Rhodes William C III 的 Form 4 申報
AutoZone Inc（AZO），2021/7/1 申報
- 申報編號
- 0001225208-21-009993
- 申報時間
- 2021/7/1
- 交易日
- 2021/7/1
- 申報延遲
- 當天
- 10b5-1 計畫
- 表單沒有這欄（2023 年以前）
這份申報列了 23 筆非衍生性交易、1 筆衍生性交易。公開市場賣出合計 $2,197 萬。交易當天就申報。
申報人
一份 Form 4 可以有好幾位申報人，例如本人與他控制的基金。各交易表上顯示的是第一位。
| 申報人 | 與公司的關係 |
|---|---|
| Rhodes William C IIICIK 0001080992 | 董事、高階主管（董事長、總裁、執行長） |
非衍生性證券（表 I）
普通股等股票的取得與處分，每一列是申報上的一筆。
| 交易日 | 證券 | 交易 | 股數 | 價格 | 金額 | 交易後持股 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2021/7/1 | Common Stock | M行使選擇權取得 | +14,535 | $425.11 | +$6,178,973.85 | 33,490.99 | 直接 | |
| 2021/7/1 | Common Stock | S賣出處分 | −200 | $1,515.17 | −$303,034 | 33,290.99 | 直接 | |
| 2021/7/1 | Common Stock | S賣出處分 | −300 | $1,516.45F1 | −$454,935 | 32,990.99 | 直接 | |
| 2021/7/1 | Common Stock | S賣出處分 | −300 | $1,512.71F2 | −$453,813 | 32,690.99 | 直接 | |
| 2021/7/1 | Common Stock | S賣出處分 | −400 | $1,521.59F3 | −$608,636 | 32,290.99 | 直接 | |
| 2021/7/1 | Common Stock | S賣出處分 | −445 | $1,526.45F4 | −$679,270.25 | 31,845.99 | 直接 | |
| 2021/7/1 | Common Stock | S賣出處分 | −493 | $1,507.06F5 | −$742,980.58 | 31,352.99 | 直接 | |
| 2021/7/1 | Common Stock | S賣出處分 | −500 | $1,500.42F6 | −$750,210 | 30,852.99 | 直接 | |
| 2021/7/1 | Common Stock | S賣出處分 | −507 | $1,507.78F7 | −$764,444.46 | 30,345.99 | 直接 | |
| 2021/7/1 | Common Stock | S賣出處分 | −545 | $1,527.36F8 | −$832,411.2 | 29,800.99 | 直接 | |
| 2021/7/1 | Common Stock | S賣出處分 | −600 | $1,519.10F9 | −$911,460 | 29,200.99 | 直接 | |
| 2021/7/1 | Common Stock | S賣出處分 | −600 | $1,511.66F10 | −$906,996 | 28,600.99 | 直接 | |
| 2021/7/1 | Common Stock | S賣出處分 | −700 | $1,520.23F11 | −$1,064,161 | 27,900.99 | 直接 | |
| 2021/7/1 | Common Stock | S賣出處分 | −700 | $1,506.07F12 | −$1,054,249 | 27,200.99 | 直接 | |
| 2021/7/1 | Common Stock | S賣出處分 | −800 | $1,517.83F13 | −$1,214,264 | 26,400.99 | 直接 | |
| 2021/7/1 | Common Stock | S賣出處分 | −800 | $1,514.26F14 | −$1,211,408 | 25,600.99 | 直接 | |
| 2021/7/1 | Common Stock | S賣出處分 | −800 | $1,504.37F15 | −$1,203,496 | 24,800.99 | 直接 | |
| 2021/7/1 | Common Stock | S賣出處分 | −900 | $1,525.00F16 | −$1,372,500 | 23,900.99 | 直接 | |
| 2021/7/1 | Common Stock | S賣出處分 | −981 | $1,501.42F17 | −$1,472,893.02 | 22,919.99 | 直接 | |
| 2021/7/1 | Common Stock | S賣出處分 | −982 | $1,510.50F18 | −$1,483,311 | 21,937.99 | 直接 | |
| 2021/7/1 | Common Stock | S賣出處分 | −982 | $1,502.71F19 | −$1,475,661.22 | 20,955.99 | 直接 | |
| 2021/7/1 | Common Stock | S賣出處分 | −1,000 | $1,509.31F20 | −$1,509,310 | 19,955.99 | 直接 | |
| 2021/7/1 | Common Stock | S賣出處分 | −1,000 | $1,503.70F21 | −$1,503,700 | 18,955.99 | 直接 |
衍生性證券（表 II）
選擇權、認股權證、限制型股票單位等。股數是標的股票的股數；單價與金額是衍生證券本身的價格，交易後持有是衍生證券的單位數。
| 交易日 | 證券 | 交易 | 標的股數 | 單價 | 金額 | 交易後持有 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2021/7/1 | Common Stock | M行使選擇權處分 | −14,535 | $425.11 | −$6,178,973.85 | 0 | 直接 |
附註與備註
本站收錄交易價格引用的附註、修正申報（Form 4/A）的全部附註，以及申報的備註。其他附註，例如間接持有的方式、交易計畫的細節，請看 SEC EDGAR 上的原文。
- F1
This price represents the weighted average price per Share, of Issuer, of sales that were executed at prices ranging from $1,516.40-$1,516.54 per Share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price.
表 I 有 1 筆交易的價格引用這則附註。
- F2
This price represents the weighted average price per Share, of Issuer, of sales that were executed at prices ranging from $1,512.30-$1,513.13 per Share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price.
表 I 有 1 筆交易的價格引用這則附註。
- F3
This price represents the weighted average price per Share, of Issuer, of sales that were executed at prices ranging from $1,521.19-$1,521.98 per Share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price.
表 I 有 1 筆交易的價格引用這則附註。
- F4
This price represents the weighted average price per Share, of Issuer, of sales that were executed at prices ranging from $1,525.92-$1,526.74 per Share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price.
表 I 有 1 筆交易的價格引用這則附註。
- F5
This price represents the weighted average price per Share, of Issuer, of sales that were executed at prices ranging from $1,506.47-$1,507.39 per Share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price.
表 I 有 1 筆交易的價格引用這則附註。
- F6
This price represents the weighted average price per Share, of Issuer, of sales that were executed at prices ranging from $1,500.00-$1,500.78 per Share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price.
表 I 有 1 筆交易的價格引用這則附註。
- F7
This price represents the weighted average price per Share, of Issuer, of sales that were executed at prices ranging from $1,507.59-$1,507.84 per Share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price.
表 I 有 1 筆交易的價格引用這則附註。
- F8
This price represents the weighted average price per Share, of Issuer, of sales that were executed at prices ranging from $1,526.97-$1,527.92 per Share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price.
表 I 有 1 筆交易的價格引用這則附註。
- F9
This price represents the weighted average price per Share, of Issuer, of sales that were executed at prices ranging from $1,518.60-$1,519.37 per Share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price.
表 I 有 1 筆交易的價格引用這則附註。
- F10
This price represents the weighted average price per Share, of Issuer, of sales that were executed at prices ranging from $1,511.18-$1,512.06 per Share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price.
表 I 有 1 筆交易的價格引用這則附註。
- F11
This price represents the weighted average price per Share, of Issuer, of sales that were executed at prices ranging from $1,519.94-$1,520.45 per Share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price.
表 I 有 1 筆交易的價格引用這則附註。
- F12
This price represents the weighted average price per Share, of Issuer, of sales that were executed at prices ranging from $1,505.47-$1,506.43 per Share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price.
表 I 有 1 筆交易的價格引用這則附註。
- F13
This price represents the weighted average price per Share, of Issuer, of sales that were executed at prices ranging from $1,517.50-$1,518.10 per Share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price.
表 I 有 1 筆交易的價格引用這則附註。
- F14
This price represents the weighted average price per Share, of Issuer, of sales that were executed at prices ranging from $1,513.71-$1,514.54 per Share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price.
表 I 有 1 筆交易的價格引用這則附註。
- F15
This price represents the weighted average price per Share, of Issuer, of sales that were executed at prices ranging from $1,504.15-$1,504.75 per Share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price.
表 I 有 1 筆交易的價格引用這則附註。
- F16
This price represents the weighted average price per Share, of Issuer, of sales that were executed at prices ranging from $1,524.38-$1,525.37 per Share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price.
表 I 有 1 筆交易的價格引用這則附註。
- F17
This price represents the weighted average price per Share, of Issuer, of sales that were executed at prices ranging from $1,501.11-$1,502.09 per Share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price.
表 I 有 1 筆交易的價格引用這則附註。
- F18
This price represents the weighted average price per Share, of Issuer, of sales that were executed at prices ranging from $1,510.12-$1,510.78 per Share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price.
表 I 有 1 筆交易的價格引用這則附註。
- F19
This price represents the weighted average price per Share, of Issuer, of sales that were executed at prices ranging from $1,502.11-$1,503.00 per Share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price.
表 I 有 1 筆交易的價格引用這則附註。
- F20
This price represents the weighted average price per Share, of Issuer, of sales that were executed at prices ranging from $1,508.67-$1,509.65 per Share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price.
表 I 有 1 筆交易的價格引用這則附註。
- F21
This price represents the weighted average price per Share, of Issuer, of sales that were executed at prices ranging from $1,503.15-$1,503.96 per Share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price.
表 I 有 1 筆交易的價格引用這則附註。