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Limber Joseph M 的 Form 4 申報

XOMA Royalty Corp(XOMA),2025/4/7 申報

申報編號
0001214659-25-005527
申報時間
2025/4/7
交易日
2025/4/3-4/7
申報延遲
4 天
10b5-1 計畫
沒有勾選

這份申報列了 5 筆非衍生性交易。公開市場買進合計 $76.0 萬。交易後 4 天申報。

申報人

一份 Form 4 可以有好幾位申報人,例如本人與他控制的基金。各交易表上顯示的是第一位。

這份申報的申報人
申報人與公司的關係
Limber Joseph MCIK 0001216023董事

非衍生性證券(表 I)

普通股等股票的取得與處分,每一列是申報上的一筆。

非衍生性證券的交易
交易日證券交易股數價格金額交易後持股持有方式旗標
2025/4/3Depositary Shares - 8.375% Series B Cumulative StockP買進取得+16,524$25.22F1+$416,735.2816,524直接
2025/4/38.625% Series A Cumulative Perpetual Preferred StockP買進取得+1,411$25.44+$35,895.841,411直接
2025/4/4Depositary Shares - 8.375% Series B Cumulative StockP買進取得+3,476$25.25F2+$87,76920,000直接
2025/4/48.625% Series A Cumulative Perpetual Preferred StockP買進取得+3,346$25.56+$85,523.764,757直接
2025/4/78.625% Series A Cumulative Perpetual Preferred StockP買進取得+5,243$25.60+$134,220.810,000直接

附註與備註

本站收錄交易價格引用的附註、修正申報(Form 4/A)的全部附註,以及申報的備註。其他附註,例如間接持有的方式、交易計畫的細節,請看 SEC EDGAR 上的原文。

F1

This transaction was executed in multiple trades at prices ranging from $25.19 to $25.27. The price reported above reflects the weighted average purchase price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected.

表 I 有 1 筆交易的價格引用這則附註。

F2

This transaction was executed in multiple trades at prices ranging from $25.25 to $25.30. The price reported above reflects the weighted average purchase price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected.

表 I 有 1 筆交易的價格引用這則附註。

看 SEC EDGAR 上的完整原文 (在新分頁開啟)