Seeto Reginald's Form 4 filing
CareDx, Inc. (CDNA) · filed Aug 17, 2021
- Accession no.
- 0001217234-21-000206
- Filed
- Aug 17, 2021
- Trade date
- Jun 25-Aug 11, 2021
- Filing delay
- 53 daysLate
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 8 non-derivative transactions and 5 derivative transactions. Open-market sales total $2.14M. It was filed 53 days after the trade, past the 2-business-day deadline.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Seeto ReginaldCIK 0001688485 | Director, Officer (See Remarks) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jun 25, 2021 | Common Stock | MOption exerciseAcquired | +3,247 | $24.35 | +$79,064.45 | 135,618 | Direct | |
| Jun 25, 2021 | Common Stock | MOption exerciseAcquired | +5,963 | $27.72 | +$165,294.36 | 141,581 | Direct | |
| Jun 25, 2021 | Common Stock | SSaleDisposed | −9,210 | $95.15F2 | −$876,331.5 | 132,371 | Direct | |
| Jun 28, 2021 | Common Stock | MOption exerciseAcquired | +1,545 | $24.35 | +$37,620.75 | 133,916 | Direct | |
| Jun 28, 2021 | Common Stock | MOption exerciseAcquired | +11,667 | $27.17 | +$316,992.39 | 145,583 | Direct | |
| Jun 28, 2021 | Common Stock | SSaleDisposed | −8,522 | $95.42F3 | −$813,169.24 | 137,061 | Direct | |
| Jun 28, 2021 | Common Stock | SSaleDisposed | −4,690 | $96.34F4 | −$451,834.6 | 132,371 | Direct | |
| Aug 11, 2021 | Common Stock | MOption exerciseAcquired | +10,821 | $27.72 | +$299,958.12 | 143,192 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jun 25, 2021 | Common Stock | MOption exerciseDisposed | −3,247 | $0.00 | $0 | 31,961 | Direct | |
| Jun 25, 2021 | Common Stock | MOption exerciseDisposed | −5,963 | $0.00 | $0 | 66,869 | Direct | |
| Jun 28, 2021 | Common Stock | MOption exerciseDisposed | −1,545 | $0.00 | $0 | 30,416 | Direct | |
| Jun 28, 2021 | Common Stock | MOption exerciseDisposed | −11,667 | $0.00 | $0 | 14,500 | Direct | |
| Aug 11, 2021 | Common Stock | MOption exerciseDisposed | −10,821 | $0.00 | $0 | 56,048 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F2
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $95.00 to $90.37, inclusive. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer full information regarding the number of shares purchased or sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F3
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $95.00 to $96.00, inclusive. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer full information regarding the number of shares purchased or sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F4
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $96.10 to $96.53, inclusive. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer full information regarding the number of shares purchased or sold at each separate price.
Referenced by the price of 1 transaction in Table I.
Remarks
President & Chief Executive Officer