Finestone Mark A.'s Form 4 filing
AutoZone Inc (AZO) · filed Jul 13, 2021
- Accession no.
- 0001225208-21-010611
- Filed
- Jul 13, 2021
- Trade date
- Jul 9, 2021
- Filing delay
- 4 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 5 non-derivative transactions and 1 derivative transaction. Open-market sales total $12.3M. It was filed 4 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Finestone Mark A.CIK 0001421152 | Officer (Exec. Vice President) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jul 9, 2021 | Common Stock | MOption exerciseAcquired | +7,900 | $507.79 | +$4,011,541 | 12,111.85 | Direct | |
| Jul 9, 2021 | Common Stock | SSaleDisposed | −1,198 | $1,555.04F1 | −$1,862,937.92 | 10,913.85 | Direct | |
| Jul 9, 2021 | Common Stock | SSaleDisposed | −1,527 | $1,556.01F2 | −$2,376,027.27 | 9,386.85 | Direct | |
| Jul 9, 2021 | Common Stock | SSaleDisposed | −2,301 | $1,557.87F3 | −$3,584,658.87 | 7,085.85 | Direct | |
| Jul 9, 2021 | Common Stock | SSaleDisposed | −2,874 | $1,556.96F4 | −$4,474,703.04 | 4,211.85 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jul 9, 2021 | Common Stock | MOption exerciseDisposed | −7,900 | $0.00 | $0 | 0 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
This price represents the weighted average price per Share, of Issuer, of sales that were executed at prices ranging from $1,554.35 - $1,555.33 per Share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price.
Referenced by the price of 1 transaction in Table I.
- F2
This price represents the weighted average price per Share, of Issuer, of sales that were executed at prices ranging from $1,555.35 -$1,556.32 per Share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price.
Referenced by the price of 1 transaction in Table I.
- F3
This price represents the weighted average price per Share, of Issuer, of sales that were executed at prices ranging from $1,557.36 - $1,558.23 per Share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price.
Referenced by the price of 1 transaction in Table I.
- F4
This price represents the weighted average price per Share, of Issuer, of sales that were executed at prices ranging from $1,556.36 - $1,557.32 per Share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price.
Referenced by the price of 1 transaction in Table I.