跳到主要內容

Ault Milton C III 的 Form 4 申報

Universal Safety Products, Inc.(UUU),2026/8/19 申報

申報編號
0001214659-26-010625
申報時間
2026/8/19 17:29 ET
交易日
2026/8/17-8/19
申報延遲
2 天
10b5-1 計畫
沒有勾選

這份申報列了 8 筆非衍生性交易。公開市場買進合計 $20.1 萬。交易後 2 天申報。

申報人

一份 Form 4 可以有好幾位申報人,例如本人與他控制的基金。各交易表上顯示的是第一位。

這份申報的申報人
申報人與公司的關係
Ault Milton C IIICIK 0001212502董事、持股 10% 以上大股東

非衍生性證券(表 I)

普通股等股票的取得與處分,每一列是申報上的一筆。

非衍生性證券的交易
交易日證券交易股數價格金額交易後持股持有方式旗標
2026/8/17Common StockP買進取得+1,200$4.12F1+$4,944.9621,200間接
2026/8/17Common StockP買進取得+5,000$4.09+$20,454.51,030,252間接
2026/8/17Common StockP買進取得+300$3.83F4+$1,148.822,900直接
2026/8/18Common StockP買進取得+5,275$4.44F5+$23,442.11,035,527間接
2026/8/18Common StockP買進取得+700$4.38F6+$3,064.813,600直接
2026/8/19Common StockP買進取得+24,328$5.58+$135,672.391,059,855間接
2026/8/19Common StockP買進取得+1,500$4.53+$6,7955,100直接
2026/8/19Common StockP買進取得+1,000$5.87F7+$5,8706,100直接

附註與備註

本站收錄交易價格引用的附註、修正申報(Form 4/A)的全部附註,以及申報的備註。其他附註,例如間接持有的方式、交易計畫的細節,請看 SEC EDGAR 上的原文。

F1

The common stock was purchased by the reporting person in open market transactions on the transaction date, with a volume weighted average purchase price of $4.1208. The range of purchase prices on the transaction date was $3.9917 to $4.1412 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each price.

表 I 有 1 筆交易的價格引用這則附註。

F4

The common stock was purchased by the reporting person in open market transactions on the transaction date, with a volume weighted average purchase price of $3.8294. The range of purchase prices on the transaction date was $3.69 to $3.9982 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each price.

表 I 有 1 筆交易的價格引用這則附註。

F5

The common stock was purchased by the reporting person in open market transactions on the transaction date, with a volume weighted average purchase price of $4.4440. The range of purchase prices on the transaction date was $3.85 to $4.3868 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each price.

表 I 有 1 筆交易的價格引用這則附註。

F6

The common stock was purchased by the reporting person in open market transactions on the transaction date, with a volume weighted average purchase price of $4.3783. The range of purchase prices on the transaction date was $4.17 to $4.50 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each price.

表 I 有 1 筆交易的價格引用這則附註。

F7

The common stock was purchased by the reporting person in open market transactions on the transaction date, with a volume weighted average purchase price of $5.87. The range of purchase prices on the transaction date was $5.80 to $5.94 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each price.

表 I 有 1 筆交易的價格引用這則附註。

看 SEC EDGAR 上的完整原文 (在新分頁開啟)