Maag Peter's Form 4 filing
CareDx, Inc. (CDNA) · filed Oct 6, 2021
- Accession no.
- 0001217234-21-000225
- Filed
- Oct 6, 2021
- Trade date
- Oct 5, 2021
- Filing delay
- 1 day
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 6 non-derivative transactions and 3 derivative transactions. Open-market sales total $646.7K. It was filed 1 day after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Maag PeterCIK 0001613855 | Director, Officer (Executive Chair) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Oct 5, 2021 | Common Stock | MOption exerciseAcquired | +926 | $6.31 | +$5,843.06 | 342,682 | Direct | |
| Oct 5, 2021 | Common Stock | MOption exerciseAcquired | +3,727 | $12.24 | +$45,618.48 | 346,409 | Direct | |
| Oct 5, 2021 | Common Stock | MOption exerciseAcquired | +5,347 | $24.35 | +$130,199.45 | 351,756 | Direct | |
| Oct 5, 2021 | Common Stock | SSaleDisposed | −5,225 | $64.21F2 | −$335,497.25 | 346,531 | Direct | |
| Oct 5, 2021 | Common Stock | SSaleDisposed | −3,612 | $64.95F3 | −$234,599.4 | 342,919 | Direct | |
| Oct 5, 2021 | Common Stock | SSaleDisposed | −1,163 | $65.90F4 | −$76,641.7 | 341,756 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Oct 5, 2021 | Common Stock | MOption exerciseDisposed | −926 | $0.00 | $0 | 8,941 | Direct | |
| Oct 5, 2021 | Common Stock | MOption exerciseDisposed | −3,727 | $0.00 | $0 | 25,000 | Direct | |
| Oct 5, 2021 | Common Stock | MOption exerciseDisposed | −5,347 | $0.00 | $0 | 56,906 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F2
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $63.52 to $64.52, inclusive. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer full information regarding the number of shares purchased or sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F3
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $64.55 to $65.53, inclusive. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer full information regarding the number of shares purchased or sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F4
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $65.59 to $66.25, inclusive. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer full information regarding the number of shares purchased or sold at each separate price.
Referenced by the price of 1 transaction in Table I.