Bowers Thomas A. 的 Form 4 申報
Fair Isaac Corp（FICO），2023/2/2 申報
- 申報編號
- 0001214659-23-001504
- 申報時間
- 2023/2/2
- 交易日
- 2023/1/31
- 申報延遲
- 2 天
- 10b5-1 計畫
- 表單沒有這欄（2023 年以前）
這份申報列了 7 筆非衍生性交易、3 筆衍生性交易。公開市場賣出合計 $878.1 萬。交易後 2 天申報。
申報人
一份 Form 4 可以有好幾位申報人，例如本人與他控制的基金。各交易表上顯示的是第一位。
| 申報人 | 與公司的關係 |
|---|---|
| Bowers Thomas A.CIK 0001675736 | 高階主管（執行副總裁） |
非衍生性證券（表 I）
普通股等股票的取得與處分，每一列是申報上的一筆。
| 交易日 | 證券 | 交易 | 股數 | 價格 | 金額 | 交易後持股 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2023/1/31 | Common Stock | M行使選擇權取得 | +4,193 | $354.18 | +$1,485,076.74 | 8,338 | 直接 | |
| 2023/1/31 | Common Stock | M行使選擇權取得 | +5,362 | $506.91 | +$2,718,051.42 | 13,700 | 直接 | |
| 2023/1/31 | Common Stock | M行使選擇權取得 | +1,606 | $407.49 | +$654,428.94 | 15,306 | 直接 | |
| 2023/1/31 | Common Stock | S賣出處分 | −9,828 | $650.87F1 | −$6,396,750.36 | 5,478 | 直接 | |
| 2023/1/31 | Common Stock | S賣出處分 | −1,029 | $651.86F2 | −$670,763.94 | 4,449 | 直接 | |
| 2023/1/31 | Common Stock | S賣出處分 | −304 | $652.45F3 | −$198,344.8 | 4,145 | 直接 | |
| 2023/1/31 | Common Stock | S賣出處分 | −2,330 | $650.10F4 | −$1,514,733 | 1,815 | 直接 |
衍生性證券（表 II）
選擇權、認股權證、限制型股票單位等。股數是標的股票的股數；單價與金額是衍生證券本身的價格，交易後持有是衍生證券的單位數。
| 交易日 | 證券 | 交易 | 標的股數 | 單價 | 金額 | 交易後持有 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2023/1/31 | Common Stock | M行使選擇權處分 | −4,193 | $0.00 | $0 | 1,397 | 直接 | |
| 2023/1/31 | Common Stock | M行使選擇權處分 | −5,362 | $0.00 | $0 | 5,360 | 直接 | |
| 2023/1/31 | Common Stock | M行使選擇權處分 | −1,606 | $0.00 | $0 | 4,816 | 直接 |
附註與備註
本站收錄交易價格引用的附註、修正申報（Form 4/A）的全部附註，以及申報的備註。其他附註，例如間接持有的方式、交易計畫的細節，請看 SEC EDGAR 上的原文。
- F1
This transaction was executed in multiple trades at prices ranging from $650.45 to $651.41. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
表 I 有 1 筆交易的價格引用這則附註。
- F2
This transaction was executed in multiple trades at prices ranging from $651.46 to $652.3650. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
表 I 有 1 筆交易的價格引用這則附註。
- F3
This transaction was executed in multiple trades at prices ranging from $652.4150 to $652.4800. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
表 I 有 1 筆交易的價格引用這則附註。
- F4
This transaction was executed in multiple trades at prices ranging from $650.00 to $650.87. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
表 I 有 1 筆交易的價格引用這則附註。