Maag Peter 的 Form 4 申報
CareDx, Inc.（CDNA），2021/9/7 申報
- 申報編號
- 0001217234-21-000210
- 申報時間
- 2021/9/7
- 交易日
- 2021/9/7
- 申報延遲
- 當天
- 10b5-1 計畫
- 表單沒有這欄（2023 年以前）
這份申報列了 5 筆非衍生性交易、2 筆衍生性交易。公開市場賣出合計 $73.7 萬。交易當天就申報。
申報人
一份 Form 4 可以有好幾位申報人，例如本人與他控制的基金。各交易表上顯示的是第一位。
| 申報人 | 與公司的關係 |
|---|---|
| Maag PeterCIK 0001613855 | 董事、高階主管（執行董事長） |
非衍生性證券（表 I）
普通股等股票的取得與處分，每一列是申報上的一筆。
| 交易日 | 證券 | 交易 | 股數 | 價格 | 金額 | 交易後持股 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2021/9/7 | Common Stock | M行使選擇權取得 | +925 | $6.31 | +$5,836.75 | 349,233 | 直接 | |
| 2021/9/7 | Common Stock | M行使選擇權取得 | +2,523 | $12.24 | +$30,881.52 | 351,756 | 直接 | |
| 2021/9/7 | Common Stock | S賣出處分 | −8,800 | $73.55F2 | −$647,240 | 342,956 | 直接 | |
| 2021/9/7 | Common Stock | S賣出處分 | −900 | $74.32F3 | −$66,888 | 342,056 | 直接 | |
| 2021/9/7 | Common Stock | S賣出處分 | −300 | $75.31F4 | −$22,593 | 341,756 | 直接 |
衍生性證券（表 II）
選擇權、認股權證、限制型股票單位等。股數是標的股票的股數；單價與金額是衍生證券本身的價格，交易後持有是衍生證券的單位數。
| 交易日 | 證券 | 交易 | 標的股數 | 單價 | 金額 | 交易後持有 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2021/9/7 | Common Stock | M行使選擇權取得 | +925 | $6.31 | +$5,836.75 | 9,867 | 直接 | |
| 2021/9/7 | Common Stock | M行使選擇權取得 | +2,523 | $12.24 | +$30,881.52 | 28,727 | 直接 |
附註與備註
本站收錄交易價格引用的附註、修正申報（Form 4/A）的全部附註，以及申報的備註。其他附註，例如間接持有的方式、交易計畫的細節，請看 SEC EDGAR 上的原文。
- F2
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $73.10 to $74.055, inclusive. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer full information regarding the number of shares purchased or sold at each separate price.
表 I 有 1 筆交易的價格引用這則附註。
- F3
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $74.13 to $74.43, inclusive. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer full information regarding the number of shares purchased or sold at each separate price.
表 I 有 1 筆交易的價格引用這則附註。
- F4
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $75.25 to $75.38, inclusive. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer full information regarding the number of shares purchased or sold at each separate price.
表 I 有 1 筆交易的價格引用這則附註。