Limber Joseph M's Form 4 filing
XOMA Royalty Corp (XOMA) · filed Apr 7, 2025
- Accession no.
- 0001214659-25-005527
- Filed
- Apr 7, 2025
- Trade date
- Apr 3-7, 2025
- Filing delay
- 4 days
- Rule 10b5-1 plan
- Not checked
This filing lists 5 non-derivative transactions. Open-market purchases total $760.1K. It was filed 4 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Limber Joseph MCIK 0001216023 | Director |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Apr 3, 2025 | Depositary Shares - 8.375% Series B Cumulative Stock | PPurchaseAcquired | +16,524 | $25.22F1 | +$416,735.28 | 16,524 | Direct | |
| Apr 3, 2025 | 8.625% Series A Cumulative Perpetual Preferred Stock | PPurchaseAcquired | +1,411 | $25.44 | +$35,895.84 | 1,411 | Direct | |
| Apr 4, 2025 | Depositary Shares - 8.375% Series B Cumulative Stock | PPurchaseAcquired | +3,476 | $25.25F2 | +$87,769 | 20,000 | Direct | |
| Apr 4, 2025 | 8.625% Series A Cumulative Perpetual Preferred Stock | PPurchaseAcquired | +3,346 | $25.56 | +$85,523.76 | 4,757 | Direct | |
| Apr 7, 2025 | 8.625% Series A Cumulative Perpetual Preferred Stock | PPurchaseAcquired | +5,243 | $25.60 | +$134,220.8 | 10,000 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
This transaction was executed in multiple trades at prices ranging from $25.19 to $25.27. The price reported above reflects the weighted average purchase price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F2
This transaction was executed in multiple trades at prices ranging from $25.25 to $25.30. The price reported above reflects the weighted average purchase price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.