Maag Peter's Form 4 filing
CareDx, Inc. (CDNA) · filed Sep 7, 2021
- Accession no.
- 0001217234-21-000210
- Filed
- Sep 7, 2021
- Trade date
- Sep 7, 2021
- Filing delay
- Same day
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 5 non-derivative transactions and 2 derivative transactions. Open-market sales total $736.7K. It was filed on the trade date.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Maag PeterCIK 0001613855 | Director, Officer (Executive Chair) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Sep 7, 2021 | Common Stock | MOption exerciseAcquired | +925 | $6.31 | +$5,836.75 | 349,233 | Direct | |
| Sep 7, 2021 | Common Stock | MOption exerciseAcquired | +2,523 | $12.24 | +$30,881.52 | 351,756 | Direct | |
| Sep 7, 2021 | Common Stock | SSaleDisposed | −8,800 | $73.55F2 | −$647,240 | 342,956 | Direct | |
| Sep 7, 2021 | Common Stock | SSaleDisposed | −900 | $74.32F3 | −$66,888 | 342,056 | Direct | |
| Sep 7, 2021 | Common Stock | SSaleDisposed | −300 | $75.31F4 | −$22,593 | 341,756 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Sep 7, 2021 | Common Stock | MOption exerciseAcquired | +925 | $6.31 | +$5,836.75 | 9,867 | Direct | |
| Sep 7, 2021 | Common Stock | MOption exerciseAcquired | +2,523 | $12.24 | +$30,881.52 | 28,727 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F2
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $73.10 to $74.055, inclusive. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer full information regarding the number of shares purchased or sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F3
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $74.13 to $74.43, inclusive. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer full information regarding the number of shares purchased or sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F4
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $75.25 to $75.38, inclusive. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer full information regarding the number of shares purchased or sold at each separate price.
Referenced by the price of 1 transaction in Table I.