Ault Milton C III 的 Form 4/A 修正申報
修正Universal Safety Products, Inc.（UUU），2026/9/10 申報
- 申報編號
- 0001214659-26-011565
- 申報時間
- 2026/9/10 16:30 ET
- 交易日
- 2026/9/1-9/4
- 申報延遲
- 9 天
- 10b5-1 計畫
- 沒有勾選
- 原始申報日
- 2026/9/8
這份申報列了 3 筆非衍生性交易。公開市場買進合計 $4,858.98。交易後 9 天申報。
這份修正申報取代了 0001214659-26-011483（2026/9/8 申報）。
申報人
一份 Form 4 可以有好幾位申報人，例如本人與他控制的基金。各交易表上顯示的是第一位。
| 申報人 | 與公司的關係 |
|---|---|
| Ault Milton C IIICIK 0001212502 | 董事、持股 10% 以上大股東 |
非衍生性證券（表 I）
普通股等股票的取得與處分，每一列是申報上的一筆。
| 交易日 | 證券 | 交易 | 股數 | 價格 | 金額 | 交易後持股 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2026/9/1 | Common Stock | P買進取得 | +100 | $5.15 | +$515 | 9,200 | 直接 | |
| 2026/9/3 | Common Stock | P買進取得 | +100 | $5.49 | +$549 | 9,300 | 直接 | |
| 2026/9/4 | Common Stock | P買進取得 | +700 | $5.42F1 | +$3,794.98 | 10,000 | 直接 |
附註與備註
本站收錄交易價格引用的附註、修正申報（Form 4/A）的全部附註，以及申報的備註。其他附註，例如間接持有的方式、交易計畫的細節，請看 SEC EDGAR 上的原文。
- F1
The common stock was purchased by the reporting person in open market transactions on the transaction date, with a volume weighted average purchase price of $5.4214. The range of purchase prices on the transaction date was $5.35 to $5.45 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each price.
表 I 有 1 筆交易的價格引用這則附註。
- F2
Ault Lending, LLC (“Ault Lending”), is a wholly owned subsidiary of Hyperscale Data, Inc. (“HSD”). Milton C. Ault, III, the Executive Chairman of HSD, is deemed to have voting and investment power with respect to the securities held of record by Ault Lending.
- F3
Securities beneficially owned by Alpha Structured Finance LP (“Alpha Fund”). Mr. Ault is the Manager of Alpha Structured Finance GP LLC (“Alpha GP”) and ACG Alpha Management LLC (“Alpha Management”). Alpha GP and Alpha Management are the general partner and investment manager to Alpha Fund, respectively. As a result of these relationships, Mr. Ault may be deemed to beneficially own the securities beneficially owned by Alpha Fund.
- F4
Securities beneficially owned by Ault & Company, Inc. (“Ault & Co.”). Mr. Ault is the Chief Executive Officer and Chairman of Ault & Co. As a result of this relationship, Mr. Ault may be deemed to beneficially own the securities beneficially owned by Ault & Co.
備註
The original Form 4 filed on September 8, 2026 (the "Original Filing") is amended by this Form 4/A solely to report shares of common stock purchased by the reporting person on September 1, 2026 that were inadvertently omitted from the Original Filing. Other than the correction reflected herein, no changes have been made to the transactions or holdings previously reported in the Original Filing.