Rhodes William C III's Form 4 filing
AutoZone Inc (AZO) · filed Jul 1, 2021
- Accession no.
- 0001225208-21-009993
- Filed
- Jul 1, 2021
- Trade date
- Jul 1, 2021
- Filing delay
- Same day
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 23 non-derivative transactions and 1 derivative transaction. Open-market sales total $22.0M. It was filed on the trade date.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Rhodes William C IIICIK 0001080992 | Director, Officer (Chairman, President & CEO) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jul 1, 2021 | Common Stock | MOption exerciseAcquired | +14,535 | $425.11 | +$6,178,973.85 | 33,490.99 | Direct | |
| Jul 1, 2021 | Common Stock | SSaleDisposed | −200 | $1,515.17 | −$303,034 | 33,290.99 | Direct | |
| Jul 1, 2021 | Common Stock | SSaleDisposed | −300 | $1,516.45F1 | −$454,935 | 32,990.99 | Direct | |
| Jul 1, 2021 | Common Stock | SSaleDisposed | −300 | $1,512.71F2 | −$453,813 | 32,690.99 | Direct | |
| Jul 1, 2021 | Common Stock | SSaleDisposed | −400 | $1,521.59F3 | −$608,636 | 32,290.99 | Direct | |
| Jul 1, 2021 | Common Stock | SSaleDisposed | −445 | $1,526.45F4 | −$679,270.25 | 31,845.99 | Direct | |
| Jul 1, 2021 | Common Stock | SSaleDisposed | −493 | $1,507.06F5 | −$742,980.58 | 31,352.99 | Direct | |
| Jul 1, 2021 | Common Stock | SSaleDisposed | −500 | $1,500.42F6 | −$750,210 | 30,852.99 | Direct | |
| Jul 1, 2021 | Common Stock | SSaleDisposed | −507 | $1,507.78F7 | −$764,444.46 | 30,345.99 | Direct | |
| Jul 1, 2021 | Common Stock | SSaleDisposed | −545 | $1,527.36F8 | −$832,411.2 | 29,800.99 | Direct | |
| Jul 1, 2021 | Common Stock | SSaleDisposed | −600 | $1,519.10F9 | −$911,460 | 29,200.99 | Direct | |
| Jul 1, 2021 | Common Stock | SSaleDisposed | −600 | $1,511.66F10 | −$906,996 | 28,600.99 | Direct | |
| Jul 1, 2021 | Common Stock | SSaleDisposed | −700 | $1,520.23F11 | −$1,064,161 | 27,900.99 | Direct | |
| Jul 1, 2021 | Common Stock | SSaleDisposed | −700 | $1,506.07F12 | −$1,054,249 | 27,200.99 | Direct | |
| Jul 1, 2021 | Common Stock | SSaleDisposed | −800 | $1,517.83F13 | −$1,214,264 | 26,400.99 | Direct | |
| Jul 1, 2021 | Common Stock | SSaleDisposed | −800 | $1,514.26F14 | −$1,211,408 | 25,600.99 | Direct | |
| Jul 1, 2021 | Common Stock | SSaleDisposed | −800 | $1,504.37F15 | −$1,203,496 | 24,800.99 | Direct | |
| Jul 1, 2021 | Common Stock | SSaleDisposed | −900 | $1,525.00F16 | −$1,372,500 | 23,900.99 | Direct | |
| Jul 1, 2021 | Common Stock | SSaleDisposed | −981 | $1,501.42F17 | −$1,472,893.02 | 22,919.99 | Direct | |
| Jul 1, 2021 | Common Stock | SSaleDisposed | −982 | $1,510.50F18 | −$1,483,311 | 21,937.99 | Direct | |
| Jul 1, 2021 | Common Stock | SSaleDisposed | −982 | $1,502.71F19 | −$1,475,661.22 | 20,955.99 | Direct | |
| Jul 1, 2021 | Common Stock | SSaleDisposed | −1,000 | $1,509.31F20 | −$1,509,310 | 19,955.99 | Direct | |
| Jul 1, 2021 | Common Stock | SSaleDisposed | −1,000 | $1,503.70F21 | −$1,503,700 | 18,955.99 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jul 1, 2021 | Common Stock | MOption exerciseDisposed | −14,535 | $425.11 | −$6,178,973.85 | 0 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
This price represents the weighted average price per Share, of Issuer, of sales that were executed at prices ranging from $1,516.40-$1,516.54 per Share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price.
Referenced by the price of 1 transaction in Table I.
- F2
This price represents the weighted average price per Share, of Issuer, of sales that were executed at prices ranging from $1,512.30-$1,513.13 per Share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price.
Referenced by the price of 1 transaction in Table I.
- F3
This price represents the weighted average price per Share, of Issuer, of sales that were executed at prices ranging from $1,521.19-$1,521.98 per Share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price.
Referenced by the price of 1 transaction in Table I.
- F4
This price represents the weighted average price per Share, of Issuer, of sales that were executed at prices ranging from $1,525.92-$1,526.74 per Share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price.
Referenced by the price of 1 transaction in Table I.
- F5
This price represents the weighted average price per Share, of Issuer, of sales that were executed at prices ranging from $1,506.47-$1,507.39 per Share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price.
Referenced by the price of 1 transaction in Table I.
- F6
This price represents the weighted average price per Share, of Issuer, of sales that were executed at prices ranging from $1,500.00-$1,500.78 per Share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price.
Referenced by the price of 1 transaction in Table I.
- F7
This price represents the weighted average price per Share, of Issuer, of sales that were executed at prices ranging from $1,507.59-$1,507.84 per Share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price.
Referenced by the price of 1 transaction in Table I.
- F8
This price represents the weighted average price per Share, of Issuer, of sales that were executed at prices ranging from $1,526.97-$1,527.92 per Share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price.
Referenced by the price of 1 transaction in Table I.
- F9
This price represents the weighted average price per Share, of Issuer, of sales that were executed at prices ranging from $1,518.60-$1,519.37 per Share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price.
Referenced by the price of 1 transaction in Table I.
- F10
This price represents the weighted average price per Share, of Issuer, of sales that were executed at prices ranging from $1,511.18-$1,512.06 per Share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price.
Referenced by the price of 1 transaction in Table I.
- F11
This price represents the weighted average price per Share, of Issuer, of sales that were executed at prices ranging from $1,519.94-$1,520.45 per Share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price.
Referenced by the price of 1 transaction in Table I.
- F12
This price represents the weighted average price per Share, of Issuer, of sales that were executed at prices ranging from $1,505.47-$1,506.43 per Share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price.
Referenced by the price of 1 transaction in Table I.
- F13
This price represents the weighted average price per Share, of Issuer, of sales that were executed at prices ranging from $1,517.50-$1,518.10 per Share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price.
Referenced by the price of 1 transaction in Table I.
- F14
This price represents the weighted average price per Share, of Issuer, of sales that were executed at prices ranging from $1,513.71-$1,514.54 per Share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price.
Referenced by the price of 1 transaction in Table I.
- F15
This price represents the weighted average price per Share, of Issuer, of sales that were executed at prices ranging from $1,504.15-$1,504.75 per Share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price.
Referenced by the price of 1 transaction in Table I.
- F16
This price represents the weighted average price per Share, of Issuer, of sales that were executed at prices ranging from $1,524.38-$1,525.37 per Share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price.
Referenced by the price of 1 transaction in Table I.
- F17
This price represents the weighted average price per Share, of Issuer, of sales that were executed at prices ranging from $1,501.11-$1,502.09 per Share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price.
Referenced by the price of 1 transaction in Table I.
- F18
This price represents the weighted average price per Share, of Issuer, of sales that were executed at prices ranging from $1,510.12-$1,510.78 per Share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price.
Referenced by the price of 1 transaction in Table I.
- F19
This price represents the weighted average price per Share, of Issuer, of sales that were executed at prices ranging from $1,502.11-$1,503.00 per Share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price.
Referenced by the price of 1 transaction in Table I.
- F20
This price represents the weighted average price per Share, of Issuer, of sales that were executed at prices ranging from $1,508.67-$1,509.65 per Share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price.
Referenced by the price of 1 transaction in Table I.
- F21
This price represents the weighted average price per Share, of Issuer, of sales that were executed at prices ranging from $1,503.15-$1,503.96 per Share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price.
Referenced by the price of 1 transaction in Table I.