Ault Milton C III's Form 4/A amendment
AmendedUniversal Safety Products, Inc. (UUU) · filed Sep 10, 2026
- Accession no.
- 0001214659-26-011565
- Filed
- Sep 10, 2026, 4:30 PM ET
- Trade date
- Sep 1-4, 2026
- Filing delay
- 9 days
- Rule 10b5-1 plan
- Not checked
- Original filed
- Sep 8, 2026
This filing lists 3 non-derivative transactions. Open-market purchases total $4.86K. It was filed 9 days after the trade.
This amendment replaces 0001214659-26-011483 (filed Sep 8, 2026).
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Ault Milton C IIICIK 0001212502 | Director, 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Sep 1, 2026 | Common Stock | PPurchaseAcquired | +100 | $5.15 | +$515 | 9,200 | Direct | |
| Sep 3, 2026 | Common Stock | PPurchaseAcquired | +100 | $5.49 | +$549 | 9,300 | Direct | |
| Sep 4, 2026 | Common Stock | PPurchaseAcquired | +700 | $5.42F1 | +$3,794.98 | 10,000 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
The common stock was purchased by the reporting person in open market transactions on the transaction date, with a volume weighted average purchase price of $5.4214. The range of purchase prices on the transaction date was $5.35 to $5.45 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each price.
Referenced by the price of 1 transaction in Table I.
- F2
Ault Lending, LLC (“Ault Lending”), is a wholly owned subsidiary of Hyperscale Data, Inc. (“HSD”). Milton C. Ault, III, the Executive Chairman of HSD, is deemed to have voting and investment power with respect to the securities held of record by Ault Lending.
- F3
Securities beneficially owned by Alpha Structured Finance LP (“Alpha Fund”). Mr. Ault is the Manager of Alpha Structured Finance GP LLC (“Alpha GP”) and ACG Alpha Management LLC (“Alpha Management”). Alpha GP and Alpha Management are the general partner and investment manager to Alpha Fund, respectively. As a result of these relationships, Mr. Ault may be deemed to beneficially own the securities beneficially owned by Alpha Fund.
- F4
Securities beneficially owned by Ault & Company, Inc. (“Ault & Co.”). Mr. Ault is the Chief Executive Officer and Chairman of Ault & Co. As a result of this relationship, Mr. Ault may be deemed to beneficially own the securities beneficially owned by Ault & Co.
Remarks
The original Form 4 filed on September 8, 2026 (the "Original Filing") is amended by this Form 4/A solely to report shares of common stock purchased by the reporting person on September 1, 2026 that were inadvertently omitted from the Original Filing. Other than the correction reflected herein, no changes have been made to the transactions or holdings previously reported in the Original Filing.