Finestone Mark A. 的 Form 4 申報

AutoZone Inc（AZO），2021/7/13 申報

申報編號: 0001225208-21-010611
申報時間: 2021/7/13
交易日: 2021/7/9
申報延遲: 4 天
10b5-1 計畫: 表單沒有這欄（2023 年以前）

SEC EDGAR 原文（在新分頁開啟）

這份申報列了 5 筆非衍生性交易、1 筆衍生性交易。公開市場賣出合計 $1,230 萬。交易後 4 天申報。

申報人

一份 Form 4 可以有好幾位申報人，例如本人與他控制的基金。各交易表上顯示的是第一位。

這份申報的申報人
申報人	與公司的關係
Finestone Mark A.CIK 0001421152	高階主管（執行副總裁）

非衍生性證券（表 I）

普通股等股票的取得與處分，每一列是申報上的一筆。

非衍生性證券的交易
交易日	證券	交易	股數	價格	金額	交易後持股	持有方式
2021/7/9	Common Stock	M行使選擇權取得	+7,900	$507.79	+$4,011,541	12,111.85	直接
2021/7/9	Common Stock	S賣出處分	−1,198	$1,555.04^F1	−$1,862,937.92	10,913.85	直接
2021/7/9	Common Stock	S賣出處分	−1,527	$1,556.01^F2	−$2,376,027.27	9,386.85	直接
2021/7/9	Common Stock	S賣出處分	−2,301	$1,557.87^F3	−$3,584,658.87	7,085.85	直接
2021/7/9	Common Stock	S賣出處分	−2,874	$1,556.96^F4	−$4,474,703.04	4,211.85	直接

衍生性證券（表 II）

選擇權、認股權證、限制型股票單位等。股數是標的股票的股數；單價與金額是衍生證券本身的價格，交易後持有是衍生證券的單位數。

衍生性證券的交易
交易日	證券	交易	標的股數	單價	金額	交易後持有	持有方式	旗標
2021/7/9	Common Stock	M行使選擇權處分	−7,900	$0.00	$0	0	直接

附註與備註

本站收錄交易價格引用的附註、修正申報（Form 4/A）的全部附註，以及申報的備註。其他附註，例如間接持有的方式、交易計畫的細節，請看 SEC EDGAR 上的原文。

This price represents the weighted average price per Share, of Issuer, of sales that were executed at prices ranging from $1,554.35 - $1,555.33 per Share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price.

表 I 有 1 筆交易的價格引用這則附註。

This price represents the weighted average price per Share, of Issuer, of sales that were executed at prices ranging from $1,555.35 -$1,556.32 per Share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price.

表 I 有 1 筆交易的價格引用這則附註。

This price represents the weighted average price per Share, of Issuer, of sales that were executed at prices ranging from $1,557.36 - $1,558.23 per Share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price.

表 I 有 1 筆交易的價格引用這則附註。

This price represents the weighted average price per Share, of Issuer, of sales that were executed at prices ranging from $1,556.36 - $1,557.32 per Share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price.

表 I 有 1 筆交易的價格引用這則附註。

看 SEC EDGAR 上的完整原文（在新分頁開啟）