Maag Peter 的 Form 4 申報
CareDx, Inc.（CDNA），2021/10/6 申報
- 申報編號
- 0001217234-21-000225
- 申報時間
- 2021/10/6
- 交易日
- 2021/10/5
- 申報延遲
- 1 天
- 10b5-1 計畫
- 表單沒有這欄（2023 年以前）
這份申報列了 6 筆非衍生性交易、3 筆衍生性交易。公開市場賣出合計 $64.7 萬。交易後 1 天申報。
申報人
一份 Form 4 可以有好幾位申報人，例如本人與他控制的基金。各交易表上顯示的是第一位。
| 申報人 | 與公司的關係 |
|---|---|
| Maag PeterCIK 0001613855 | 董事、高階主管（執行董事長） |
非衍生性證券（表 I）
普通股等股票的取得與處分，每一列是申報上的一筆。
| 交易日 | 證券 | 交易 | 股數 | 價格 | 金額 | 交易後持股 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2021/10/5 | Common Stock | M行使選擇權取得 | +926 | $6.31 | +$5,843.06 | 342,682 | 直接 | |
| 2021/10/5 | Common Stock | M行使選擇權取得 | +3,727 | $12.24 | +$45,618.48 | 346,409 | 直接 | |
| 2021/10/5 | Common Stock | M行使選擇權取得 | +5,347 | $24.35 | +$130,199.45 | 351,756 | 直接 | |
| 2021/10/5 | Common Stock | S賣出處分 | −5,225 | $64.21F2 | −$335,497.25 | 346,531 | 直接 | |
| 2021/10/5 | Common Stock | S賣出處分 | −3,612 | $64.95F3 | −$234,599.4 | 342,919 | 直接 | |
| 2021/10/5 | Common Stock | S賣出處分 | −1,163 | $65.90F4 | −$76,641.7 | 341,756 | 直接 |
衍生性證券（表 II）
選擇權、認股權證、限制型股票單位等。股數是標的股票的股數；單價與金額是衍生證券本身的價格，交易後持有是衍生證券的單位數。
| 交易日 | 證券 | 交易 | 標的股數 | 單價 | 金額 | 交易後持有 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2021/10/5 | Common Stock | M行使選擇權處分 | −926 | $0.00 | $0 | 8,941 | 直接 | |
| 2021/10/5 | Common Stock | M行使選擇權處分 | −3,727 | $0.00 | $0 | 25,000 | 直接 | |
| 2021/10/5 | Common Stock | M行使選擇權處分 | −5,347 | $0.00 | $0 | 56,906 | 直接 |
附註與備註
本站收錄交易價格引用的附註、修正申報（Form 4/A）的全部附註，以及申報的備註。其他附註，例如間接持有的方式、交易計畫的細節，請看 SEC EDGAR 上的原文。
- F2
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $63.52 to $64.52, inclusive. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer full information regarding the number of shares purchased or sold at each separate price.
表 I 有 1 筆交易的價格引用這則附註。
- F3
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $64.55 to $65.53, inclusive. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer full information regarding the number of shares purchased or sold at each separate price.
表 I 有 1 筆交易的價格引用這則附註。
- F4
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $65.59 to $66.25, inclusive. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer full information regarding the number of shares purchased or sold at each separate price.
表 I 有 1 筆交易的價格引用這則附註。