Ault Milton C III's Form 4 filing
Universal Safety Products, Inc. (UUU) · filed Aug 19, 2026
- Accession no.
- 0001214659-26-010625
- Filed
- Aug 19, 2026, 5:29 PM ET
- Trade date
- Aug 17-19, 2026
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not checked
This filing lists 8 non-derivative transactions. Open-market purchases total $201.4K. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Ault Milton C IIICIK 0001212502 | Director, 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 17, 2026 | Common Stock | PPurchaseAcquired | +1,200 | $4.12F1 | +$4,944.96 | 21,200 | Indirect | |
| Aug 17, 2026 | Common Stock | PPurchaseAcquired | +5,000 | $4.09 | +$20,454.5 | 1,030,252 | Indirect | |
| Aug 17, 2026 | Common Stock | PPurchaseAcquired | +300 | $3.83F4 | +$1,148.82 | 2,900 | Direct | |
| Aug 18, 2026 | Common Stock | PPurchaseAcquired | +5,275 | $4.44F5 | +$23,442.1 | 1,035,527 | Indirect | |
| Aug 18, 2026 | Common Stock | PPurchaseAcquired | +700 | $4.38F6 | +$3,064.81 | 3,600 | Direct | |
| Aug 19, 2026 | Common Stock | PPurchaseAcquired | +24,328 | $5.58 | +$135,672.39 | 1,059,855 | Indirect | |
| Aug 19, 2026 | Common Stock | PPurchaseAcquired | +1,500 | $4.53 | +$6,795 | 5,100 | Direct | |
| Aug 19, 2026 | Common Stock | PPurchaseAcquired | +1,000 | $5.87F7 | +$5,870 | 6,100 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
The common stock was purchased by the reporting person in open market transactions on the transaction date, with a volume weighted average purchase price of $4.1208. The range of purchase prices on the transaction date was $3.9917 to $4.1412 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each price.
Referenced by the price of 1 transaction in Table I.
- F4
The common stock was purchased by the reporting person in open market transactions on the transaction date, with a volume weighted average purchase price of $3.8294. The range of purchase prices on the transaction date was $3.69 to $3.9982 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each price.
Referenced by the price of 1 transaction in Table I.
- F5
The common stock was purchased by the reporting person in open market transactions on the transaction date, with a volume weighted average purchase price of $4.4440. The range of purchase prices on the transaction date was $3.85 to $4.3868 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each price.
Referenced by the price of 1 transaction in Table I.
- F6
The common stock was purchased by the reporting person in open market transactions on the transaction date, with a volume weighted average purchase price of $4.3783. The range of purchase prices on the transaction date was $4.17 to $4.50 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each price.
Referenced by the price of 1 transaction in Table I.
- F7
The common stock was purchased by the reporting person in open market transactions on the transaction date, with a volume weighted average purchase price of $5.87. The range of purchase prices on the transaction date was $5.80 to $5.94 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each price.
Referenced by the price of 1 transaction in Table I.