Seeto Reginald 的 Form 4 申報
CareDx, Inc.（CDNA），2021/8/17 申報
- 申報編號
- 0001217234-21-000206
- 申報時間
- 2021/8/17
- 交易日
- 2021/6/25-8/11
- 申報延遲
- 53 天遲報
- 10b5-1 計畫
- 表單沒有這欄（2023 年以前）
這份申報列了 8 筆非衍生性交易、5 筆衍生性交易。公開市場賣出合計 $214.1 萬。交易後 53 天才申報，超過 2 個營業日的期限。
申報人
一份 Form 4 可以有好幾位申報人，例如本人與他控制的基金。各交易表上顯示的是第一位。
| 申報人 | 與公司的關係 |
|---|---|
| Seeto ReginaldCIK 0001688485 | 董事、高階主管（見申報備註） |
非衍生性證券（表 I）
普通股等股票的取得與處分，每一列是申報上的一筆。
| 交易日 | 證券 | 交易 | 股數 | 價格 | 金額 | 交易後持股 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2021/6/25 | Common Stock | M行使選擇權取得 | +3,247 | $24.35 | +$79,064.45 | 135,618 | 直接 | |
| 2021/6/25 | Common Stock | M行使選擇權取得 | +5,963 | $27.72 | +$165,294.36 | 141,581 | 直接 | |
| 2021/6/25 | Common Stock | S賣出處分 | −9,210 | $95.15F2 | −$876,331.5 | 132,371 | 直接 | |
| 2021/6/28 | Common Stock | M行使選擇權取得 | +1,545 | $24.35 | +$37,620.75 | 133,916 | 直接 | |
| 2021/6/28 | Common Stock | M行使選擇權取得 | +11,667 | $27.17 | +$316,992.39 | 145,583 | 直接 | |
| 2021/6/28 | Common Stock | S賣出處分 | −8,522 | $95.42F3 | −$813,169.24 | 137,061 | 直接 | |
| 2021/6/28 | Common Stock | S賣出處分 | −4,690 | $96.34F4 | −$451,834.6 | 132,371 | 直接 | |
| 2021/8/11 | Common Stock | M行使選擇權取得 | +10,821 | $27.72 | +$299,958.12 | 143,192 | 直接 |
衍生性證券（表 II）
選擇權、認股權證、限制型股票單位等。股數是標的股票的股數；單價與金額是衍生證券本身的價格，交易後持有是衍生證券的單位數。
| 交易日 | 證券 | 交易 | 標的股數 | 單價 | 金額 | 交易後持有 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2021/6/25 | Common Stock | M行使選擇權處分 | −3,247 | $0.00 | $0 | 31,961 | 直接 | |
| 2021/6/25 | Common Stock | M行使選擇權處分 | −5,963 | $0.00 | $0 | 66,869 | 直接 | |
| 2021/6/28 | Common Stock | M行使選擇權處分 | −1,545 | $0.00 | $0 | 30,416 | 直接 | |
| 2021/6/28 | Common Stock | M行使選擇權處分 | −11,667 | $0.00 | $0 | 14,500 | 直接 | |
| 2021/8/11 | Common Stock | M行使選擇權處分 | −10,821 | $0.00 | $0 | 56,048 | 直接 |
附註與備註
本站收錄交易價格引用的附註、修正申報（Form 4/A）的全部附註，以及申報的備註。其他附註，例如間接持有的方式、交易計畫的細節，請看 SEC EDGAR 上的原文。
- F2
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $95.00 to $90.37, inclusive. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer full information regarding the number of shares purchased or sold at each separate price.
表 I 有 1 筆交易的價格引用這則附註。
- F3
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $95.00 to $96.00, inclusive. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer full information regarding the number of shares purchased or sold at each separate price.
表 I 有 1 筆交易的價格引用這則附註。
- F4
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $96.10 to $96.53, inclusive. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer full information regarding the number of shares purchased or sold at each separate price.
表 I 有 1 筆交易的價格引用這則附註。
備註
President & Chief Executive Officer