225208-21-012555
- Filed
- Sep 24, 2021
- Trade date
- Sep 22, 2021
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 23 non-derivative transactions and 1 derivative transaction. Open-market sales total $11.7M. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Pleas Charles IIICIK 0001213435 | Officer (Sr. VP & Controller) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Sep 22, 2021 | Common Stock | MOption exerciseAcquired | +7,000 | $425.11 | +$2,975,770 | 11,388.96 | Direct | |
| Sep 22, 2021 | Common Stock | SSaleDisposed | −4 | $1,691.67 | −$6,766.68 | 11,384.96 | Direct | |
| Sep 22, 2021 | Common Stock | SSaleDisposed | −100 | $1,687.96 | −$168,796 | 11,284.96 | Direct | |
| Sep 22, 2021 | Common Stock | SSaleDisposed | −100 | $1,680.40 | −$168,040 | 11,184.96 | Direct | |
| Sep 22, 2021 | Common Stock | SSaleDisposed | −100 | $1,662.44 | −$166,244 | 11,084.96 | Direct | |
| Sep 22, 2021 | Common Stock | SSaleDisposed | −133 | $1,657.39F1 | −$220,432.87 | 10,951.96 | Direct | |
| Sep 22, 2021 | Common Stock | SSaleDisposed | −197 | $1,683.60F2 | −$331,669.2 | 10,754.96 | Direct | |
| Sep 22, 2021 | Common Stock | SSaleDisposed | −200 | $1,689.92 | −$337,984 | 10,554.96 | Direct | |
| Sep 22, 2021 | Common Stock | SSaleDisposed | −200 | $1,672.47F3 | −$334,494 | 10,354.96 | Direct | |
| Sep 22, 2021 | Common Stock | SSaleDisposed | −201 | $1,668.16F4 | −$335,300.16 | 10,153.96 | Direct | |
| Sep 22, 2021 | Common Stock | SSaleDisposed | −267 | $1,655.80F5 | −$442,098.6 | 9,886.96 | Direct | |
| Sep 22, 2021 | Common Stock | SSaleDisposed | −300 | $1,682.42F6 | −$504,726 | 9,586.96 | Direct | |
| Sep 22, 2021 | Common Stock | SSaleDisposed | −300 | $1,670.28F7 | −$501,084 | 9,286.96 | Direct | |
| Sep 22, 2021 | Common Stock | SSaleDisposed | −300 | $1,661.18F8 | −$498,354 | 8,986.96 | Direct | |
| Sep 22, 2021 | Common Stock | SSaleDisposed | −300 | $1,659.72F9 | −$497,916 | 8,686.96 | Direct | |
| Sep 22, 2021 | Common Stock | SSaleDisposed | −370 | $1,676.26F10 | −$620,216.2 | 8,316.96 | Direct | |
| Sep 22, 2021 | Common Stock | SSaleDisposed | −399 | $1,673.99F11 | −$667,922.01 | 7,917.96 | Direct | |
| Sep 22, 2021 | Common Stock | SSaleDisposed | −498 | $1,675.40F12 | −$834,349.2 | 7,419.96 | Direct | |
| Sep 22, 2021 | Common Stock | SSaleDisposed | −500 | $1,686.40F13 | −$843,200 | 6,919.96 | Direct | |
| Sep 22, 2021 | Common Stock | SSaleDisposed | −503 | $1,685.25F14 | −$847,680.75 | 6,416.96 | Direct | |
| Sep 22, 2021 | Common Stock | SSaleDisposed | −508 | $1,679.73F15 | −$853,302.84 | 5,908.96 | Direct | |
| Sep 22, 2021 | Common Stock | SSaleDisposed | −601 | $1,678.76F16 | −$1,008,934.76 | 5,307.96 | Direct | |
| Sep 22, 2021 | Common Stock | SSaleDisposed | −919 | $1,677.67F17 | −$1,541,778.73 | 4,388.96 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Sep 22, 2021 | Common Stock | MOption exerciseDisposed | −7,000 | $425.11 | −$2,975,770 | 0 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
This price represents the weighted average price per Share, of Issuer, of sales that were executed at prices ranging from $1,657.00 - $1,657.52 per Share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price.
Referenced by the price of 1 transaction in Table I.
- F2
This price represents the weighted average price per Share, of Issuer, of sales that were executed at prices ranging from $1,683.28 - $1,683.92 per Share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price.
Referenced by the price of 1 transaction in Table I.
- F3
This price represents the weighted average price per Share, of Issuer, of sales that were executed at prices ranging from $1,672.17 - $1,672.76 per Share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price.
Referenced by the price of 1 transaction in Table I.
- F4
This price represents the weighted average price per Share, of Issuer, of sales that were executed at prices ranging from $1,667.72 - $1,668.16 per Share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price.
Referenced by the price of 1 transaction in Table I.
- F5
This price represents the weighted average price per Share, of Issuer, of sales that were executed at prices ranging from $1,655.51 - $1,656.49 per Share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price.
Referenced by the price of 1 transaction in Table I.
- F6
This price represents the weighted average price per Share, of Issuer, of sales that were executed at prices ranging from $1,682.16 - $1,682.76 per Share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price.
Referenced by the price of 1 transaction in Table I.
- F7
This price represents the weighted average price per Share, of Issuer, of sales that were executed at prices ranging from $1,670.00 - $1,670.83 per Share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price.
Referenced by the price of 1 transaction in Table I.
- F8
This price represents the weighted average price per Share, of Issuer, of sales that were executed at prices ranging from $1,661.07 - $1,661.38 per Share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price.
Referenced by the price of 1 transaction in Table I.
- F9
This price represents the weighted average price per Share, of Issuer, of sales that were executed at prices ranging from $1,659.53 - $1,660.00 per Share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price.
Referenced by the price of 1 transaction in Table I.
- F10
This price represents the weighted average price per Share, of Issuer, of sales that were executed at prices ranging from $1,675.93 - $1,676.79 per Share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price.
Referenced by the price of 1 transaction in Table I.
- F11
This price represents the weighted average price per Share, of Issuer, of sales that were executed at prices ranging from $1,673.85 - $1,674.58 per Share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price.
Referenced by the price of 1 transaction in Table I.
- F12
This price represents the weighted average price per Share, of Issuer, of sales that were executed at prices ranging from $1,674.91 - $1,675.89 per Share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price.
Referenced by the price of 1 transaction in Table I.
- F13
This price represents the weighted average price per Share, of Issuer, of sales that were executed at prices ranging from $1,686.03 - $1,686.89 per Share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price.
Referenced by the price of 1 transaction in Table I.
- F14
This price represents the weighted average price per Share, of Issuer, of sales that were executed at prices ranging from $1,684.70 - $1,685.41 per Share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price.
Referenced by the price of 1 transaction in Table I.
- F15
This price represents the weighted average price per Share, of Issuer, of sales that were executed at prices ranging from $1,679.09 - $1,680.02 per Share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price.
Referenced by the price of 1 transaction in Table I.
- F16
This price represents the weighted average price per Share, of Issuer, of sales that were executed at prices ranging from $1,678.01 - $1,678.99 per Share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price.
Referenced by the price of 1 transaction in Table I.
- F17
This price represents the weighted average price per Share, of Issuer, of sales that were executed at prices ranging from $1,676.96 - $1,677.97 per Share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price.
Referenced by the price of 1 transaction in Table I.