Peters Craig Warren's Form 4 filing
Getty Images Holdings, Inc. (GETY) · filed Sep 21, 2023
- Accession no.
- 0001214659-23-012547
- Filed
- Sep 21, 2023
- Trade date
- Sep 19-20, 2023
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Checked
This filing lists 5 non-derivative transactions and 2 derivative transactions. Open-market sales total $1.74M. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Peters Craig WarrenCIK 0001939000 | Director, Officer (Chief Executive Officer) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Sep 19, 2023 | Class A Common Stock | MOption exerciseAcquired | +200,683 | $2.74 | +$549,871.42 | 1,275,618 | Direct | |
| Sep 19, 2023 | Class A Common Stock | SSaleDisposed | −200,683 | $7.14F2 | −$1,432,876.62 | 1,074,935 | Direct | |
| Sep 20, 2023 | Class A Common Stock | MOption exerciseAcquired | +47,450 | $2.74 | +$130,013 | 1,122,385 | Direct | |
| Sep 20, 2023 | Class A Common Stock | SSaleDisposed | −45,449 | $6.50F3 | −$295,418.5 | 1,076,936 | Direct | |
| Sep 20, 2023 | Class A Common Stock | SSaleDisposed | −2,001 | $7.17F4 | −$14,347.17 | 1,074,935 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Sep 19, 2023 | Class A Common Stock | MOption exerciseDisposed | −200,683 | $2.74 | −$549,871.42 | 2,015,653 | Direct | |
| Sep 20, 2023 | Class A Common Stock | MOption exerciseDisposed | −47,450 | $2.74 | −$130,013 | 1,968,203 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F2
This transaction was executed in multiple trades at prices ranging from $6.73 to $7.32. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F3
This transaction was executed in multiple trades at prices ranging from $6.06 to $7.05. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F4
This transaction was executed in multiple trades at prices ranging from $7.07 to $7.33. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.