Peters Craig Warren 的 Form 4 申報
Getty Images Holdings, Inc.（GETY），2023/9/21 申報
- 申報編號
- 0001214659-23-012547
- 申報時間
- 2023/9/21
- 交易日
- 2023/9/19-9/20
- 申報延遲
- 2 天
- 10b5-1 計畫
- 有勾選
這份申報列了 5 筆非衍生性交易、2 筆衍生性交易。公開市場賣出合計 $174.3 萬。交易後 2 天申報。
申報人
一份 Form 4 可以有好幾位申報人，例如本人與他控制的基金。各交易表上顯示的是第一位。
| 申報人 | 與公司的關係 |
|---|---|
| Peters Craig WarrenCIK 0001939000 | 董事、高階主管（執行長） |
非衍生性證券（表 I）
普通股等股票的取得與處分，每一列是申報上的一筆。
| 交易日 | 證券 | 交易 | 股數 | 價格 | 金額 | 交易後持股 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2023/9/19 | Class A Common Stock | M行使選擇權取得 | +200,683 | $2.74 | +$549,871.42 | 1,275,618 | 直接 | |
| 2023/9/19 | Class A Common Stock | S賣出處分 | −200,683 | $7.14F2 | −$1,432,876.62 | 1,074,935 | 直接 | |
| 2023/9/20 | Class A Common Stock | M行使選擇權取得 | +47,450 | $2.74 | +$130,013 | 1,122,385 | 直接 | |
| 2023/9/20 | Class A Common Stock | S賣出處分 | −45,449 | $6.50F3 | −$295,418.5 | 1,076,936 | 直接 | |
| 2023/9/20 | Class A Common Stock | S賣出處分 | −2,001 | $7.17F4 | −$14,347.17 | 1,074,935 | 直接 |
衍生性證券（表 II）
選擇權、認股權證、限制型股票單位等。股數是標的股票的股數；單價與金額是衍生證券本身的價格，交易後持有是衍生證券的單位數。
| 交易日 | 證券 | 交易 | 標的股數 | 單價 | 金額 | 交易後持有 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2023/9/19 | Class A Common Stock | M行使選擇權處分 | −200,683 | $2.74 | −$549,871.42 | 2,015,653 | 直接 | |
| 2023/9/20 | Class A Common Stock | M行使選擇權處分 | −47,450 | $2.74 | −$130,013 | 1,968,203 | 直接 |
附註與備註
本站收錄交易價格引用的附註、修正申報（Form 4/A）的全部附註，以及申報的備註。其他附註，例如間接持有的方式、交易計畫的細節，請看 SEC EDGAR 上的原文。
- F2
This transaction was executed in multiple trades at prices ranging from $6.73 to $7.32. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F3
This transaction was executed in multiple trades at prices ranging from $6.06 to $7.05. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F4
This transaction was executed in multiple trades at prices ranging from $7.07 to $7.33. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。